|
7 Dawson Street Huntington Station, NY
|
11746
|
|
(Address of principal executive offices)
|
(Zip code)
|
|
Company Name
|
Ticker
|
CUSIP
|
Meeting Date
|
Proposal Number
|
Proposal Description
|
Proponent
|
Mgmt Recommendation
|
Vote Cast
|
For/ Against Mgmt
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.1
|
Elect Robert J. Alpern
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.2
|
Elect Roxanne S. Austin
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.3
|
Elect Sally E. Blount
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.4
|
Elect W. James Farrell
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.5
|
Elect Edward M. Liddy
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.6
|
Elect Nancy McKinstry
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.7
|
Elect Phebe N. Novakovic
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.8
|
Elect William A. Osborn
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.9
|
Elect Samuel C. Scott III
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.10
|
Elect Glenn F. Tilton
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.11
|
Elect Miles D. White
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
4
|
Shareholder Proposal Regarding Labeling of Genetically Modified Organisms
|
ShrHldr
|
Against
|
Against
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
5
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
6
|
Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation
|
ShrHldr
|
Against
|
Abstain
|
Against
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
1.1
|
Elect Robert J. Alpern
|
Mgmt
|
For
|
For
|
For
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
1.2
|
Elect Edward M. Liddy
|
Mgmt
|
For
|
For
|
For
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
1.3
|
Elect Frederick H. Waddell
|
Mgmt
|
For
|
For
|
For
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Aberdeen Asia-Pacific Income Fund Inc
|
FAX
|
003009107
|
3/27/2014
|
1.1
|
Elect P. Gerald Malone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Aberdeen Australia Equity Fund Inc.
|
IAF
|
003011103
|
3/27/2014
|
1.1
|
Elect P. Gerald Malone
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Aberdeen Australia Equity Fund Inc.
|
IAF
|
003011103
|
3/27/2014
|
1.2
|
Elect Peter D. Sacks
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Aberdeen Australia Equity Fund Inc.
|
IAF
|
003011103
|
3/27/2014
|
1.3
|
Elect Hugh Young
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Aberdeen Global Income Fund Inc
|
FCO
|
003013109
|
3/27/2014
|
1.1
|
Elect P. Gerald Malone
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Aberdeen Global Income Fund Inc
|
FCO
|
003013109
|
3/27/2014
|
1.2
|
Elect John T. Sheehy
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Aberdeen Greater China Fund, Inc.
|
GCH
|
003031101
|
6/9/2014
|
1.1
|
Elect C. William Maher
|
Mgmt
|
For
|
For 83.5%
Abstain 16.5%
|
For
|
|
Aberdeen Greater China Fund, Inc.
|
GCH
|
003031101
|
6/9/2014
|
1.2
|
Elect Jonathan J.K. Taylor
|
Mgmt
|
For
|
For 83.5%
Abstain 16.5%
|
For
|
|
Aberdeen Israel Fund Inc
|
ISL
|
00301L109
|
3/27/2014
|
1.1
|
Elect James J. Cattano
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Aberdeen Israel Fund Inc
|
ISL
|
00301L109
|
3/27/2014
|
1.2
|
Elect Steven N. Rappaport
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Aberdeen Singapore Fund Inc
|
SGF
|
003244100
|
6/9/2014
|
1.1
|
Elect Martin J. Gruber
|
Mgmt
|
For
|
For 89%
Abstain 11%
|
For
|
|
Aberdeen Singapore Fund Inc
|
SGF
|
003244100
|
6/9/2014
|
1.2
|
Elect Richard J. Herring
|
Mgmt
|
For
|
For 89%
Abstain 11%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.1
|
Elect Enrique R. Arzac
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.2
|
Elect Phyllis O. Bonanno
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.3
|
Elect Kenneth J. Dale
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.4
|
Elect Frederic A. Escherich
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.5
|
Elect Roger W. Gale
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.6
|
Elect Kathleen T. McGahran
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.7
|
Elect Craig R. Smith
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.8
|
Elect Mark E. Stoeckle
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Advent-Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
10/16/2013
|
1
|
Elect Gerald L. Seizert
|
Mgmt
|
For
|
For 96%
Against 1.5%
Abstain 2.5%
|
For
|
|
Advent-Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
10/16/2013
|
2
|
Elect Derek Medina
|
Mgmt
|
For
|
For 96%
Against 1.5%
Abstain 2.5%
|
For
|
|
Advent-Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
10/16/2013
|
3
|
Elect Randall C. Barnes
|
Mgmt
|
For
|
For 96%
Against 1.5%
Abstain 2.5%
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
1
|
Elect Andrés R. Gluski
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
2
|
Elect Guo Bao Zhang
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
3
|
Elect Charles Harrington
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
4
|
Elect Kristina M. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
5
|
Elect Tarun Khanna
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
6
|
Elect Philip Lader
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
7
|
Elect James H. Miller
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
8
|
Elect Sandra O. Moose
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
9
|
Elect John B. Morse, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
10
|
Elect Moisés Naim
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
11
|
Elect Charles O. Rossotti
|
Mgmt
|
For
|
Against
|
Against
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
12
|
Elect Sven Sandstrom
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AES Corporation
|
AES
|
00130H105
|
4/17/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
1
|
Elect Fernando Aguirre
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
2
|
Elect Mark T. Bertolini
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
3
|
Elect Frank M. Clark, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
4
|
Elect Betsy Z. Cohen
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
5
|
Elect Molly J. Coye
|
Mgmt
|
For
|
Against
|
Against
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
6
|
Elect Roger N. Farah
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
7
|
Elect Barbara H. Franklin
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
8
|
Elect Jeffrey E. Garten
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
9
|
Elect Ellen M. Hancock
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
10
|
Elect Richard J. Harrington
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
11
|
Elect Edward J. Ludwig
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
12
|
Elect Joseph P. Newhouse
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
14
|
Elimination of Supermajority Requirements
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
15
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
16
|
Amendment to the 2010 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
18
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
19
|
Shareholder Proposal Regarding Board Oversight of Political Spending
|
ShrHldr
|
Against
|
Against
|
For
|
|
Aetna Inc.
