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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21417
NFJ Dividend, Interest & Premium Strategy Fund
(Exact name of registrant as specified in charter)
1633 Broadway, New York, NY 10019
(Address of Principal Executive Office)
Allianz Global Investors Fund Management LLC
1633 Broadway
New York, NY 10019
(Name and Address of Agent for Service)
Registrant's telephone number, including area code: 212-739-3000
Date of fiscal year end: January 31
Date of reporting period: July 1, 2010 through June 30, 2011
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Item 1: Proxy Voting Record
Registrant : Allianz NFJ Dividend Interest & Premium Strategy Fund
Fund Name : NFJ Dividend, Interest & Premium Strategy Fund
Allstate Corp.
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For Against Against
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect Andrea Redmond Mgmt For Against Against
7 Elect H. John Riley, Jr. Mgmt For Against Against
8 Elect Joshua Smith Mgmt For Against Against
9 Elect Judith Sprieser Mgmt For Against Against
10 Elect Mary Taylor Mgmt For Against Against
11 Elect Thomas Wilson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Right to Call a Special Meeting Mgmt For For For
14 Designation of Delaware Chancery Mgmt For Against Against
Court as Forum for Derivative
Actions
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act Written
Consent
18 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
Altria Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Mueoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Shareholder Proposal Regarding ShrHldr Against Against For
Flavored
Tobacco
Ameren Corp.
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Brauer Mgmt For For For
1.2 Elect Ellen Fitzsimmons Mgmt For For For
1.3 Elect Walter Galvin Mgmt For For For
1.4 Elect Gayle Jackson Mgmt For For For
1.5 Elect James Johnson Mgmt For For For
1.6 Elect Steven Lipstein Mgmt For For For
1.7 Elect Patrick Stokes Mgmt For For For
1.8 Elect Thomas Voss Mgmt For For For
1.9 Elect Stephen Wilson Mgmt For For For
1.10 Elect Jack Woodard Mgmt For For For
2 Amendment to Articles of Mgmt For Against Against
Incorporation Regarding Liability
of
Directors
3 Re-Approval of Performance Goals Mgmt For For For
Under the 2006 Omnibus Incentive
Compensation
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHldr Against For Against
Report on Coal Combustion
Waste
American
International
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Benmosche Mgmt For For For
2 Elect W. Don Cornwell Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect Laurette Koellner Mgmt For For For
5 Elect Donald Layton Mgmt For For For
6 Elect Christopher Lynch Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect George Miles, Jr. Mgmt For Against Against
9 Elect Henry Miller Mgmt For For For
10 Elect Robert Miller Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For For For
12 Elect Morris Offit Mgmt For Against Against
13 Elect Ronald Rittenmeyer Mgmt For For For
14 Elect Douglas Steenland Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Adoption of Protective Amendment to Mgmt For For For
the Certificate of
Incorporation
17 Adoption of Tax Asset Protection Plan Mgmt For Against Against
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal Regarding ShrHldr Against For Against
Responsible Use of Company
Stock
Ameriprise
Financial
Inc
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Siri Marshall Mgmt For For For
2 Elect W. Walker Lewis Mgmt For For For
3 Elect William Turner Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Annaly Capital
Management
Inc
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Farrell Mgmt For For For
2 Elect Jonathan Green Mgmt For Against Against
3 Elect John Lambiase Mgmt For Against Against
4 Increase of Authorized Common Stock Mgmt For Against Against
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
AT&T, Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Randall Stephenson Mgmt For For For
2 Elect Gilbert Amelio Mgmt For For For
3 Elect Reuben Anderson Mgmt For For For
4 Elect James Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect James Kelly Mgmt For For For
7 Elect Jon Madonna Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect John McCoy Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect Matthew Rose Mgmt For For For
12 Elect Laura Tyson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
19 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
Baxter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wayne Hockmeyer Mgmt For For For
2 Elect Robert Parkinson, Jr. Mgmt For For For
3 Elect Thomas Stallkamp Mgmt For For For
4 Elect Albert Stroucken Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Employee Stock Purchase Plan Mgmt For For For
9 2011 Incentive Plan Mgmt For For For
10 Repeal of Classified Board Mgmt For For For
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ernest Bachrach Mgmt For For For
2 Elect Enrique Boilini Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
CenturyLink Inc
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For For For
1.2 Elect Peter Brown Mgmt For For For
1.3 Elect Richard Gephardt Mgmt For For For
1.4 Elect Gregory McCray Mgmt For For For
1.5 Elect Michael Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 2011 Equity Incentive Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
Chesapeake
Energy
Corp.
