(Exact name of registrant as specified in its chapter)
| Pennsylvania | 1-448 | 25-0661650 | |||
| (State or other jurisdiction | (Commission | (IRS Employer | |||
| of incorporation) | File Number) | Identification No.) | |||
| 260 North Elm Street, Westfield, MA | 01085 | ||||
| (Address of principal executive offices) | (Zip Code) | ||||
Registrant’s telephone number, including area code (413)-568-9571
Item 5 – Other Events
| On December 9, 2003, Mestek, Inc. (“Company”) issued a notice to its directors and executive officers regarding the commencement of blackout period in the Company’s common stock due to the transition of the assets of several 401-K retirement plans sponsored by the Company, which include investments in the Company’s common stock, to a new record keeper. A copy of said notice is attached hereto as Exhibit 99.9. The amount of common stock held as investments under the several 401-K retirement sponsored by the Company is 8,349 shares as of December 4, 2003. This represents less than one tenth of one percent of the issued and outstanding shares of the Company’s common stock. |
Item 7 — Financial Statements and Exhibits
(a) Not applicable
(b) Not applicable
(c) Exhibits:
| Exhibit | Description | |
| 99.9 | Memorandum dated December 8, 2003 |
Signature
| Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. |
| By /s/ Stephen M. Shea | |
| Stephen M. Shea | |
| Senior Vice President | |
| Chief Financial Officer | |
| Date: December 9, 2003 |