|
AET
|
00817Y108
|
5/30/2014
|
20
|
Shareholder Proposal Regarding Indirect Political Spending Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
1
|
Elect Daniel P. Amos
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
2
|
Elect John Shelby Amos II
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
3
|
Elect Paul S. Amos II
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
4
|
Elect W. Paul Bowers
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
5
|
Elect Kriss Cloninger III
|
Mgmt
|
For
|
Against
|
Against
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
6
|
Elect Elizabeth J. Hudson
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
7
|
Elect Douglas W. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
8
|
Elect Robert B. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
9
|
Elect Charles B. Knapp
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
10
|
Elect Barbara K. Rimer
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
11
|
Elect Melvin T. Stith
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
12
|
Elect David Gary Thompson
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
13
|
Elect Takuro Yoshida
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/5/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Air Products and Chemicals, Inc.
|
APD
|
009158106
|
1/23/2014
|
1
|
Elect Chadwick C. Deaton
|
Mgmt
|
For
|
For
|
For
|
|
Air Products and Chemicals, Inc.
|
APD
|
009158106
|
1/23/2014
|
2
|
Elect Edward L. Monser
|
Mgmt
|
For
|
For
|
For
|
|
Air Products and Chemicals, Inc.
|
APD
|
009158106
|
1/23/2014
|
3
|
Elect Matthew H. Paull
|
Mgmt
|
For
|
For
|
For
|
|
Air Products and Chemicals, Inc.
|
APD
|
009158106
|
1/23/2014
|
4
|
Elect Lawrence S. Smith
|
Mgmt
|
For
|
For
|
For
|
|
Air Products and Chemicals, Inc.
|
APD
|
009158106
|
1/23/2014
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Air Products and Chemicals, Inc.
|
APD
|
009158106
|
1/23/2014
|
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Air Products and Chemicals, Inc.
|
APD
|
009158106
|
1/23/2014
|
7
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
1
|
Elect David E.I. Pyott
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
2
|
Elect Michael R. Gallagher
|
Mgmt
|
For
|
Against
|
Against
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
3
|
Elect Deborah Dunsire
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
4
|
Elect Trevor M. Jones
|
Mgmt
|
For
|
Against
|
Against
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
5
|
Elect Louis J. Lavigne, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
6
|
Elect Peter J. McDonnell
|
Mgmt
|
For
|
Against
|
Against
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
7
|
Elect Timothy D. Proctor
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
8
|
Elect Russell T. Ray
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
9
|
Elect Henri A. Termeer
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
12
|
Amendment to Certificate of Incorporation Allowing Action by Written Consent
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
13
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
AllianzGI Convertible & Income Fund II
|
NFJ
|
018829101
|
7/17/2013
|
1.1
|
Elect Deborah A. DeCotis
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NFJ
|
018829101
|
7/17/2013
|
1.2
|
Elect Bradford K. Gallagher
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NFJ
|
018829101
|
7/17/2013
|
1.3
|
Elect James A. Jacobson
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NIE
|
018829101
|
7/17/2013
|
1.1
|
Elect Deborah A. DeCotis
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NIE
|
018829101
|
7/17/2013
|
1.2
|
Elect Bradford K. Gallagher
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NCV
|
018829101
|
7/17/2013
|
1.1
|
Elect Deborah A. DeCotis
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NCV
|
018829101
|
7/17/2013
|
1.2
|
Elect Bradford K. Gallagher
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NCV
|
018829101
|
7/17/2013
|
1.3
|
Elect James A. Jacobson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NIE
|
018829101
|
1/14/2014
|
1
|
Issuance of Common Stock
|
Mgmt
|
For
|
For 94%
Against 3%
Abstain 3%
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
1
|
Elect F. Duane Ackerman
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
2
|
Elect Robert D. Beyer
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
3
|
Elect Kermit R. Crawford
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
4
|
Elect Jack M. Greenberg
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
5
|
Elect Herbert L. Henkel
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
6
|
Elect Siddarth N. Mehta
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
7
|
Elect Andrea Redmond
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
8
|
Elect John W. Rowe
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
9
|
Elect Judith A. Sprieser
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
10
|
Elect Mary Alice Taylor
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
11
|
Elect Thomas J. Wilson
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
13
|
Approval of Material Terms of the Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
15
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
17
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Alpine Global Dynamic Dividend Fund
|
AGD
|
02082E205
|
5/28/2014
|
1.1
|
Elect Eleanor T Hoagland
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Alpine Global Dynamic Dividend Fund
|
AGD
|
02082E205
|
5/28/2014
|
1.2
|
Elect Jeffrey E. Wacksman
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Alpine Global Dynamic Dividend Fund
|
AGD
|
02082E205
|
5/28/2014
|
2
|
Transaction of Other Business
|
Mgmt
|
For
|
For 75%
Against 24%
Abstain 1%
|
Against
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060207
|
5/28/2014
|
1.1
|
Elect Eleanor T Hoagland
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060207
|
5/28/2014
|
1.2
|
Elect Jeffrey E. Wacksman
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060207
|
5/28/2014
|
2
|
Transaction of Other Business
|
Mgmt
|
For
|
For 75%
Against 24%
Abstain1%
|
Against
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
1
|
Elect Gerald L. Baliles
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
2
|
Elect Martin J. Barrington
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
3
|
Elect John T. Casteen III
|
Mgmt
|
For
|
Against
|
Against
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
4
|
Elect Dinyar S. Devitre
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
5
|
Elect Thomas F. Farrell II
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
6
|
Elect Thomas W. Jones
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
7
|
Elect Debra J. Kelly-Ennis
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
8
|
Elect W. Leo Kiely III
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
9
|
Elect Kathryn B. McQuade
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
10
|
Elect George Muñoz
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
11
|
Elect Nabil Y. Sakkab
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
14
|
Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups
|
ShrHldr
|
Against
|
Against
|
For
|
|
Altria Group, Inc.