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Aubrey McClendon Mgmt For For For
1.2 Elect Donald Nickles Mgmt For For For
1.3 Elect Kathleen Eisbrenner Mgmt For For For
1.4 Elect Louis Simpson Mgmt For For For
2 Amendment to the Long Term Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Advisory Vote on Director
Compensation
Chevron Corp.
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Robert Eaton Mgmt For For For
4 Elect Chuck Hagel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect George Kirkland Mgmt For For For
7 Elect Donald Rice Mgmt For For For
8 Elect Kevin Sharer Mgmt For For For
9 Elect Charles Shoemate Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Ronald Sugar Mgmt For For For
12 Elect Carl Ware Mgmt For Against Against
13 Elect John Watson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
18 Shareholder Proposal Regarding ShrHldr Against Against For
Establishment of Human Rights
Committee
19 Shareholder Proposal Regarding ShrHldr Against Against For
Linking Executive Pay to
Sustainability
20 Shareholder Proposal Regarding ShrHldr Against Against For
Country Selection
Guidelines
21 Shareholder Proposal Regarding ShrHldr Against Against For
Financial Risks of Climate
Change
22 Shareholder Proposal Regarding ShrHldr Against For Against
Report on Hydraulic
Fracturing
23 Shareholder Proposal Regarding ShrHldr Against Against For
Offshore Drilling
Report
Conoco Phillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
18 Shareholder Proposal Regarding ShrHldr Against Against For
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
21 Shareholder Proposal Regarding ShrHldr Against Against For
Safety
Report
22 Shareholder Proposal Regarding ShrHldr Against Against For
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHldr Against Against For
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands
Operations
Diamond Offshore
Drilling,
Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Tisch Mgmt For For For
2 Elect Lawrence Dickerson Mgmt For For For
3 Elect John Bolton Mgmt For For For
4 Elect Charles Fabrikant Mgmt For For For
5 Elect Paul Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert Hofmann Mgmt For For For
8 Elect Andrew Tisch Mgmt For For For
9 Elect Raymond Troubh Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Edison
International
Ticker Security ID: Meeting Date Meeting Status
EIX CUSIP 281020107 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jagjeet Bindra Mgmt For For For
2 Elect Vanessa Chang Mgmt For For For
3 Elect France Cerdova Mgmt For For For
4 Elect Theodore Craver, Jr. Mgmt For For For
5 Elect Charles Curtis Mgmt For For For
6 Elect Bradford Freeman Mgmt For For For
7 Elect Luis Nogales Mgmt For For For
8 Elect Ronald Olson Mgmt For Against Against
9 Elect James Rosser Mgmt For For For
10 Elect Richard Schlosberg, III Mgmt For For For
11 Elect Thomas Sutton Mgmt For For For
12 Elect Brett White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Amendment to the 2007 Performance Mgmt For For For
Incentive
Plan
Encana
Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Peter Dea Mgmt For For For
1.2 Elect Randall Eresman Mgmt For For For
1.3 Elect Claire Farley Mgmt For For For
1.4 Elect Fred Fowler Mgmt For For For
1.5 Elect Barry Harrison Mgmt For For For
1.6 Elect Suzanne Nimocks Mgmt For For For
1.7 Elect David O'Brien Mgmt For For For
1.8 Elect Jane Peverett Mgmt For For For
1.9 Elect Allan Sawin Mgmt For For For
1.10 Elect Bruce Waterman Mgmt For For For
1.11 Elect Clayton Woitas Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
3 Advisory Vote on Executive Mgmt For For For
Compensation
Entergy
Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Maureen Bateman Mgmt For For For
2 Elect Gary Edwards Mgmt For For For
3 Elect Alexis Herman Mgmt For For For
