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SEC FILE NUMBER |
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CUSIP NUMBER |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
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(Check one): |
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o Form 10-K
o Form 20-F
o Form 11-K
þ Form 10-Q
o Form 10-D
o Form N-SAR
o Form N-CSR
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For Period Ended: |
June 30, 2010 |
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o Transition Report on Form 10-K |
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o Transition Report on Form 20-F |
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o Transition Report on Form 11-K |
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o Transition Report on Form 10-Q |
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o Transition Report on Form N-SAR |
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For the Transition Period Ended:
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Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify the Item(s) to which
the notification relates:
PART I REGISTRANT INFORMATION
Oriental
Financial Group, Inc.
Full Name of Registrant
Former Name if Applicable
997 San Robert Street Oriental Center, 10
th Floor
Address of Principal Executive Office (Street and Number)
San Juan, Puerto Rico 00926
City, State and Zip Code
PART II RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
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þ |
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(a)
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The reason described in reasonable detail in Part III of this form could not be
eliminated without unreasonable effort or expense |
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(b)
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The accountants statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
The Registrant was unable to file its Quarterly Report on Form 10-Q for the period ended June 30,
2010 within the prescribed time period without unreasonable effort or expense due to unanticipated
difficulties in the collection of necessary information to complete the Registrants quarterly
unaudited financial statements before the 5:30pm EST August 9, 2010 deadline. The Registrant
expects to file the Form 10-Q for the quarter ended June 30, 2010 later than the 5:30pm EST
deadline and before the fifteenth calendar day following the prescribed due date.
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Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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(Attach extra Sheets if Needed)
PART IV OTHER INFORMATION
(1) |
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Name and telephone number of person to contact in regard to this notification |
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Norberto Gonzalez |
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787 |
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771-6800 |
(Name) |
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(Area Code)
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(Telephone Number) |
(2) |
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
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Yes
þ No o
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(3) |
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
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Yes
o No þ
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If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
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Oriental
Financial Group, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
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Date
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August 9, 2010 |
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By |
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/s/ Norberto Gonzalez |
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INSTRUCTION: The form may be signed by an executive officer of the registrant or by any
other duly authorized representative. The name and title of the person signing the form shall be
typed or printed beneath the signature. If the statement is signed on behalf of the registrant by
an authorized representative (other than an executive officer), evidence of the representatives
authority to sign on behalf of the registrant shall be filed with the form.
ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
GENERAL INSTRUCTIONS
1. |
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This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations
under the Securities
Exchange Act of 1934. |
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2. |
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One signed original and four conformed copies of this form and amendments thereto must be
completed and filed with
the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of
the General Rules
and Regulations under the Act. The information contained in or filed with the form will be made
a matter of public
record in the Commission files. |
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3. |
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A manually signed copy of the form and amendments thereto shall be filed with each national
securities exchange on
which any class of securities of the registrant is registered. |
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4. |
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Amendments to the notifications must also be filed on Form 12b-25 but need not restate
information that has been
correctly furnished. The form shall be clearly identified as an amended notification. |
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5. |
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Electronic Filers: This form shall not be used by electronic filers unable to timely file a
report solely due to electronic
difficulties. Filers unable to submit reports within the time period prescribed due to
difficulties in electronic filing
should comply with either Rule 201 or Rule 202 of Regulation S-T (§232.201 or §232.202 of this
chapter) or apply
for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (§232.13(b) of this
chapter). |