|
MO
|
02209S103
|
5/14/2014
|
15
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
1
|
Elect Robert H. Benmosche
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
2
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
3
|
Elect Peter R. Fisher
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
4
|
Elect John Fitzpatrick
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
5
|
Elect William G. Jurgensen
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
6
|
Elect Christopher S. Lynch
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
7
|
Elect Arthur C. Martinez
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
8
|
Elect George L. Miles, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
9
|
Elect Henry S. Miller
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
10
|
Elect Robert S. Miller
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
11
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
12
|
Elect Ronald A. Rittenmeyer
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
13
|
Elect Douglas M. Steenland
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
14
|
Elect Theresa M. Stone
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
16
|
Restatement of Protective Amendment to the Certificate of Incorporation
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
17
|
Ratification of the Tax Asset Protection Plan
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
18
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
1
|
Elect David Baltimore
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
2
|
Elect Frank J. Biondi, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
3
|
Elect Robert A. Bradway
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
4
|
Elect François de Carbonnel
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
5
|
Elect Vance D. Coffman
|
Mgmt
|
For
|
Against
|
Against
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
6
|
Elect Robert A. Eckert
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
7
|
Elect Greg C. Garland
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
8
|
Elect Rebecca M. Henderson
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
9
|
Elect Frank C. Herringer
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
10
|
Elect Tyler Jacks
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
11
|
Elect Judith C. Pelham
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
12
|
Elect Ronald D. Sugar
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
15
|
Shareholder Proposal Regarding Counting Abstentions
|
ShrHldr
|
Against
|
Against
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
3
|
Elect H. Paulett Eberhart
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
4
|
Elect Peter J. Fluor
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
5
|
Elect Richard L. George
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
6
|
Elect Charles W. Goodyear
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
7
|
Elect John R. Gordon
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
8
|
Elect Eric D. Mullins
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
9
|
Elect R. A. Walker
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
12
|
Shareholder Proposal Regarding Report on Political Spending
|
ShrHldr
|
Against
|
Against
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
13
|
Shareholder Proposal Regarding Carbon Asset Risk Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
1
|
Elect Anthony R. Chase
|
Mgmt
|
For
|
For
|
For
|
|
Anadarko Petroleum Corporation
|
APC
|
032511107
|
5/13/2014
|
2
|
Elect Kevin P. Chilton
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
1
|
Elect Lester B. Knight
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
2
|
Elect Gregory C. Case
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
3
|
Elect Fulvio Conti
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
4
|
Elect Cheryl A. Francis
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
5
|
Elect Edgar D. Jannotta
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
6
|
Elect James W. Leng
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
7
|
Elect J. Michael Losh
|
Mgmt
|
For
|
Against
|
Against
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
8
|
Elect Robert S. Morrison
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
9
|
Elect Richard B. Myers
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
10
|
Elect Richard C. Notebaert
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
11
|
Elect Gloria Santona
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
12
|
Elect Carolyn Y. Woo
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
13
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
15
|
Ratification of Statutory Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
16
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
18
|
Remuneration Report (Binding)
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
19
|
Remuneration Report (Advisory)
|
Mgmt
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
20
|
Amendment to the 2011 Incentive Compensation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|
Aon plc
|
AON
|
G0408V102
|
6/24/2014
|
21
|
Approval of Share Repurchase Contract and Repurchase Counterparties
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
1.1
|
Elect William V. Campbell
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
1.2
|
Elect Timothy D. Cook
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
1.3
|
Elect Millard S. Drexler
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
1.4
|
Elect Albert A. Gore, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
1.5
|
Elect Robert A. Iger
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
1.6
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
1.7
|
Elect Arthur D. Levinson
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
1.8
|
Elect Ronald D. Sugar
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
2
|
Technical Amendment to Articles
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
3
|
Eliminate Blank Check Authority to Issue Preferred Stock
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
4
|
Establish a Par Value for the Company's Common Stock of $0.00001 Per Share
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
7
|
2014 Employee Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
8
|
Shareholder Proposal Regarding Formation of Human Rights Committee
|
ShrHldr
|
Against
|
Against
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
9
|
Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships
|
ShrHldr
|
Against
|
Against
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
10
|
Shareholder Proposal Regarding Share Buybacks
|
ShrHldr
|
Do Not Vote
|
Abstain
|
Against
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/28/2014
|
11
|
Shareholder Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
Against
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
1
|
Elect Alan L. Boeckmann
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
2
|
Elect Mollie Hale Carter
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
3
|
Elect Terrell K. Crews
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
4
|
Elect Pierre Dufour
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
5
|
Elect Donald E. Felsinger
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
6
|
Elect Antonio dos Santos Maciel Neto
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
7
|
Elect Patrick J. Moore
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
8
|
Elect Thomas F. O'Neill
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
9
|
Elect Francisco Sanchez
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
10
|
Elect Daniel Shih
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
11
|
Elect Kelvin R. Westbrook
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
12
|
Elect Patricia A. Woertz
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
1
|
Elect Randall L. Stephenson
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
2
|
Elect Reuben V. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
3
|
Elect Jaime Chico Pardo
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
4
|
Elect Scott T. Ford
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
5
|
Elect James P. Kelly
