|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 44.75 | 12/16/2005 | M | 6,702 | 10/01/1997(7) | 10/01/2006 | Common Stock | 6,702 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 44.75 | 12/16/2005 | M | 2,478 | 10/01/1997(7) | 10/01/2006 | Common Stock | 2,478 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MONSER EDWARD L C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT ST. LOUIS, MO 63136 |
Chief Operating Officer |
/s/ Harley M. Smith, Attorney-in-Fact for Edward L. Monser | 12/20/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercise of incentive stock options exempt under Rule 16b-3. |
(2) | Payment of option exercise price by delivering securities; 3,955 shares delivered for exercise of incentive stock options. |
(3) | Exercise of non-qualified stock options exempt under Rule 16b-3. |
(4) | Payment of option exercise price by delivering securities; 1,462 shares delivered for exercise of non-qualified stock options. |
(5) | Shares withheld for taxes exempt under Rule 16b-3. |
(6) | The Reporting Person gave a single order to his broker to sell 7,000 shares of Emerson Electric Co. common stock on December 16, 2005. In the discretion of the broker, the sale was effected in multiple transactions, at varying prices, on December 16, 2005, as follows: 1,400 shares at $75.88; 3,600 shares at $75.87; and 2,000 shares at $75.87. The average sale price for these transactions was $75.872. |
(7) | The options became exercisable in three annual installments beginning on 10/1/1997. |