defa14a
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 14A
(RULE 14a-101)
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934
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Filed by the Registrant þ
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Filed by a party other than the Registrant o |
Check the appropriate box:
o Preliminary Proxy Statement.
o Confidential, for use of the Commission Only (as Permitted by Rule 14a-6(e)(2)).
o Definitive Proxy Statement.
o Definitive Additional Materials.
þ Soliciting Material Pursuant to § 240.14a-12.
PHOENIX TECHNOLOGIES LTD.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
þ No fee required.
o Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.
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Title of each class of securities to which transaction applies: |
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Aggregate number of securities to which transaction applies: |
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Per unit price or other underlying value of transaction computed pursuant to
Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and
state how it was determined): |
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Proposed maximum aggregate value of transaction: |
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Total fee paid: |
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o Fee paid previously with preliminary materials.
o Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for
which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or
Schedule and the date of its filing.
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Amount Previously Paid: |
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Form, Schedule or Registration Statement No.: |
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Filing Party: |
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Date Filed: |
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On August 18, 2010, Phoenix Technologies Ltd. distributed a letter to its customers in the form
below.
Dear [Customer]:
Thank you for your ongoing commitment to the success of Phoenix and for your partnership
with Phoenix!
Yesterday we announced that a definitive merger agreement was signed between Phoenix and
Marlin Equity Partners, a private equity firm based in Los Angeles with about $1 billion
under management.
Marlin has an excellent track record for helping small companies grow and as a private
company we expect to be able to deliver strong profits and to fund the key BIOS initiatives
our teams need to execute together! As part of this, both Phoenix management and Marlin
feel confident the strategy for refocusing on the core BIOS business is on the right track.
The transaction will take a few months to proceed through shareholder approval and we will
keep you posted as we go through the process. In the meantime, we expect to have no changes
in personnel or management and we remain more committed than ever to delivering excellent
and leading BIOS technology solutions to the market!
I remain personally committed to making Phoenix a great vendor/partner and look forward to
talking to you about our ideas and plans for our business together in the future.
Best Personal Regards,
Tom Lacey
CEO
Phoenix Technologies
Cell phone: 916-996-8827
Additional Information and Where to Find It
In connection with the proposed transaction, Phoenix will file a proxy statement with the
Securities and Exchange Commission. INVESTORS AND SECURITY HOLDERS ARE STRONGLY ADVISED TO
READ THE PROXY STATEMENT WHEN IT BECOMES AVAILABLE BECAUSE IT WILL CONTAIN IMPORTANT
INFORMATION. Investors and security holders may obtain a free copy of the proxy statement
(when available) and other documents filed by Phoenix at the Securities and Exchange
Commissions website at www.sec.gov. The proxy statement and other relevant documents may
also be obtained for free from Phoenix by directing such request to Phoenix Technologies
Ltd., c/o Investor Relations, 915 Murphy Ranch Rd., Milpitas, CA, telephone: (408)
570-1000.
Phoenix and its directors, executive officers and certain other members of its management
and employees may be deemed to be participants in the solicitation of proxies from its
stockholders in connection with the proposed merger. Certain information regarding the
interests of such directors and executive officers is included in the Phoenix Proxy
Statement for its 2010 Annual Meeting of Stockholders filed with the Securities and
Exchange Commission on December 30, 2009, and information concerning all of the Phoenix
participants in the solicitation will be included in the proxy statement relating to the
proposed merger when it becomes available. Each of these documents is, or will be,
available free of charge at the Securities and Exchange
Commissions website at www.sec.gov
and from Phoenix Technologies Ltd., c/o Investor Relations, 915 Murphy Ranch Rd., Milpitas,
CA, telephone: (408) 570-1000.