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
6
|
Elect Jon C. Madonna
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
7
|
Elect Michael B. McCallister
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
8
|
Elect John B. McCoy
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
9
|
Elect Beth E. Mooney
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
10
|
Elect Joyce M. Roché
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
11
|
Elect Matthew K. Rose
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
12
|
Elect Cynthia B. Taylor
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
13
|
Elect Laura D'Andrea Tyson
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
16
|
Approval of AT&T Severance Policy
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
17
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
19
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
1
|
Elect Sharon L. Allen
|
Mgmt
|
For
|
Against
|
Against
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
2
|
Elect Susan S. Bies
|
Mgmt
|
For
|
Against
|
Against
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
3
|
Elect Jack O. Bovender, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
4
|
Elect Frank P. Bramble, Sr.
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
5
|
Elect Pierre J. P. de Weck
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
6
|
Elect Arnold W. Donald
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
7
|
Elect Charles K. Gifford
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
8
|
Elect Charles O. Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
9
|
Elect Linda P. Hudson
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
10
|
Elect Monica C. Lozano
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
11
|
Elect Thomas J. May
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
12
|
Elect Brian T. Moynihan
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
13
|
Elect Lionel L. Nowell, III
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
14
|
Elect Clayton S. Rose
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
15
|
Elect R. David Yost
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
17
|
Ratification of Auditor
|
Mgmt
|
For
|
Against
|
Against
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
18
|
Amendment to Series T Preferred Stock
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
19
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHldr
|
Against
|
Against
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
20
|
Shareholder Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
Against
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
21
|
Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk
|
ShrHldr
|
Against
|
Against
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
22
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
1
|
Elect Ruth E. Bruch
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
2
|
Elect Nicholas M. Donofrio
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
3
|
Elect Jeffrey A. Goldstein
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
4
|
Elect Gerald L. Hassell
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
5
|
Elect Edmund F. Kelly
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
6
|
Elect Richard J. Kogan
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
7
|
Elect Michael J. Kowalski
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
8
|
Elect John A. Luke, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
9
|
Elect Mark A. Nordenberg
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
10
|
Elect Catherine A. Rein
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
11
|
Elect William C. Richardson
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
12
|
Elect Samuel C. Scott III
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
13
|
Elect Wesley W. von Schack
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
16
|
Amendments to the Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
17
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.1
|
Elect Jennifer S. Banner
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.2
|
Elect K. David Boyer, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.3
|
Elect Anna R. Cablik
|
Mgmt
|
For
|
Withhold
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.4
|
Elect Ronald E. Deal
|
Mgmt
|
For
|
Withhold
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.5
|
Elect James A. Faulkner
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.6
|
Elect I. Patricia Henry
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.7
|
Elect John P. Howe, III
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.8
|
Elect Eric C. Kendrick
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.9
|
Elect Kelly S. King
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.10
|
Elect Louis B. Lynn
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.11
|
Elect Edward C. Milligan
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.12
|
Elect Charles A. Patton
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.13
|
Elect Nido R. Qubein
|
Mgmt
|
For
|
Withhold
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.14
|
Elect Tollie W. Rich, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.15
|
Elect Thomas E. Skains
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.16
|
Elect Thomas N. Thompson
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.17
|
Elect Edwin H. Welch
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.18
|
Elect Stephen T. Williams
|
Mgmt
|
For
|
Withhold
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
4
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
5
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
6
|
Shareholder Proposal Regarding Recoupment of Unearned Bonuses
|
ShrHldr
|
Against
|
Against
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
1
|
Elect Basil L. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
2
|
Elect Henry P. Becton, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
3
|
Elect Catherine M. Burzik
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
4
|
Elect Edward F. DeGraan
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
5
|
Elect Vincent A. Forlenza
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
6
|
Elect Claire M. Fraser
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
7
|
Elect Christopher Jones
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
8
|
Elect Marshall O. Larsen
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
9
|
Elect Gary A. Mecklenburg
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
10
|
Elect James F. Orr
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
11
|
Elect Willard J. Overlock, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
12
|
Elect Rebecca W. Rimel
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
13
|
Elect Bertram L. Scott
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
14
|
Elect Alfred Sommer
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
17
|
Approval of Performance Goals Under 2004 Employee and Director Equity-Based Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
18
|
Approval of Performance Goals Under Performance Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Becton, Dickinson and Company
|
BDX
|
075887109
|
1/28/2014
|
19
|
Shareholder Proposal Regarding Independent Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.1
|
Elect Warren E. Buffett
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.2
|
Elect Charles T. Munger
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.3
|
Elect Howard G. Buffett
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.4
|
Elect Stephen B. Burke
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.5
|
Elect Susan L. Decker
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.6
|
Elect William H. Gates III
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.7
|
Elect David S. Gottesman
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.8
|
Elect Charlotte Guyman
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.9
|
Elect Donald R. Keough
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.10
|
Elect Thomas S. Murphy
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.11
|
Elect Ronald L. Olson
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.12