4 Elect Donald Hintz Mgmt For For For
5 Elect J. Wayne Leonard Mgmt For For For
6 Elect Stuart Levenick Mgmt For For For
7 Elect Blanche Lincoln Mgmt For For For
8 Elect Stewart Myers Mgmt For For For
9 Elect William Percy, II Mgmt For For For
10 Elect W.J. Tauzin Mgmt For For For
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 2011 Equity Ownership and Long Term Mgmt For For For
Cash Incentive
Plan
FelCor Lodging
Trust
Incorporated
Ticker Security ID: Meeting Date Meeting Status
FCH CUSIP 31430F200 11/15/2010 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Christopher Hartung Mgmt N/A For N/A
2 Elect C. Brian Strickland Mgmt N/A For N/A
3 Right to Adjourn Meeting Mgmt N/A For N/A
Freeport-McMoran
Copper & Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
General Electric
Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHldr Against Against For
Transparency in Animal
Research
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For Withhold Against
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Glaxosmithkline
plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Simon Dingemans Mgmt For For For
4 Elect Stacey Cartwright Mgmt For For For
5 Elect Judy Lewent Mgmt For For For
6 Elect Sir Christopher Gent Mgmt For Against Against
7 Elect Andrew Witty Mgmt For For For
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Stephanie Burns Mgmt For For For
10 Elect H. Lawrence Culp Mgmt For Against Against
11 Elect Sir Crispin Davis Mgmt For For For
12 Elect Sir Deryck Maughan Mgmt For Against Against
13 Elect James Murdoch Mgmt For Against Against
14 Elect Daniel Podolsky Mgmt For For For
15 Elect Moncef Slaoui Mgmt For For For
16 Elect Tom de Swaan Mgmt For Against Against
17 Elect Sir Robert Wilson Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authorisation of Political Donations Mgmt For For For
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Exemption from Statement of Senior Mgmt For For For
Auditor's
Name
25 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
Hudson City
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Hermance, Jr. Mgmt For For For
2 Elect William Bardel Mgmt For For For
3 Elect Scott Belair Mgmt For For For
4 Elect Cornelius Golding Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2011 Stock Incentive Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
Intel Corp.
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
International
Business
Machines
Corp.
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect Shirley Jackson Mgmt For For For
6 Elect Andrew Liveris Mgmt For Against Against
7 Elect W. James McNerney, Jr. Mgmt For For For
8 Elect James Owens Mgmt For For For
9 Elect Samuel Palmisano Mgmt For For For
10 Elect Joan Spero Mgmt For For For
11 Elect Sidney Taurel Mgmt For For For
12 Elect Lorenzo Hector Zambrano Trevieo Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Coleman Mgmt For Against Against
2 Elect James Cullen Mgmt For For For
3 Elect Ian Davis Mgmt For For For
4 Elect Michael Johns Mgmt For Against Against
5 Elect Susan Lindquist Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Leo Mullin Mgmt For For For
8 Elect William Perez Mgmt For Against Against
9 Elect Charles Prince Mgmt For Against Against
10 Elect David Satcher Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
16 Shareholder Proposal Regarding ShrHldr Against Against For
Policy on Health Status
Discrimination
17 Shareholder Proposal Regarding ShrHldr Against Against For
Animal
Welfare
JPMorgan Chase &
Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHldr Against Against For
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHldr Against Against For
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHldr Against Against For
Independent Lead
Director
Kimberly-Clark
Corp.
