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SCHEDULE
13G
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| CUSIP No.: 146875109 |
Page
2 of 5 Pages
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1.
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Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
KEEFE,
BRUYETTE & WOODS, INC.
13-1964616
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2.
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Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
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3.
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SEC
Use Only
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4.
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Citizenship
or Place of Organization
NEW
YORK
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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5. Sole
Voting Power
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142,500
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6. Shared
Voting Power
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0
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7.
Sole Dispositive Power
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142,500
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8. Shared
Dispositive Power
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0
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9.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
142,500
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10.
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Check
if the Aggregate Amount in Row (9) Excludes Certain Shares
(See
Instructions)
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11.
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Percent
of Class Represented by Amount in Row (9)
5.76%
based on 2,474,719 shares outstanding as November 13, 2009.
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12.
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Type
of Reporting Person:
BD
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SCHEDULE
13G
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| CUSIP No.: 146875109 |
Page 3
of 5 Pages
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Item
1(a).
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Name
of Issuer:
Carver
Bancorp, Inc. (the "Issuer").
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Item
1(b).
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Address
of Issuer's Principal Executive Offices:
75
West 125th Street
New
York, NY 10027
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Item
2(a).
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Name
of Person Filing:
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This Statement is
filed on behalf of each of the following persons
(the "Reporting Person"): Keefe, Bruyette & Woods,
Inc.
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Item
2(b).
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Address
of Principal Business Office or, if None, Residence:
787
Seventh Avenue, 4th Floor
New
York, NY 10019
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Item
2(c).
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Citizenship:
New
York
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Item
2(d).
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Title
of Class of Securities:
Common
Stock, par value $0.01 (the "Shares")
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Item
2(e).
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CUSIP
Number:
146875109
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Item
3.
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If
This Statement is Filed Pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or
(c),
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Check
Whether the Person Filing is a:
(a)
[X] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
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Item
4.
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Ownership:
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Item
4(a).
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Amount
Beneficially Owned
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| As of December 31, 2009, the Reporting Person may be deemed to be the beneficial owner of 142,500 shares. | |
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SCHEDULE
13G
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| CUSIP No.: 146875109 |
Page 4
of 5 Pages
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Item
4(b).
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Percent
of Class:
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| The number of Shares which each the Reporting Person may be deemed to be the beneficial owner constitutes approximately 5.76% of the total number of Shares outstanding (based upon information provided by the Issuer in its most recently filed Form 10-Q, there were 2,474,719 shares outstanding as November 13, 2009). | |
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Item
4(c).
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Number
of Shares of which such person has:
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| Keefe, Bruyette & Woods, Inc. | |
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(i)
Sole power to vote or direct the vote:
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142,500 | ||
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(ii)
Shared power to vote or direct the vote:
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0 | ||
| (iii) Sole power to dispose or direct the disposition of: | 142,500 | ||
| (iv) Shared power to dispose or direct the disposition of: | 0 |
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Item
5.
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Ownership
of Five Percent or Less of a Class:
This
Item 5 is not applicable.
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Item
6.
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Ownership
of More than Five Percent on Behalf of Another Person:
This
Item 6 is not applicable.
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Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company:
This
Item 7 is not applicable.
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Item
8.
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Identification
and Classification of Members of the Group:
This
Item 8 is not applicable.
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Item
9.
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Notice
of Dissolution of Group:
This
Item 9 is not applicable.
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Item
10.
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Certification:
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| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purposes of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | |
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SCHEDULE
13G
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| CUSIP No.: 146875109 |
Page 5
of 5 Pages
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Keefe,
Bruyette & Woods, Inc.
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Date:
February 16, 2010
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By:
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/s/ Lawrence Morizio | |
| Name: | Lawrence Morizio | ||
| Title: | Associate General Counsel | ||