|
Elect Walter Scott, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
1.13
|
Elect Meryl B. Witmer
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
1 Year
|
Against
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
4
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHldr
|
Against
|
Against
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/3/2014
|
5
|
Shareholder Proposal Regarding Dividends
|
ShrHldr
|
Against
|
Against
|
For
|
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.8
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.9
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.10
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.11
|
Elect Karen P. Robards
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.3
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.4
|
Elect Frank J. Fabozzi
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.5
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.6
|
Elect James T. Flynn
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.7
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Equity Dividend Trust
|
BDJ
|
09251A104
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Enhanced Equity Dividend Trust
|
BDJ
|
09251A104
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Enhanced Equity Dividend Trust
|
BDJ
|
09251A104
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Enhanced Equity Dividend Trust
|
BDJ
|
09251A104
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
1
|
Elect Abdlatif Yousef Al-Hamad
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
2
|
Elect Mathis Cabiallavetta
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
3
|
Elect Pamela Daley
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
4
|
Elect Jessica P. Einhorn
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
5
|
Elect Fabrizio Freda
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
6
|
Elect Murry S. Gerber
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
7
|
Elect James Grosfeld
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
8
|
Elect David H. Komansky
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
9
|
Elect Sir Deryck C. Maughan
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
10
|
Elect Cheryl D. Mills
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
11
|
Elect Carlos Slim Domit
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
12
|
Elect John S. Varley
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
13
|
Elect Susan L. Wagner
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
14
|
Amendment to the 1999 Stock Award and Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
15
|
Reapproval of the Performance Goals under the 1999 Annual Incentive Performance Plan
|
Mgmt
|
For
|
Against
|
Against
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
BlackRock, Inc.
|
BLK
|
09247X101
|
5/29/2014
|
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
1
|
Elect Bruce L. Byrnes
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
2
|
Elect Nelda J. Connors
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
3
|
Elect Kristina M. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
4
|
Elect Edward J. Ludwig
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
5
|
Elect Michael F. Mahoney
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
6
|
Elect Ernest Mario
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
7
|
Elect N.J. Nicholas, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
8
|
Elect Pete M. Nicholas
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
9
|
Elect Uwe E. Reinhardt
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
10
|
Elect David J. Roux
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
11
|
Elect John E. Sununu
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
13
|
Amendment to the 2006 Global Employee Stock Ownership Plan
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
15
|
Shareholder Proposal Regarding Animal Welfare
|
ShrHldr
|
Against
|
Against
|
For
|
|
Calamos Strategic Total Return Fund
|
CSQ
|
128125101
|
6/25/2014
|
1.1
|
Elect John P. Calamos, Sr.
|
Mgmt
|
For
|
For 98%
Abstain 2%
|
For
|
|
Calamos Strategic Total Return Fund
|
CSQ
|
128125101
|
6/25/2014
|
1.2
|
Elect William R. Rybak
|
Mgmt
|
For
|
For 98%
Abstain 2%
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
1
|
Elect Richard D. Fairbank
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
2
|
Elect Patrick W. Gross
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
3
|
Elect Ann F. Hackett
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
4
|
Elect Lewis Hay, III
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
5
|
Elect Benjamin P. Jenkins, III
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
6
|
Elect Pierre E. Leroy
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
7
|
Elect Peter E. Raskind
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
8
|
Elect Mayo A. Shattuck III
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
9
|
Elect Bradford H. Warner
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
10
|
Elect Catherine G. West
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
12
|
Amendment to the 2004 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
14
|
Elimination of Supermajority Requirement for Future
Amendments to the Bylaws and the Certificate
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
15
|
Elimination of Supermajority Requirement for the
Removal of Directors
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
16
|
Elimination of Supermajority Requirement for Certain
Business Combinations
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
17
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
1
|
Elect Colleen F. Arnold
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
2
|
Elect George S. Barrett
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
3
|
Elect Glenn A. Britt
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
4
|
Elect Carrie S. Cox
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
5
|
Elect Calvin Darden
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
6
|
Elect Bruce L. Downey
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
7
|
Elect John F. Finn
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
8
|
Elect Patricia A. Hemingway Hall
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
9
|
Elect Clayton M. Jones
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
10
|
Elect Gregory B. Kenny
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
11
|
Elect David P. King
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
12
|
Elect Richard C. Notebaert
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/6/2013
|
15
|
Shareholder Proposal Regarding Political Contributions and Expenditures
|
ShrHldr
|
Against
|
For
|
Against
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
1
|
Elect David L. Calhoun
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
2
|
Elect Daniel M. Dickinson
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
3
|
Elect Juan Gallardo
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
4
|
Elect Jesse J. Greene, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
5
|
Elect Jon M. Huntsman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
6
|
Elect Peter A. Magowan
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
7
|
Elect Dennis A. Muilenburg
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
8
|
Elect Douglas R. Oberhelman
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
9
|
Elect William A. Osborn
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
10
|
Elect Edward B. Rust, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
11
|
Elect Susan C. Schwab
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
12
|
Elect Miles D. White
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
15
|
Approval of the 2014 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
16
|
Approval of the Executive Short-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
17
|
Shareholder Proposal Regarding Review of Human Rights Policies
|
ShrHldr
|
Against
|
Against
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
18
|
Shareholder Proposal Regarding Sales to the Government of Sudan
|
ShrHldr
|
Against
|
Against
|
For
|
|
Caterpillar Inc.
