SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and
(d) and
Amendments Thereto Filed Pursuant to Rule 13d-2(b)
Under the Securities Exchange Act of 1934
(Amendment No. ______)
Himax Technologies, Inc. |
| (Name of Issuer) |
Ordinary Shares, par value US$0.0001 per share |
| (Title of Class of Securities) |
43289P106 |
| (CUSIP Number) |
December
31, 2006 |
| (Date of Event which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) | |
| o | Rule 13d-1(c) | |
| x | Rule 13d-1(d) |
| CUSIP No. 43289P106 | Page 2 of 7 Pages |
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Biing-Seng Wu |
||
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
||
| 3 | SEC USE ONLY |
||
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Republic of China |
||
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 31,578,765 |
|
| 6 | SHARED
VOTING POWER 0 |
||
| 7 | SOLE
DISPOSITIVE POWER 31,578,765 |
||
| 8 | SHARED
DISPOSITIVE POWER 0 |
||
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 31,578,765 |
||
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
|
||
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 16.31% |
||
| 12 | TYPE
OF REPORTING PERSON IN |
||
| CUSIP No. 43289P106 | Page 3 of 7 Pages |
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Sanfair Asia Investments Ltd. |
||
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
||
| 3 | SEC USE ONLY |
||
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION British Virgin Islands |
||
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 16,774,062 |
|
| 6 | SHARED
VOTING POWER 0 |
||
| 7 | SOLE
DISPOSITIVE POWER 16,774,062 |
||
| 8 | SHARED
DISPOSITIVE POWER 0 |
||
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,774,062 |
||
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
|
||
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.66% |
||
| 12 | TYPE
OF REPORTING PERSON CO |
||
| CUSIP No. 43289P106 | Page 4 of 7 Pages |
| 1 | NAME
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Chi-Duan Investment Co. Ltd. |
||
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o (b) x |
||
| 3 | SEC USE ONLY |
||
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Republic of China |
||
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 14,756,048 |
|
| 6 | SHARED
VOTING POWER 0 |
||
| 7 | SOLE
DISPOSITIVE POWER 14,756,048 |
||
| 8 | SHARED
DISPOSITIVE POWER 0 |
||
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,756,048 |
||
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
|
||
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.62% |
||
| 12 | TYPE
OF REPORTING PERSON CO |
||
Item 1(a). Name
of Issuer.
Himax Technologies, Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices.
The address of the principal executive offices is
No. 26, Zih Lian Road, Fonghua Village
Sinshih Township, Tainan County 744
Taiwan, the Republic of China.
Item 2(a). Name of Person Filing.
Biing-Seng Wu
Sanfair Asia Investments Ltd.
Chi-Duan Investment Co. Ltd.
Item 2(b). Address of Principal Business Office or, if None, Residence.
The address of the principal business office of Biing-Seng Wu is No. 26, Zih Lian Road, Fonghua Village, Sinshih Township, Tainan County 744, Taiwan, the Republic of China.
The address of the principal business office of Sanfair Asia Investments Ltd. is Akara Building, 24 De Castro Street, Wickhams Cat I, Road Town, Tortola, British Virgin Islands.
The address of the principal business office of Chi-Duan Investment Co. Ltd. is 1F, No. 70, Kaiyuan Rd., North District, Tainan City 704, Taiwan, the Republic of China.
Item 2(c). Citizenship.
Biing-Seng Wu is a citizen of the Republic of China.
Sanfair Asia Investments Ltd. is incorporated under the laws of the British Virgin Islands.
Chi-Duan Investment Co. Ltd. is incorporated under the laws of the Republic of China.
Item 2(d). Title of Class of Securities.
Ordinary Shares, par value US$0.0001 per Share (the “Shares”).
Page 5 of 7
Item 2(e). CUSIP Number.
43289P106
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
| (a) | o | Broker or dealer registered under Section 15 of the Act, | |
| (b) | o | Bank as defined in Section 3(a)(6) of the Act, | |
| (c) | o | Insurance Company as defined in Section 3(a)(19) of the Act, | |
| (d) | o | Investment Company registered under Section 8 of the Investment Company Act, | |
| (e) | o | Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, | |
| (f) | o | Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d- 1(b)(1)(ii)(F), | |
| (g) | o | Parent Holding Company, in accordance with Rule 13d- 1(b)(ii)(G); see Item 7, | |
| (h) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(H). | |
Item 4. Ownership.
(a), (b) and (c)
Biing-Seng Wu directly owns 48,655 Shares, representing approximately 0.03% of the outstanding Shares. Biing-Seng Wu beneficially owns 16,774,062 Shares and 14,756,048 Shares through Sanfair Asia Investments Ltd. and Chi-Duan Investment Co. Ltd, respectively, both of which are investment companies controlled by Biing-Seng Wu. In effect, Biing-Seng Wu beneficially owns 31,578,765 Shares, representing approximately 16.31% of the outstanding Shares. Biing-Seng Wu has sole power to vote and dispose of 31,578,765 Shares.
Sanfair Asia Investments Ltd. directly owns 16,774,062 Shares, representing approximately 8.66% of the outstanding Shares. Sanfair Asia Investments Ltd. has sole power to vote and dispose of 16,774,062 Shares.
Page 6 of 7
Chi-Duan Investment Co. Ltd. directly owns 14,756,048 Shares, representing approximately 7.62% of the outstanding Shares. Chi-Duan Investment Co. Ltd. has sole power to vote and dispose of 14,756,048 Shares.
Item 5. Ownership of Five Percent or Less of the Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
Page 7 of 7
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| By: | /s/ Biing-Seng Wu | |
| Name: | Biing-Seng Wu | |
| SANFAIR ASIA INVESTMENTS LTD. | ||
| By: | /s/ Biing-Seng Wu | |
| Name: | Biing-Seng Wu | |
| Title: | Director | |
| CHI-DUAN INVESTMENT CO. LTD. | ||
| By: | /s/ Biing-Seng Wu | |
| Name: | Biing-Seng Wu | |
| Title: | Director | |
Exhibit A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such filing. In evidence thereof, each of the undersigned hereby executed this Agreement on March 1, 2007.
| By: | /s/ Biing-Seng Wu | |
| Name: | Biing-Seng Wu | |
| SANFAIR ASIA INVESTMENTS LTD. | ||
| By: | /s/ Biing-Seng Wu | |
| Name: | Biing-Seng Wu | |
| Title: | Director | |
| CHI-DUAN INVESTMENT CO. LTD. | ||
| By: | /s/ Biing-Seng Wu | |
| Name: | Biing-Seng Wu | |
| Title: | Director | |