SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) March 25, 2003
--------------
EXCHANGE NATIONAL BANCSHARES, INC.
------------------------------------------------------
(Exact name of Registrant as specified in its charter)
Missouri 0-23636 43-1626350
--------------------------------------------------------------------------------
(State or other Jurisdiction (Commission File Number) (I.R.S. Employer
of Incorporation) Identification No.)
132 East High Street, Jefferson City, Missouri 65101
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (573) 761-6100
--------------
--------------------------------------------------------------------------------
(Former name or former address, if changed since last report)
ITEM 5. OTHER EVENTS
ITEM 9. REGULATION FD DISCLOSURE
On March 25, 2003, Exchange National Bancshares, Inc. filed its Annual
Report on Form 10-K for the period ended December 31, 2002 (the "Form 10-K")
with the Securities and Exchange Commission. In accordance with 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002, the following certifications accompanied the Form 10-K report:
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
I, James E. Smith, Chairman of the Board and Chief Executive
Officer of Exchange National Bancshares, Inc. (the "Company"), do
hereby certify in accordance with 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
(a) The Company's Annual Report on Form 10-K for the
period ended December 31, 2002, which this
certification accompanies, fully complies with the
requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934, as amended; and
(b) The information contained in the Company's Annual
Report on Form 10-K for the period ended December 31,
2002, which this certification accompanies, fairly
presents, in all material aspects, the financial
condition and results of operations of the Company.
Dated: March 21, 2003.
/s/ James E. Smith
-----------------------------------
James E. Smith
Chairman of the Board and Chief
Executive Officer
CERTIFICATION OF CHIEF FINANCIAL OFFICER
I, Richard G. Rose, Treasurer of Exchange National Bancshares,
Inc. (the "Company"), do hereby certify in accordance with 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, that:
(a) The Company's Annual Report on Form 10-K for the
period ended December 31, 2002, which this
certification accompanies, fully complies with the
requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934, as amended; and
(b) The information contained in the Company's Annual
Report on Form 10-K for the period ended December 31,
2002, which this certification
2
accompanies, fairly presents, in all material
aspects, the financial condition and results of
operations of the Company.
Dated: March 21, 2003.
/s/ Richard G. Rose
-------------------------------
Richard G. Rose
Treasurer
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
EXCHANGE NATIONAL BANCSHARES, INC.
Date: March 21, 2003
By: /s/ James E. Smith
-----------------------------
James E. Smith
Chairman of the Board and
Chief Executive Officer
3