|
CAT
|
149123101
|
6/11/2014
|
19
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHldr
|
Against
|
Against
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
1
|
Elect Linnet F. Deily
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
2
|
Elect Robert E. Denham
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
3
|
Elect Alice P. Gast
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
4
|
Elect Enrique Hernandez, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
5
|
Elect Jon M. Huntsman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
6
|
Elect George L. Kirkland
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
7
|
Elect Charles W. Moorman, IV
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
8
|
Elect Kevin W. Sharer
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
9
|
Elect John G. Stumpf
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
10
|
Elect Ronald D. Sugar
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
11
|
Elect Carl Ware
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
12
|
Elect John S. Watson
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
15
|
Shareholder Proposal Regarding Charitable Contributions
|
ShrHldr
|
Against
|
Against
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
17
|
Shareholder Proposal Regarding Hydraulic Fracturing
|
ShrHldr
|
Against
|
Against
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
18
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
19
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
Against
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
20
|
Shareholder Proposal Regarding Environmental Expertise on Board
|
ShrHldr
|
Against
|
Against
|
For
|
|
Chevron Corporation
|
CVX
|
166764100
|
5/28/2014
|
21
|
Shareholder Proposal Regarding Country Selection Guidelines
|
ShrHldr
|
Against
|
Against
|
For
|
|
The China Fund, Inc.
|
CHN
|
169373107
|
3/13/2014
|
1.1
|
Elect William Kirby
|
Mgmt
|
For
|
For 93%
Withhold 7%
|
For
|
|
The China Fund, Inc.
|
CHN
|
169373107
|
3/13/2014
|
1.2
|
Elect Nigel S. Tulloch
|
Mgmt
|
For
|
For 93%
Withhold 7%
|
For
|
|
The China Fund, Inc.
|
CHN
|
169373107
|
3/13/2014
|
1.3
|
Elect Gary L. French
|
Mgmt
|
For
|
For 93%
Withhold 7%
|
For
|
|
CIGNA Corporation
|
CI
|
125509109
|
4/23/2014
|
1
|
Elect Eric J. Foss
|
Mgmt
|
For
|
For
|
For
|
|
CIGNA Corporation
|
CI
|
125509109
|
4/23/2014
|
2
|
Elect Roman Martinez IV
|
Mgmt
|
For
|
For
|
For
|
|
CIGNA Corporation
|
CI
|
125509109
|
4/23/2014
|
3
|
Elect William D. Zollars
|
Mgmt
|
For
|
For
|
For
|
|
CIGNA Corporation
|
CI
|
125509109
|
4/23/2014
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
CIGNA Corporation
|
CI
|
125509109
|
4/23/2014
|
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
1
|
Elect Carol A. Bartz
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
2
|
Elect Marc Benioff
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
3
|
Elect Gregory Q. Brown
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
4
|
Elect M. Michele Burns
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
5
|
Elect Michael D. Capellas
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
6
|
Elect John T. Chambers
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
7
|
Elect Brian L. Halla
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
8
|
Elect John L. Hennessy
|
Mgmt
|
For
|
Against
|
Against
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
9
|
Elect Kristina M. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
10
|
Elect Roderick C. McGeary
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
11
|
Elect Arun Sarin
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
12
|
Elect Steven M. West
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
13
|
Amendment to the 2005 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
16
|
Shareholder Proposal Regarding Proxy Advice Contest
|
ShrHldr
|
Against
|
Against
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
1
|
Elect Michael L. Corbat
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
2
|
Elect Duncan P. Hennes
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
3
|
Elect Franz B. Humer
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
4
|
Elect Eugene M. McQuade
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
5
|
Elect Michael E. O'Neill
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
6
|
Elect Gary M. Reiner
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
7
|
Elect Judith Rodin
|
Mgmt
|
For
|
Against
|
Against
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
8
|
Elect Robert L. Ryan
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
9
|
Elect Anthony M. Santomero
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
10
|
Elect Joan E. Spero
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
11
|
Elect Diana L. Taylor
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
12
|
Elect William S. Thompson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
13
|
Elect James S. Turley
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
14
|
Elect Ernesto Zedillo Ponce de Leon
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
17
|
Approval of the 2014 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
18
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
19
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
20
|
Shareholder Proposal Regarding Director Indemnification
|
ShrHldr
|
Against
|
Against
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
21
|
Shareholder Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
Against
|
For
|
|
ClearBridge Energy MLP Total Return Fund Inc
|
CTR
|
18469Q108
|
3/28/2014
|
1.1
|
Elect Leslie H. Gelb
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
ClearBridge Energy MLP Total Return Fund Inc
|
CTR
|
18469Q108
|
3/28/2014
|
1.2
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
ClearBridge Energy MLP Total Return Fund Inc
|
CTR
|
18469Q108
|
3/28/2014
|
1.3
|
Elect William R. Hutchinson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2013
|
1.1
|
Elect Edmund J. Burke
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2013
|
1.2
|
Elect John F. Mee
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2013
|
1.3
|
Elect Vincent W. Versaci
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Clough Global Equity Fund
|
GLQ
|
18914C100
|
7/15/2013
|
1.1
|
Elect Robert L. Butler
|
Mgmt
|
For
|
For 89.5%
Withhold 10.5%
|
For
|
|
Clough Global Equity Fund
|
GLQ
|
18914C100
|
7/15/2013
|
1.2
|
Elect James E. Canty
|
Mgmt
|
For
|
For 89.5%
Withhold 10.5%
|
For
|
|
Clough Global Equity Fund
|
GLQ
|
18914C100
|
7/15/2013
|
1.3
|
Elect Richard C. Rantzow
|
Mgmt
|
For
|
For 89.5%
Withhold 10.5%
|
For
|
|
Clough Global Equity Fund
|
GLQ
|
18914C100
|
7/15/2013
|
1.4
|
Elect Vincent W. Versaci
|
Mgmt
|
For
|
For 89.5%
Withhold 10.5%
|
For
|
|
Clough Global Opportunities Fund.
