þ :
|
Rule 13d-1(b)
|
o :
|
Rule 13d-1(c)
|
o :
|
Rule 13d-1(d)
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Financial Group, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
58,085,897
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
58,085,897
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
58,085,897
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.0%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
6,000,564
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
6,000,564
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,000,564
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.5%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Trust and Banking Corporation
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
40,847,300
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
40,847,300
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
40,847,300
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.5%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Securities Holdings Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
2,988,250
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
2,988,250
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,988,250
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
2,988,250
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
2,988,250
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,988,250
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
6,970,000
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
6,970,000
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,970,000
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management (UK) Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
London, United Kingdom
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
28,700
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
28,700
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,700
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
MU Investments Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
991,600
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
991,600
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
991,600
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
kabu.com Securities Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
181,870
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
181,870
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
181,870
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
KOKUSAI Asset Management Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
105,700
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
105,700
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
105,700
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON
FI
|
CUSIP No. 138006309
|
1
|
NAME OF REPORTING PERSON
HighMark Capital Management, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
California, United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
613
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
613
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
613
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON
IA
|
CUSIP No. 138006309
|
ITEM 1
|
||
(a)
|
Name of Issuer
|
|
Canon Inc.
|
||
(b)
|
Address of Issuer's Principal Executive Offices
|
|
30-2, Shimomaruko 3-chome, Ohta-ku, Tokyo 146-8501, Japan
|
||
ITEM 2
|
||
(a)
|
Names of Persons Filing
|
|
Mitsubishi UFJ Financial Group, Inc. ("MUFG")
|
||
The Bank of Tokyo-Mitsubishi UFJ, Ltd. ("BTMU")
|
||
Mitsubishi UFJ Trust and Banking Corporation ("MUTB")
|
||
Mitsubishi UFJ Securities Holdings Co., Ltd. ("MUSHD")
|
||
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. ("MUMSS")
|
||
Mitsubishi UFJ Asset Management Co., Ltd. ("MUAM")
|
||
Mitsubishi UFJ Asset Management (UK) Ltd. ("MUAMUK")
|
||
MU Investments Co., Ltd. ("MUI")
|
||
kabu.com Securities Co., Ltd. ("KC")
|
||
KOKUSAI Asset Management Co., Ltd. ("KAM")
|
||
HighMark Capital Management, Inc. ("HCM")
|
||
(b)
|
Address of Principal Business Office or, if none, Residence
|
|
MUFG:
|
||
7-1 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-8330, Japan
|
||
BTMU:
|
||
7-1 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-8388, Japan
|
||
MUTB:
|
||
4-5 Marunouchi 1-chome, Chiyoda-ku
|
||
Tokyo 100-8212, Japan
|
||
MUSHD:
|
||
5-2 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-0005, Japan
|
||
MUMSS:
|
||
5-2 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-0005, Japan
|
||
CUSIP No. 138006309
|
MUAM:
|
||
4-5 Marunouchi 1-chome, Chiyoda-ku
|
||
Tokyo 100-8212, Japan
|
||
MUAMUK:
|
||
Ropemaker Place, 25 Ropemaker Street
|
||
London, EC2Y 9AN, United Kingdom
|
||
MUI:
|
||
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
|
||
Tokyo 103-0022, Japan
|
||
KC:
|
||
3-2 Otemachi 1-chome, Chiyoda-ku
|
||
Tokyo 100-0004, Japan
|
||
KAM:
|
||
1-1 Marunouchi 3-chome, Chiyoda-ku
|
||
Tokyo 100-0005, Japan
|
||
HCM:
|
||
350 California Street, San Francisco
|
||
California 94104, USA
|
||
(c)
|
Citizenship
|
|
Not applicable.
