SECURITIES AND EXCHANGE COMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2003 NOVAVAX, INC. ------------- (Exact name of registrant as specified in its charter) DELAWARE 0-26770 22-2816046 -------- ------- ---------- (State or other jurisdiction of (Commission (I.R.S. Employer incorporation or organization) File No.) Identification No.) 8320 GUILFORD ROAD, COLUMBIA, MD 21046 -------------------------------- ----- (Address of principal executive offices) (Zip code) (301) 854-3900 -------------- Registrant's telephone number, including area code NOT APPLICABLE -------------- (Former name or former address, if changed since last report) NOVAVAX, INC. ITEMS TO BE INCLUDED IN THIS REPORT ITEM 7. EXHIBITS. 99.1 Press Release dated November 10, 2003. ITEM 12.RESULTS OF OPERATIONS AND FINANCIAL CONDITION. On November 10, 2003, Novavax, Inc. reported its third quarter earnings for 2003. A copy of the Press Release is attached hereto as Exhibit 99.1 and incorporated herein by reference. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NOVAVAX, INC. Date: November 10, 2003 By: /s/ Dennis W. Genge ------------------------------------------------ Dennis W. Genge, Vice President and Chief Financial Officer/Treasurer 3