|
GLO
|
18914E106
|
7/15/2013
|
1.1
|
Elect Adam D. Crescenzi
|
Mgmt
|
For
|
For 92%
Withhold 8%
|
For
|
|
Clough Global Opportunities Fund.
|
GLO
|
18914E106
|
7/15/2013
|
1.2
|
Elect Jerry G. Rutledge
|
Mgmt
|
For
|
For 92%
Withhold 8%
|
For
|
|
Clough Global Opportunities Fund.
|
GLO
|
18914E106
|
7/15/2013
|
1.3
|
Elect Vincent W. Versaci
|
Mgmt
|
For
|
For 92%
Withhold 8%
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
7
|
Elect Helene D. Gayle
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
8
|
Elect Evan G. Greenberg
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
9
|
Elect Alexis M. Herman
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
10
|
Elect Muhtar Kent
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
11
|
Elect Robert A. Kotick
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
12
|
Elect Maria Elena Lagomasino
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
13
|
Elect Sam Nunn
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
14
|
Elect James D. Robinson III
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
15
|
Elect Peter V. Ueberroth
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
17
|
2014 Equity Plan
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
18
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
19
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
1
|
Elect Herbert A. Allen
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
2
|
Elect Ronald W. Allen
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
3
|
Elect Ana Botín
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
4
|
Elect Howard G. Buffett
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
5
|
Elect Richard M. Daley
|
Mgmt
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/23/2014
|
6
|
Elect Barry Diller
|
Mgmt
|
For
|
Against
|
Against
|
|
Cognizant Technology Solutions Corporation
|
CTSH
|
192446102
|
6/3/2014
|
1
|
Elect Michael Patsalos-Fox
|
Mgmt
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corporation
|
CTSH
|
192446102
|
6/3/2014
|
2
|
Elect Robert E. Weissman
|
Mgmt
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corporation
|
CTSH
|
192446102
|
6/3/2014
|
3
|
Amendment to the 2009 Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corporation
|
CTSH
|
192446102
|
6/3/2014
|
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corporation
|
CTSH
|
192446102
|
6/3/2014
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Cohen & Steers Dividend Majors Fund, Inc.
|
DVM
|
19248G106
|
4/24/2014
|
1
|
Combination of Funds
|
Mgmt
|
For
|
For 91%
Against 5%
Abstain 4%
|
For
|
|
Cohen & Steers Dividend Majors Fund, Inc.
|
DVM
|
19248G106
|
4/24/2014
|
1.1
|
Elect Bonnie Cohen
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Cohen & Steers Dividend Majors Fund, Inc.
|
DVM
|
19248G106
|
4/24/2014
|
1.2
|
Elect Michael Clark
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Cohen & Steers Dividend Majors Fund, Inc.