|
||
(d)
|
Title of Class of Securities
|
|
Common Stock
|
||
(e)
|
CUSIP Number
|
|
138006309
|
ITEM 3
|
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
|||
MUFG:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
CUSIP No. 138006309
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company
|
||||
BTMU:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
||||
MUTB:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
CUSIP No. 138006309
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
||||
MUSHD:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
||||
MUMSS:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
CUSIP No. 138006309
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
||||
MUAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
||||
MUAMUK:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
CUSIP No. 138006309
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
||||
MUI:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
||||
KC:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
CUSIP No. 138006309
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
||||
KAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[√]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
||||
CUSIP No. 138006309
|
HCM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[√]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ ]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Not applicable
|
ITEM 4
|
Ownership
|
||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
|||
For MUFG
|
|||
(a)
|
Amount beneficially owned:
|
58,085,897
|
|
(b)
|
Percent of class:
|
5.04%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
58,085,897
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
58,085,897
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For BTMU
|
|||
(a)
|
Amount beneficially owned:
|
6,000,564
|
|
(b)
|
Percent of class:
|
0.52%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
6,000,564
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
CUSIP No. 138006309
|
(iii) Sole power to dispose or to direct the disposition of:
|
6,000,564
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUTB
|
|||
(a)
|
Amount beneficially owned:
|
40,847,300
|
|
(b)
|
Percent of class:
|
3.54%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
40,847,300
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
40,847,300
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUSHD
|
|||
(a)
|
Amount beneficially owned:
|
2,988,250
|
|
(b)
|
Percent of class:
|
0.26%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
2,988,250
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
2,988,250
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUMSS
|
|||
(a)
|
Amount beneficially owned:
|
2,988,250
|
|
(b)
|
Percent of class:
|
0.26%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
2,988,250
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
2,988,250
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUAM
|
|||
(a)
|
Amount beneficially owned:
|
6,970,000
|
|
(b)
|
Percent of class:
|
0.60%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
6,970,000
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
6,970,000
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
CUSIP No. 138006309
|
For MUAMUK
|
|||
(a)
|
Amount beneficially owned:
|
28,700
|
|
(b)
|
Percent of class:
|
0.00%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
28,700
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
28,700
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUI
|
|||
(a)
|
Amount beneficially owned:
|
991,600
|
|
(b)
|
Percent of class:
|
0.09%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
991,600
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
991,600
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For KC
|
|||
(a)
|
Amount beneficially owned:
|
181,870
|
|
(b)
|
Percent of class:
|
0.02%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
181,870
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
181,870
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For KAM
|
|||
(a)
|
Amount beneficially owned:
|
105,700
|
|
(b)
|
Percent of class:
|
0.01%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
105,700
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
105,700
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For HCM
|
|||
(a)
|
Amount beneficially owned:
|
613
|
|
(b)
|
Percent of class:
|
0.00%
|
|
(c)
|
Number of shares as to which the person has:
|
CUSIP No. 138006309
|
(i) Sole power to vote or to direct the vote:
|
613
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
613
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
ITEM 5
|
Ownership of Five Percent or Less of a Class
|
Not applicable.
|
|
ITEM 6
|
Ownership of More than Five Percent on Behalf of Another Person
|
Not applicable.
|
|
ITEM 7
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
|
As of December 31, 2012, MUFG beneficially owns 58,085,897 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 6,000,564 shares; MUTB holds 40,847,300 shares; MUSHD holds 2,988,250 shares (indirectly through a subsidiary, MUMSS); MUAM holds 6,970,000 shares (including 28,700 shares indirectly held through a subsidiary, MUAMUK); MUI holds 991,600 shares; KC holds 181,870 shares; KAM holds 105,700 shares; and HCM holds 613 shares.
|
|
ITEM 8
|
Identification and Classification of Members of the Group
|
Not applicable.
|
|
ITEM 9
|
Notice of Dissolution of Group
|
Not applicable.
|
|
ITEM 10
|
Certifications
|
By signing below the filers certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions. The filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
|
|
By signing below HCM certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
Mitsubishi UFJ Financial Group, Inc.
|
|||
By:
|
/s/ Tadashi Yamamoto
|
||
Name:
|
Tadashi Yamamoto
|
||
Title:
|
Senior Manager, Credit & Investment Management Division
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
|
|||
By:
|
/s/ Tadashi Yamamoto
|
||
Name:
|
Tadashi Yamamoto
|
||
Title:
|
Chief Manager, Credit & Investment Management Division
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
Mitsubishi UFJ Trust and Banking Corporation
|
|||
By:
|
/s/ Eiji Ihori
|
||
Name:
|
Eiji Ihori
|
||
Title:
|
General Manager of Assets Planning Division
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
Mitsubishi UFJ Securities Holdings Co., Ltd.
|
|||
By:
|
/s/ Tetsuya Niimi
|
||
Name:
|
Tetsuya Niimi
|
||
Title:
|
General Manager, Corporate Planning Division
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|||
By:
|
/s/ Hitoshi Kawai
|
||
Name:
|
Hitoshi Kawai
|
||
Title:
|
General Manager, Corporate Planning Division
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
Mitsubishi UFJ Asset Management Co., Ltd.
|
|||
By:
|
/s/ Katsutoshi Edamura
|
||
Name:
|
Katsutoshi Edamura
|
||
Title:
|
General Manager of Risk Management Division
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
Mitsubishi UFJ Asset Management (UK) Ltd.
|
|||
By:
|
/s/ Kenji Nakai
|
||
Name:
|
Kenji Nakai
|
||
Title:
|
Managing Director & CE
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
MU Investments Co., Ltd.
|
|||
By:
|
/s/ Yoshihiro Asada
|
||
Name:
|
Yoshihiro Asada
|
||
Title:
|
Executive Officer
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
kabu.com Securities Co., Ltd.
|
|||
By:
|
/s/ Takeshi Amemiya
|
||
Name:
|
Takeshi Amemiya
|
||
Title:
|
General Manager of Corporate Administration
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
KOKUSAI Asset Management Co., Ltd.
|
|||
By:
|
/s/ Takeshi Dohi
|
||
Name:
|
Takeshi Dohi
|
||
Title:
|
General Manager, Investment Management Planning Dept.
|
CUSIP No. 138006309
|
February 13, 2013
|
|||
HighMark Capital Management, Inc.
|
|||
By:
|
/s/ Dennis J. Mooradian
|
||
Name:
|
Dennis J. Mooradian
|
||
Title:
|
Chairman, President and CEO
|