UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ____________)*
Finisar Corporation
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(Name of Issuer)
Common Stock, par value $0.001
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(Title of Class of Securities)
31787A-10-1
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(CUSIP Number)
December 31, 2000
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate box to designate the rule pursuant to
which this Schedule is filed:
/ / Rule 13d-1(b)
/ / Rule 13d-1(c)
/X/ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE
NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL
NUMBER.
SEC 1745 (03-00)
Page 1 of 4
CUSIP No. 31787A-10-1
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above person (entities only)
Frank H. & Wynette Levinson 1998 Revocable Trust
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) / /
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3. SEC Use
Only
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4. Citizenship or Place of
Organization United States
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Number of 5. Sole Voting
Shares Bene- Power 0
ficially --------------------------------------------------------------
Owned by Each 6. Shared Voting
Reporting Power 32,797,879(1)
Person With: --------------------------------------------------------------
7. Sole Dispositive
Power 0
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8. Shared Dispositive
Power 32,797,879(1)
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
32,797,879(1)
10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
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11. Percent of Class Represented by Amount in Row (11)
17.7%
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12. Type of Reporting Person (See Instructions)
IN
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(1) Frank H. Levinson and Wynette Levinson, as trustees of the Frank H. &
Wynette Levinson 1998 Revocable Trust may be deemed to beneficially own
the shares of common stock of the issuer.
Page 2 of 4
ITEM 1(a) NAME OF ISSUER:
Finisar Corporation
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1308 Moffet Park Drive, Sunnyvale, CA 94089
ITEM 2(a) NAME OF PERSON FILING:
Frank H. & Wynette Levinson 1998 Revocable Trust
ITEMS 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
1308 Moffet Park Drive, Sunnyvale, CA 94089
ITEM 2(c) CITIZENSHIP:
United States
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Common Stock, par value $0.001
ITEM 2(e) CUSIP NUMBER:
31787A-10-1
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable.
ITEM 4. OWNERSHIP:
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer
identified in Item 1.
(a) Amount beneficially owned: 32,797,879(2)
(b) Percent of class: 17.7%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote 0
(ii) Shared power to vote or to direct the vote 32,797,879(2)
(iii) Sole power to dispose or to direct the disposition of 0
(iv) Shared power to dispose or to direct the disposition of
32,797,879(2)
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
Not Applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not Applicable.
(2) Frank H. Levinson and Wynette Levinson, as trustees of the Frank H. &
Wynette Levinson 1998 Revocable Trust may be deemed to beneficially own
the shares of common stock of the issuer.
Page 3 of 4
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
Not Applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not Applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not Applicable.
ITEM 10. CERTIFICATION:
Not Applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
FRANK H. LEVINSON & WYNETTE
LEVINSON 1998 REVOCABLE TRUST
Date: February 13, 2001
/s/ WYNETTE LEVINSON
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Wynette Levinson, Trustee
/s/ FRANK H. LEVINSON
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Frank H. Levinson, Trustee
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)
Page 4 of 4
EXHIBIT INDEX
EXHIBIT REFERENCE DESCRIPTION
A Agreement to Jointly File Schedule 13G
EXHIBIT A
Agreement to Jointly File Schedule 13G
AGREEMENT TO JOINTLY FILE SCHEDULE 13G
AGREEMENT dated as of February 13, 2001 by and between Frank H.
Levinson and Wynette Levinson, both in their individual capacities and in
their capacities as trustees for the Frank H. & Wynette Levinson 1998
Revocable Trust (the "Trust").
WHEREAS, pursuant to paragraph (k) of Rule 13d-1 promulgated under
Subsection 13(d)(1) of the Securities Exchange Act of 1934, as amended (the
"Act"), the parties hereto have decided to satisfy their filing obligations
under the Act by a single joint filing:
NOW, THEREFORE, the undersigned hereby agree as follows:
1. The Schedule 13G with respect to Finisar Corporation, to which
this is attached as Exhibit A, is filed on behalf of the Trust,
Frank H. Levinson and Wynette Levinson.
2. Each of Frank H. Levinson and Wynette Levinson is responsible
for the completeness and accuracy of the information concerning
such person contained therein.
IN WITNESS WHEREOF, the undersigned hereunto set their hands as of the
date first above written.
/s/ FRANK H. LEVINSON
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Frank H. Levinson
/s/ WYNETTE LEVINSON
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Wynette Levinson