File No. 70-09985
United States Securities and Exchange Commission
Washington, D.C. 20549
________________________________________
Post-Effective Amendment No. 3
to
Form U-1
Application/Declaration
under the
Public Utility Holding Company Act of 1935
________________________________________
E.ON AG Powergen Ltd.
E.ON-Platz 1 City Point
40479 Dusseldorf 1 Ropemaker Street
Germany London EC2Y 9HT
United Kingdom
(Names of companies filing this statement
and addresses of principal executive offices)
________________________________________
E.ON AG
(Name of top registered holding company)
________________________________________
Ulrich Hueppe Chris Salame
General Counsel, Executive Vice President Company Secretary
Dr. Guntram Wuerzberg Powergen Ltd.
Vice President General Legal Affairs City Point
E.ON AG 1 Ropemaker Street
E.ON-Platz 1 London EC2Y 9HT
40479 Dusseldorf United Kingdom
Germany Telephone: 011-44-207-826-2742
Telephone: 011-49-211-4579-388 Facsimile: 011-44-207-826-2889
Facsimile: 011-49-211-4579-610
(Names and addresses of agents for service)
The Commission is also requested to send copies
of any communication in connection with this matter to:
Tia S. Barancik Markian M. W. Melnyk
LeBoeuf, Lamb, Greene & MacRae, L.L.P. LeBoeuf, Lamb, Greene & MacRae, L.L.P.
125 West 55th Street 1875 Connecticut Ave., N.W.
New York, NY 10019-5389 Washington, D.C. 20009-5728
Telephone: (212) 424-8455 Telephone: (202) 986-8212
Facsimile: (212) 424-8500 Facsimile: (202) 986-8102
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This Post-Effective Amendment No. 3 amends Post-Effective Amendment Nos. 1
and 2 to File No. 70-9985 by adding the following sentence to the end of Item 1,
and by adding Exhibit E-1 to Item 6 thereof.
Item 1. Description of the Proposed Transaction
* * * * *
PUSIC is currently a registered holding company under the Act and will
continue in this status after the Transfer.
* * * * *
Item 6. Exhibits and Financial Statements
Exhibit List
A. Exhibits
A-1 Corporate Chart of the E.ON US and UK Chains Prior to the Transfer (filed
under Form SE).
A-2 Corporate Chart of the E.ON US and UK Chains After the Transfer (filed
under Form SE).
B-1 Valuation Report Prepared by Standard & Poor's (confidential treatment
requested).
C-1 Opinion of Counsel.
D-1 Past-Tense Opinion of Counsel.*
E-1 PUSIC Pro Forma Balance Sheet Consolidation.
(*) To be filed by amendment.
B. Financial Statements
None.
* * * * *
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SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the Applicants have duly caused this Amendment to be signed on their
behalf by the undersigned thereunto duly authorized on the dates indicated. The
signature of the Applicants and of the persons on their behalf are restricted to
the information contained in this application which is pertinent to the
application of the respective companies.
E.ON AG
By: /s/ Dr. Guntram Wurzberg By: /s/ Dr. Patrick Wolff
------------------------ ---------------------
Name: Dr. Guntram Wurzberg Name: Dr. Patrick Wolff
Title: Vice President General Legal Affairs Title: General Legal Affairs
Date: February 20, 2003 Date: February 20, 2003
Powergen Ltd.
By: /s/ Dr. Guntram Wurzberg
------------------------
Name: Dr. Guntram Wurzberg
Title: Vice President General Legal Affairs,
E.ON AG
Date: February 20, 2003
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Exhibit Index
Exhibit Description
E-1 PUSIC Pro Forma Balance Sheet Consolidation.
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