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect John Bergstrom Mgmt For For For
3 Elect Abelardo Bru Mgmt For For For
4 Elect Robert Decherd Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Mae Jemison Mgmt For For For
7 Elect James Jenness Mgmt For For For
8 Elect Nancy Karch Mgmt For For For
9 Elect Ian Read Mgmt For For For
10 Elect Linda Johnson Rice Mgmt For For For
11 Elect Marc Shapiro Mgmt For For For
12 Elect G. Craig Sullivan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Outside Directors' Compensation Mgmt For For For
Plan
15 2011 Equity Participation Plan Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For For For
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For For For
9 Elect Fedric Reynolds Mgmt For For For
10 Elect Irene Rosenfeld Mgmt For For For
11 Elect Jean-Francois van Boxmeer Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For For For
Lincoln National
Corp.
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Glass Mgmt For For For
2 Elect Gary Kelly Mgmt For For For
3 Elect Michael Mee Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Restated Articles Mgmt For For For
of Incorporation to Allow
Shareholders to Amend the
Bylaws
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
Lockheed Martin
Corp.
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nolan Archibald Mgmt For For For
2 Elect Rosalind Brewer Mgmt For For For
3 Elect David Burritt Mgmt For Against Against
4 Elect James Ellis, Jr. Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Gwendolyn King Mgmt For For For
7 Elect James Loy Mgmt For Against Against
8 Elect Douglas McCorkindale Mgmt For Against Against
9 Elect Joseph Ralston Mgmt For Against Against
10 Elect Anne Stevens Mgmt For Against Against
11 Elect Robert Stevens Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Incentive Performance Award Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
Marathon Oil
Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gregory Boyce Mgmt For For For
2 Elect Pierre Brondeau Mgmt For For For
3 Elect Clarence Cazalot, Jr. Mgmt For For For
4 Elect David Daberko Mgmt For Against Against
5 Elect William Davis, III Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Philip Lader Mgmt For Against Against
8 Elect Charles Lee Mgmt For For For
9 Elect Michael Phelps Mgmt For Against Against
10 Elect Dennis Reilley Mgmt For Against Against
11 Elect Seth Schofield Mgmt For Against Against
12 Elect John Snow Mgmt For Against Against
13 Elect Thomas Usher Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Right to Call a Mgmt For For For
Special
Meeting
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Safety
Report
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/25/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Richard H. Anderson Mgmt For For For
1.2 Elect Director David L. Calhoun Mgmt For For For
1.3 Elect Director Victor J. Dzau Mgmt For For For
1.4 Elect Director William A. Hawkins Mgmt For For For
1.5 Elect Director Shirley A. Jackson Mgmt For For For
1.6 Elect Director James T. Lenehan Mgmt For For For
1.7 Elect Director Denise M. O'Leary Mgmt For For For
1.8 Elect Director Kendall J. Powell Mgmt For For For
1.9 Elect Director Robert C. Pozen Mgmt For For For
1.10 Elect Director Jean-Pierre Rosso Mgmt For For For
1.11 Elect Director Jack W. Schuler Mgmt For For For
2 Ratify Auditors Mgmt For For For
Metlife Inc
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Kandarian Mgmt For For For
1.2 Elect Sylvia Mathews Burwell Mgmt For For For
1.3 Elect Eduardo Castro-Wright Mgmt For For For
1.4 Elect Cheryl Grise Mgmt For For For
1.5 Elect Lulu Wang Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
New York
Community
Bancorp
Inc.
Ticker Security ID: Meeting Date Meeting Status
NYB CUSIP 649445103 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Dominick Ciampa Mgmt For For For
1.2 Elect William Frederick Mgmt For For For
1.3 Elect Max Kupferberg Mgmt For For For
1.4 Elect Spiros Voutsinas Mgmt For For For
1.5 Elect Robert Wann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Management Mgmt For For For
Incentive Compensation
Plan
4 Amendment to the 2006 Stock Mgmt For For For
Incentive
Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Northrop Grumman
Corp.
