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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Apollo Operating Group units | (3) | 05/19/2015(1)(2) | J(1)(2) | 59,000 | (1)(2) | (4) | Class A shares | 59,000 | $ 0 | 220,660,976 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| AP Professional Holdings, L.P. C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
X | |||
| By: BRH Holdings GP, Ltd., its General Partner By: /s/ John J. Suydam, Vice President | 05/26/2015 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The reporting person's original Form 4 filed on May 19, 2015 (the "Original Form 4") reported that 82,000 Apollo Operating Group units were distributed to certain of its limited partners on May 19, 2015 and a corresponding number of Class A shares of Apollo Global Management, LLC (the "Issuer"), were issued in exchange for such Apollo Operating Group units. The Original Form 4 incorrectly included 23,000 Apollo Operating Group units that were distributed by the reporting person to one of its limited partners on May 21, 2015, and not May 19, 2015, which will be reported in a separate Form 4 by the reporting person. (Cont'd in FN 2) |
| (2) | (Cont'd from FN 1) The 59,000 Apollo Operating Group units reported herein were distributed by the reporting person on May 19, 2015 to one of its limited partners. These 59,000 Apollo Operating Group units were then exchanged on May 19, 2015 for Class A shares of the Issuer on a one-for-one basis pursuant to the terms of the Exchange Agreement (as defined in footnote (3) below). |
| (3) | Each Apollo Operating Group unit represents a right to receive one Class A share of the Issuer subject to the restrictions and provisions set forth in the Third Amended and Restated Exchange Agreement, dated May 7, 2015, by and among the Issuer, the reporting person and the other parties thereto (the "Exchange Agreement"). |
| (4) | The Apollo Operating Group units do not expire. |