OMB APPROVAL |
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OMB Number: 3235-0101 |
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Expires: August 31, 2003 |
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Estimated average burden hours per response . . . 2.0 |
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SEC USE ONLY |
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DOCUMENT SEQUENCE NO. |
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CUSIP NUMBER |
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WORK LOCATION |
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ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
1(a) NAME OF ISSUER
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(b) IRS IDENT. NO. | (c) S.E.C. FILE NO. | ||||||||||||||||||||
Northrim BanCorp, Inc. |
92-0175752 | 000-33501 | ||||||||||||||||||||
1(d) ADDRESS OF ISSUER
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STREET | (e) TELEPHONE NO. | ||||||||||||||||||||
3111 C Street | CITY | STATE | ZIP CODE | AREA CODE AND NUMBER | ||||||||||||||||||
Anchorage | AK | 99503 | 907 | 562-0062 | ||||||||||||||||||
2(a) NAME OF PERSON
FOR WHOSE ACCOUNT
THE SECURITIES ARE TO BE SOLD |
(b) IRS IDENT. NO. |
(c) RELATIONSHIP TO ISSUER |
(d) ADDRESS |
CITY |
STATE |
ZIP CODE |
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R. Marc Langland
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Chairman, President, CEO, and Director | c/o Northrim Bank | Anchorage | AK | 99503 | |||||||||||||||||
3111 C Street | ||||||||||||||||||||||
SEC USE | |||||||||||||||||||||||||||||
3(a) | (b) | ONLY | (c) | (d) | (e) | (f) | (g) | ||||||||||||||||||||||
Title of the | Name and Address of Each Broker | Number of | Number of Shares | Approximate | Name of Each | ||||||||||||||||||||||||
Class of | Through Whom the Securities are | Shares or Other | Aggregate | or Other Units | Date of Sale | Securities | |||||||||||||||||||||||
Securities | to be Offered or Each Market Maker | Broker-Dealer | Units To Be Sold | Market Value | Outstanding | (See instr. 3(f)) | Exchange | ||||||||||||||||||||||
To Be Sold | who is Acquiring the Securities | File Number | (See instr. 3(c)) | (See instr. 3(d)) | (See instr. 3(e)) | (M0. DAY YR.) | (See instr. 3(g)) | ||||||||||||||||||||||
Common Stock
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Wedbush Morgan Securities | 1,500 | $39,195 | 6,106,426 | 11/17/2006 | NASDAQ | |||||||||||||||||||||||
101 West Benson Blvd., Ste 550 | (Close on 11/15/06) | ||||||||||||||||||||||||||||
Anchorage, AK 99503 | |||||||||||||||||||||||||||||
1. | ||
(a) | Name of issuer. | |
(b) | Issuers IRS Identification Number. | |
(c) | Issuers SEC file number, if any. | |
(d) | Issuers address, including zip code. | |
(e) | Issuers telephone number, including area code. | |
2. | ||
(a) | Name of person for whose account the securities are to be sold. | |
(b) | Such persons or I.R.S. Identification number, if such a person is an entity. | |
(c) | Such persons relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of immediate family of any of the foregoing). | |
(d) | Such persons address, including zip code. | |
3. | ||
(a) | Title of the class of securities to be sold. | |
(b) | Name and address of each broker through whom the securities are intended to be sold. | |
(c) | Number of shares or other units to be sold (if debt securities, give the aggregate face amount). | |
(d) | Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice. | |
(e) | Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer. | |
(f) | Approximate date on which the securities are to be sold. | |
(g) | Name of each securities exchange, if any, on which the securities are intended to be sold. |
Name of Person from | Amount of | |||||||||||||
Title of | Date you | Nature of Acquisition | Whom Acquired | Securities | ||||||||||
the Class | Acquired | Transaction | (If gift, also give date donor acquired) | Acquired | Date of Payment | Nature of Payment | ||||||||
Common Stock
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11/26/2003 | Acquired on exercise of option | Northrim BanCorp, Inc. | 16,982 | 11/26/2003 | Northrim shares already owned |
INSTRUCTIONS: | 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. | |
2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. |
Amount of | ||||||||
Name and Address of Seller | Title of Securities Sold | Date of Sale | Securities Sold | Gross Proceeds | ||||
NONE |