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For Against Against
3 Elect Victor Fazio Mgmt For Against Against
4 Elect Donald Felsinger Mgmt For Against Against
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For Against Against
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For Against Against
9 Elect Richard Myers Mgmt For Against Against
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Stock Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For For For
5 Elect Frances Fergusson Mgmt For For For
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For For For
9 Elect George Lorch Mgmt For For For
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For For For
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHldr Against Against For
Transparency in Animal
Research
Pitney Bowes,
Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP 724479100 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Rodney Adkins Mgmt For For For
2 Elect Murray Martin Mgmt For For For
3 Elect Michael Roth Mgmt For For For
4 Elect Robert Weissman Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Elimination of Supermajority Mgmt For For For
Requirement for Removal of
Directors from
Office
7 Elimination of Supermajority Mgmt For For For
Requirement for Certain Business
Combinations
8 Elimination of Supermajority Mgmt For For For
Requirement for Alteration,
Amendment, Adoption or Repeal of
Certificate
Provisions
9 Elimination of Supermajority Mgmt For For For
Requirement for Bylaw Alteration,
Adoption, Amendment or
Repeal
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Amendment to the Key Employees Mgmt For For For
Incentive
Plan
13 Amendment to the 2007 Stock Plan Mgmt For For For
PNC Financial
Services
Group
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect Kay James Mgmt For For For
5 Elect Richard Kelson Mgmt For Against Against
6 Elect Bruce Lindsay Mgmt For For For
7 Elect Anthony Massaro Mgmt For For For
8 Elect Jane Pepper Mgmt For For For
9 Elect James Rohr Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Lorene Steffes Mgmt For For For
12 Elect Dennis Strigl Mgmt For For For
13 Elect Thomas Usher Mgmt For For For
14 Elect George Walls, Jr. Mgmt For For For
15 Elect Helge Wehmeier Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2006 Incentive Mgmt For For For
Award
Plan
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
R.R. Donnelley &
Sons
Co.
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Quinlan, III Mgmt For For For
2 Elect Stephen Wolf Mgmt For For For
3 Elect Lee Chaden Mgmt For For For
4 Elect Judith Hamilton Mgmt For For For
5 Elect Susan Ivey Mgmt For For For
6 Elect Thomas Johnson Mgmt For Against Against
7 Elect John Pope Mgmt For For For
8 Elect Michael Riordan Mgmt For For For
9 Elect Oliver Sockwell Mgmt For For For
10 Advisory Vote on Executive Mgmt For Against Against
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding a ShrHldr Against Against For
Sustainable Procurement
Report
14 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Political
Expenditures
15 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
Reynolds
American
Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Luc Jobin Mgmt For For For
1.2 Elect Nana Mensah Mgmt For For For
1.3 Elect John Zillmer Mgmt For For For
1.4 Elect John Daly Mgmt For For For
1.5 Elect Daniel Delen Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Increase of Authorized Common Stock Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
7 Shareholder Proposal Regarding ShrHldr Against Against For
Flavored
Tobacco
8 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting on Company's Compliance
with International Human Rights
Standards
Royal Dutch
Shell Plc
(Adr)
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Linda Stuntz Mgmt For For For
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Malcolm Brinded Mgmt For For For
6 Elect Guy Elliott Mgmt For For For
7 Elect Simon Henry Mgmt For For For
8 Elect Charles Holliday, Jr. Mgmt For For For
9 Elect Lord John Kerr of Kinlochard Mgmt For For For
10 Elect Gerard Kleisterlee Mgmt For For For
11 Elect Christine Morin-Postel Mgmt For For For
12 Elect Jorma Ollila Mgmt For For For
13 Elect Jeroen van der Veer Mgmt For For For
14 Elect Peter Voser Mgmt For For For
15 Elect Hans Wijers Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authorisation of Political Donations Mgmt For For For
