1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(4)
|
04/30/1997 |
04/30/2006 |
Common Stock
|
18,000
|
$
10.25
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(4)
|
04/30/1998 |
04/30/2007 |
Common Stock
|
36,000
|
$
11.813
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(4)
|
04/29/1999 |
04/29/2008 |
Common Stock
|
18,000
|
$
12.047
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(4)
|
04/29/2000 |
04/29/2009 |
Common Stock
|
18,000
|
$
12.25
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(4)
|
05/03/2001 |
05/03/2010 |
Common Stock
|
18,000
|
$
11.86
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(4)
|
05/02/2002 |
05/02/2011 |
Common Stock
|
15,000
|
$
13.838
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(4)
|
05/07/2003 |
05/07/2012 |
Common Stock
|
15,000
|
$
18.268
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 48,302 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. |
(2) |
108 shares of the total amount of Common Stock for which direct beneficial ownership is reported are owned by the Reporting Person and the Reporting Person's spouse, as joint tenants. |
(3) |
The shares are held by the Leonard Mancuso Trust under which (i) the Reporting Person and the Reporting Person's sibling are the Co-Trustees, (ii) the Reporting Person and the Reporting Person's sibling are the sole beneficiaries, and (iii) the Reporting Person disclaims beneficial ownership of the shares held by the Trust in excess of his 50% pecuniary interest therein. |
(4) |
Vests 20% annually over five years on each anniversary date starting on the first exercisable date shown. |