SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 13, 2002
-----------------
EXCHANGE NATIONAL BANCSHARES, INC.
(Exact name of Registrant as specified in its charter)
Missouri 0-23636 43-1626350
------------------------------- ------------------------ ----------------
(State or other Jurisdiction of (Commission File Number) (I.R.S. Employer
Identification No.) Incorporation)
132 East High Street, Jefferson City, Missouri 65101
---------------------------------------------- ----------
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (573) 761-6100
--------------
--------------------------------------------------------------------------------
(Former name or former address, if changed since last report)
ITEM 5. OTHER EVENTS
ITEM 9. REGULATION FD DISCLOSURE
On November 12, 2002, Exchange National Bancshares, Inc. filed its
Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2002
(the "Form 10-Q") with the Securities and Exchange Commission. In accordance
with 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, the following certifications accompanied the Form
10-Q report:
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
I, James E. Smith, Chairman of the Board and Chief Executive
Officer of Exchange National Bancshares, Inc. (the "Company"), do
hereby certify in accordance with 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
(a) The Company's Quarterly Report on Form 10-Q for the
quarterly period ended September 30, 2002, which this
certification accompanies, fully complies with the
requirements of Section 13(a) or 15(d) of the Securities
Exchange Act of 1934, as amended; and
(b) The information contained in the Company's Quarterly
Report on Form 10-Q for the quarterly period ended
September 30, 2002, which this certification accompanies,
fairly presents, in all material aspects, the financial
condition and results of operations of the Company.
Dated: November 8, 2002.
/s/ James E. Smith
---------------------------------
James E. Smith
Chairman of the Board and Chief
Executive Officer
CERTIFICATION OF CHIEF FINANCIAL OFFICER
I, Richard G. Rose, Treasurer of Exchange National Bancshares,
Inc. (the "Company"), do hereby certify in accordance with 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, that:
(a) The Company's Quarterly Report on Form 10-Q for the
quarterly period ended September 30, 2002, which this
certification accompanies, fully complies with the
requirements of Section 13(a) or 15(d) of the Securities
Exchange Act of 1934, as amended; and
(b) The information contained in the Company's Quarterly
Report on Form 10-Q for the quarterly period ended
September 30, 2002, which this
2
certification accompanies, fairly presents, in all material
aspects, the financial condition and results of operations
of the Company.
Dated: November 8, 2002.
/s/ Richard G. Rose
------------------------------------
Richard G. Rose
Treasurer
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
EXCHANGE NATIONAL BANCSHARES, INC.
Date: November 13, 2003
By: /s/ James E. Smith
------------------------------------
James E. Smith
Chairman of the Board and Chief
Executive Officer
3