Sanofi-Aventis
Ticker Security ID: Meeting Date Meeting Status
SNY CUSIP 80105N105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Consolidated Accounts and Reports Mgmt N/A For N/A
3 Allocation of Profits/Dividends Mgmt N/A For N/A
4 Related Party Transactions Mgmt N/A For N/A
5 Directors' Fees Mgmt N/A For N/A
6 Ratification of the Co-option of Mgmt N/A For N/A
Carole
Piwnica
7 Elect Suet Fern Lee Mgmt N/A For N/A
8 Elect Thierry Desmarest Mgmt N/A For N/A
9 Elect Igor Landau Mgmt N/A For N/A
10 Elect Gerard Van Kemmel Mgmt N/A Against N/A
11 Elect Serge Weinberg Mgmt N/A For N/A
12 Appointment of Auditor Mgmt N/A For N/A
13 Appointment of Alternate Auditor Mgmt N/A For N/A
14 Authority to Repurchase Shares Mgmt N/A For N/A
15 Authority to Issue Shares and/or Mgmt N/A For N/A
Convertible Securities w/
Preemptive
Rights
16 Authority to Issue Shares and/or Mgmt N/A Against N/A
Convertible Securities w/o
Preemptive
Rights
17 Authority to Increase Capital in Mgmt N/A Against N/A
Consideration for Contributions in
Kind
18 Authority to Increase Share Issuance Mgmt N/A Against N/A
Limit
19 Authority to Increase Capital Mgmt N/A For N/A
Through
Capitalizations
20 Authority to Increase Capital Under Mgmt N/A For N/A
Employee Savings
Plan
21 Authority to Grant Stock Options Mgmt N/A For N/A
22 Authority to Cancel Shares and Mgmt N/A For N/A
Reduce
Capital
23 Amendment Regarding Board Size Mgmt N/A For N/A
24 Amendment Regarding Age Limits Mgmt N/A For N/A
25 Amendment Regarding Electronic Voting Mgmt N/A For N/A
26 Amendment to Company Name Mgmt N/A For N/A
27 Authority to Carry Out Formalities Mgmt N/A For N/A
Time Warner Inc
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Depfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
Total S.A.
Ticker Security ID: Meeting Date Meeting Status
TOT CUSIP 89151E109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Related Party Transactions Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Elect Patricia Barbizet Mgmt For Against Against
7 Elect Paul Desmarais, Jr. Mgmt For Against Against
8 Elect Claude Mandil Mgmt For For For
9 Elect Marie-Christine Coisne Mgmt For For For
10 Elect Barbara Kux Mgmt For For For
11 Authority to Issue Restricted Shares Mgmt For For For
12 Shareholder Proposal Regarding Share Mgmt Against Against For
Ownership
Disclosure
Travelers
Companies
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Laurie Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
Verizon
Communications
Inc
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Carrien Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Lowell McAdam Mgmt For For For
5 Elect Sandra Moose Mgmt For For For
6 Elect Joseph Neubauer Mgmt For Against Against
7 Elect Donald Nicolaisen Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect Rodney Slater Mgmt For Against Against
12 Elect John Snow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Prior Government
Service
17 Shareholder Proposal Regarding ShrHldr Against Against For
Performance-Based Equity
Compensation
18 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
VF Corp.
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juan de Bedout Mgmt For For For
1.2 Elect Ursula Fairbairn Mgmt For For For
1.3 Elect Eric Wiseman Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
4 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
5 Ratification of Auditor Mgmt For For For
Wells Fargo & Co.
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
Xerox Corp
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Glenn Britt Mgmt For For For
2 Elect Ursula Burns Mgmt For For For
3 Elect Richard Harrington Mgmt For For For
4 Elect William Hunter Mgmt For For For
5 Elect Robert Keegan Mgmt For For For
6 Elect Robert McDonald Mgmt For For For
7 Elect N.J. Nicholas, Jr. Mgmt For Against Against
8 Elect Charles Prince Mgmt For Against Against
9 Elect Ann Reese Mgmt For Against Against
10 Elect Mary Wilderotter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant): NFJ Dividend, Interest & Premium Strategy Fund
By (Signature and Title)*: /s/ Brian Shlissel
--------------------------------------------
Name: Brian Shlissel
Title: President and Chief Executive Officer
Date: August 29, 2011
-----------------------
* Print the name and title of each signing officer under his or her
signature.