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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SUN VALLEY GOLD MASTER FUND, LTD INTERNATIONAL MANAGEMENT SERVICES LTD 3RD FLR, HARBOUR CTRE, N CHURCH ST BOX61 GRAND CAYMAN, E9 KY1-1102 |
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SUN VALLEY GOLD LLC 620 SUN VALLEY ROAD P.O. BOX 2759 SUN VALLEY, ID 83353 |
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Palmedo Peter F. 620 SUN VALLEY ROAD P.O. BOX 2759 SUN VALLEY, ID 83353 |
X |
Sun Valley Gold Master Fund, Ltd., By: Peter F. Palmedo /s/ Peter F. Palmedo | 04/13/2018 | |
**Signature of Reporting Person | Date | |
Sun Valley Gold LLC By: /s/ Peter F. Palmedo | 04/13/2018 | |
**Signature of Reporting Person | Date | |
/s/ Peter F. Palmedo | 04/13/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Common Shares are held in the accounts of advisory clients of Sun Valley Gold LLC and may be deemed to be beneficially owned by Sun Valley Gold LLC and Peter F. Palmedo, the managing member of Sun Valley Gold LLC. Peter F. Palmedo and Sun Valley Gold LLC are included in this Form 4 filing as reporting persons for the first time as a correction to previous Form 3 and Form 4 filings. Peter F. Palmedo and Sun Valley Gold LLC may be deemed to have been beneficial owners of securities of the Issuer as of the Form 3 filed by Sun Valley Gold Master Fund, Ltd. on July 31, 2012. This Form 4 filing serves to correct the Form 3 filing on July 31, 2012 as well as the Form 4 filings by Sun Valley Gold Master Fund, Ltd. on December 21, 2012, August 19, 2016, August 22, 2016 and August 24, 2016. |
(2) | The Common Shares are held by Sun Valley Gold Master Fund, Ltd. and may be deemed to be beneficially owned by Sun Valley Gold LLC, the investment manager of Sun Valley Gold Master Fund, Ltd., and Peter F. Palmedo, the managing member of Sun Valley Gold LLC. |