* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This includes 26,738 shares of Class A Common Stock which Mr. Ellert may be deemed to beneficially own by reason of limited liability company interests in Bond Street Investors LLC beneficially owned by Mr. Ellert or related parties. Bond Street Investors LLC is a Delaware limited liability company and a shareholder of the Company and in which certain of our directors and officers, among others, have an interest. |
(2) |
These options were granted on September 26, 2010 and vest over 3 years in equal annual installments beginning on the first anniversary of the grant date. |
(3) |
These options were granted on January 10, 2011 and vest over 3 years in equal annual installments beginning on the first anniversary of the grant date. |
(4) |
These options were granted on March 8, 2012 and vest over 3 years in equal annual installments beginning on the first anniversary of the grant date. |
(5) |
These options vested immediately upon issuance on December 23, 2013, however none of such options are exercisable until the earlier to occur of a change in control transaction or an initial public offering. In the event of an initial public offering, the options become exercisable in equal installments 6, 18 and 30 months following such offering. |
(6) |
These options were granted on April 29, 2014 and vest over 3 years in equal annual installments beginning on the first anniversary of the grant date; however, the unvested portion of such options shall immediately vest and become exercisable upon the earlier to occur of a change in control transaction or an initial public offering. In the event of an initial public offering, the options become exercisable in equal installments 6, 18 and 30 months following such offering. |