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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
March 12, 2009
Northrop Grumman Corporation
(Exact name of registrant as specified in its charter)
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DELAWARE
(State or other jurisdiction
of incorporation)
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1-16411
(Commission
File Number)
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95-4840775
(IRS Employer
Identification No.) |
1840 Century Park East, Los Angeles, CA 90067
(Address of principal executive offices)(Zip Code)
(310) 553-6262
Registrants telephone number, including area code
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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ITEM 7.01 |
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Regulation FD Disclosure. |
On March 12, 2009, Ronald D. Sugar, Chairman and Chief Executive Officer of Northrop Grumman
Corporation (the Company) adopted a pre-arranged stock trading plan to sell shares of the
Companys stock upon exercise of stock options. The trading plan was adopted in accordance with
Rule 10b5-1 under the Securities Exchange Act of 1934 and the Companys policies and procedures
governing stock transactions by directors, executive officers and other employees.
Plan Details Dr. Sugar reported to the Company that the option exercises and stock sales to be
effected pursuant to the trading plan are intended to facilitate the exercise of aging or expiring
options.
As the trading plan transactions will involve only shares issuable upon exercise of options, they
will not affect Dr. Sugars compliance with the Companys stock ownership guidelines. Details
regarding the Companys stock ownership guidelines are described in its Proxy Statement filed with
the Securities and Exchange Commission on April 21, 2008.
Transactions made under Dr. Sugars trading plan will be reported to the Securities and Exchange
Commission in accordance with applicable securities laws, rules and regulations.
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Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Northrop Grumman Corporation
(Registrant)
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Date: March 12, 2009 |
By: |
/s/ Joseph F. Coyne, Jr.
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(Signature) |
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Joseph F. Coyne, Jr. |
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Corporate Vice President, Deputy
General Counsel and Secretary |
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