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UNITED STATES
 SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

_____________________________________________
  
FORM 8-K

_____________________________________________
  
CURRENT REPORT 
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
 
October 25, 2016
Date of Report (Date of earliest event reported)

_____________________________________________
 
CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)

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Commission File No. 1-13300
Delaware
 
54-1719854
(State or Other Jurisdiction
of Incorporation or Organization)
 
(I.R.S. Employer
Identification No.)
 
 
 
1680 Capital One Drive McLean, Virginia
 
22102
(Address of Principal Executive Offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (703) 720-1000
 
(Former name or former address, if changed since last report)
 _____________________________________________
    
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
 
 




Item 2.02.    Results of Operations and Financial Condition.

On October 25, 2016, Capital One Financial Corporation (the “Company”) issued a press release announcing its financial results for the third quarter ended September 30, 2016. Copies of the Company’s press release and financial supplement are attached and furnished herewith as Exhibits 99.1 and 99.2 to this Form 8-K and are incorporated herein by reference.

Note: Information in this report (including Exhibits 99.1 and 99.2) furnished pursuant to Item 2.02 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section. 




Item 9.01.    Financial Statements and Exhibits.
 
(d)
Exhibits.

Exhibit No.
 
Description of Exhibit
99.1
 
Press Release, dated October 25, 2016 – Third Quarter 2016
99.2
 
Financial Supplement – Third Quarter 2016
 
Earnings Conference Call Webcast Information.

The Company will hold an earnings conference call on October 25, 2016 at 5:00 PM Eastern Time. The conference call will be accessible through live webcast. Interested investors and other individuals can access the webcast via the Company’s home page (www.capitalone.com). Choose “About Us,” then choose “Investors” to access the Investor Center and view and/or download the earnings press release, the financial supplement, including a reconciliation of non-GAAP financial measures, and the earnings release presentation. A replay of the webcast will be archived on the Company’s website through November 8, 2016 at 5:00 PM Eastern Time.




SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned, hereunto duly authorized. 

 
CAPITAL ONE FINANCIAL CORPORATION
 
 
Dated: October 25, 2016
By:
 /s/ R. SCOTT BLACKLEY
 
 
R. Scott Blackley
 
 
Chief Financial Officer