form144armour.htm
 
 

 

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SEC USE ONLY
DOCUMENT SEQUENCE NO.
CUSIP NUMBER
WORK LOCATION
 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM 144
 
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
 
ATTENTION:
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale
 
or executing a sale directly with a market maker.
1 (a) NAME OF ISSUER (Please type or print)
 
Invesco Ltd.
(b) IRS IDENT. NO.
 
98-0557567
 
(c) S.E.C. FILE NO.
 
1-13908
 
   
1 (d) ADDRESS OF ISSUER                                                                        STREET                                   CITY                                    STATE ZIP CODE
(e) TELEPHONE NO.
 
Two Peachtree Pointe,                                           1555 Peachtree Street, NE, Suite 1800   Atlanta                         GA                          30309
AREA CODE
404
NUMBER
892-0896
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
 
G. Mark Armour
 
(b) RELATIONSHIP TO ISSUER
 
Officer
(c) ADDRESS STREET                                  CITY                      STATE               ZIP CODE
 
 1555 Peachtree St., NE, Ste. 1800, Atlanta         GA              30309
       

INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 
3 (a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
 
Title of the
Class of
Securities
To Be Sold
 
Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities
 
Broker-Dealer
File Number
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
Aggregate
Market
Value
(See instr. 3(d))
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY  YR.)
Name of Each
Securities
Exchange
(See instr. 3(g))
 
Common Shares
UBS AG, Wealth Management, 1 Curzon Street, London W1J5UB, United Kingdom
 
45,980
$897,070 
as of 9/7/2010
468,130,948
09/7/2010
New York Stock Exchange
 
                 
                 
INSTRUCTIONS:
3.(a) Title of the class of securities to be sold
1.(a)Name of issuer
   (b) Name and address of each broker through whom the securities are intended to be sold
(b)Issuer’s I.R.S. Identification Number
   (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(c)Issuer’s S.E.C. file number, if any
   (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the
         filing of this notice
(d)Issuer’s address, including zip code
    (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof
         outstanding, as shown by the most recent report or statement published by the issuer
(e)Issuer’s telephone number, including area code
    (f)  Approximate date on which the securities are to be sold
 
    (g)  Name of each securities exchange, if any, on which the securities are intended to be sold
2.(a)Name of person for whose account the securities are to be sold
 
(b)Such person’s relationship to the issuer (e.g., officer, director, 10%stockholder, or member of immediate family of any of the foregoing)
 
(c)Such person’s address, including zip code
 

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (08-07)
 
 

 

TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
Date you Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of Securities Acquired
Date of Payment
Nature of Payment
Common Shares
Options to be exercised were acquired: 12/31/2004 12/16/2003 09/03/2002
Exercise of employee stock option (right to buy)
Issuer
45,980
Option exercise price will be paid upon date of sale
Sale of Common Shares to cover option exercise price (cashless exercise)
 
INSTRUCTIONS:If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
   
 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
 
 
Name and Address of Seller
 
Title of Securities Sold
 
Date of Sale
Amount of
Securities Sold
 
Gross Proceeds
     
- n/a -
 
 
REMARKS:



INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.  If each person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
 
                                                           09/09/2010                                                                 
DATE OF NOTICE
                                                  /s/ G.  Mark Armour                      
(SIGNATURE)
 
__________________________________________________
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1
The notice shall be signed by the person for whose account the securities are to be sold.  At least one
copy of the notice shall be manually signed.  Any copies not manually signed shall bear typed o  printed signatures.

ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)