|
DVM
|
19248G106
|
4/24/2014
|
1.3
|
Elect Richard E. Kroon
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/24/2014
|
1.1
|
Elect Bonnie Cohen
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/24/2014
|
1.2
|
Elect Michael Clark
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/24/2014
|
1.3
|
Elect Richard E. Kroon
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/24/2014
|
1.1
|
Elect Bonnie Cohen
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/24/2014
|
1.2
|
Elect Michael Clark
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/24/2014
|
1.3
|
Elect Richard E. Kroon
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.1
|
Elect Kenneth J. Bacon
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.2
|
Elect Sheldon M. Bonovitz
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.3
|
Elect Edward D. Breen
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.4
|
Elect Joseph J. Collins
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.5
|
Elect J. Michael Cook
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.6
|
Elect Gerald L. Hassell
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.7
|
Elect Jeffrey A. Honickman
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.8
|
Elect Eduardo G. Mestre
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.9
|
Elect Brian L. Roberts
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.10
|
Elect Ralph J. Roberts
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.11
|
Elect Johnathan A. Rodgers
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.12
|
Elect Judith Rodin
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
4
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
5
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
For
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
1
|
Elect Richard L. Armitage
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
2
|
Elect Richard H. Auchinleck
|
Mgmt
|
For
|
Against
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
3
|
Elect Charles E. Bunch
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
4
|
Elect James E. Copeland, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
5
|
Elect Jody L Freeman
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
6
|
Elect Gay Huey Evans
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
7
|
Elect Ryan M. Lance
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
8
|
Elect Robert A. Niblock
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
9
|
Elect Harald J. Norvik
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
10
|
Elect William E. Wade, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
Against
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
13
|
2014 Omnibus Stock and Performance Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
14
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
15
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHldr
|
Against
|
Against
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
1
|
Elect Kevin Burke
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
2
|
Elect Vincent A. Calarco
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
3
|
Elect George Campbell, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
4
|
Elect Michael J. Del Giudice
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
5
|
Elect Ellen V. Futter
|
Mgmt
|
For
|
Against
|
Against
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
6
|
Elect John F. Hennessy III
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
7
|
Elect John F. Killian
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
8
|
Elect John McAvoy
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
9
|
Elect Armando J. Olivera
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
10
|
Elect Sally H. Piñero
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
11
|
Elect Michael W. Ranger
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
12
|
Elect L. Frederick Sutherland
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
14
|
Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/19/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/30/2014
|
1.1
|
Elect Susan L. Decker
|
Mgmt
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/30/2014
|
1.2
|
Elect Richard M. Libenson
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/30/2014
|
1.3
|
Elect John W. Meisenbach
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/30/2014
|
1.4
|
Elect Charles T. Munger
|
Mgmt
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/30/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/30/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/30/2014
|
4
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHldr
|
Against
|
For
|
Against
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/30/2014
|
5
|
Repeal of Classified Board
|
Mgmt
|
Abstain
|
For
|
Against
|
|
Credit Suisse Asset Management Income Fund Inc.
|
CIK
|
224916106
|
4/22/2014
|
1.1
|
Elect James J. Cattano
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
Credit Suisse Asset Management Income Fund Inc.
|
CIK
|
224916106
|
4/22/2014
|
1.2
|
Elect Steven N. Rappaport
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
1
|
Elect Donna M. Alvarado
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
2
|
Elect John B. Breaux
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
3
|
Elect Pamela L. Carter
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
4
|
Elect Steven T. Halverson
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
5
|
Elect Edward J. Kelly, III
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
6
|
Elect Gilbert H. Lamphere
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
7
|
Elect John D. McPherson
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
8
|
Elect Timothy T. O'Toole
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
9
|
Elect David M. Ratcliffe
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
10
|
Elect Donald J. Shepard
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
11
|
Elect Michael J. Ward
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
12
|
Elect J.C. Watts, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
13
|
Elect J. Steven Whisler
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
CSX Corporation
|
CSX
|
126408103
|
5/7/2014
|
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
1
|
Elect C. David Brown II
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
2
|
Elect Nancy-Ann M. Deparle
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
3
|
Elect David W. Dorman
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
4
|
Elect Anne M. Finucane
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
5
|
Elect Larry J. Merlo
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
6
|
Elect Jean-Pierre Millon
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
7
|
Elect Richard J. Swift
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
8
|
Elect William C. Weldon
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
9
|
Elect Tony L. White
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/8/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
1
|
Elect Samuel R. Allen
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
2
|
Elect Crandall C. Bowles
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
3
|
Elect Vance D. Coffman
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
4
|
Elect Charles O. Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
5
|
Elect Dipak C. Jain
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
6
|
Elect Clayton M. Jones
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
7
|
Elect Joachim Milberg
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
8
|
Elect Richard B. Myers
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
9
|
Elect Gregory R. Page
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
10
|
Elect Thomas H. Patrick
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
11
|
Elect Sherry M. Smith
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.1
|
Elect Thomas L. Bennett
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.2
|
Elect Joseph W. Chow
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.3
|
Elect Patrick P. Coyne
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.4
|
Elect John A. Fry
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.5
|
Elect Anthony D. Knerr
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.6
|
Elect Lucinda S. Landreth
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.7
|
Elect Frances A. Sevilla-Sacasa
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.8
|
Elect Thomas K. Whitford
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.9
|
Elect Janet L. Yeomans
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.10
|
Elect J. Richard Zecher
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
1
|
Elect Richard H. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
2
|
Elect Edward H. Bastian
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
3
|
Elect Roy J. Bostock
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
4
|
Elect John S. Brinzo
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
5
|
Elect Daniel A. Carp
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
6
|
Elect David G. DeWalt
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
7
|
Elect William H. Easter III
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
8
|
Elect Mickey P. Foret
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
9
|
Elect Shirley C. Franklin
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
10
|
Elect David R. Goode
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
11
|
Elect George N. Mattson
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
12
|
Elect Paula Rosput Reynolds
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
13
|
Elect Kenneth C. Rogers
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
14
|
Elect Kenneth B. Woodrow
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
17
|
Change in Board Size
|
Mgmt
|
For
|
For
|
For
|
|
Delta Air Lines, Inc.
|
DALRQ
|
247361702
|
6/27/2014
|
18
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.1
|
Elect Barbara M. Baumann
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.2
|
Elect John E. Bethancourt
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.3
|
Elect Robert H. Henry
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.4
|
Elect John A. Hill
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.5
|
Elect Michael M. Kanovsky
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.6
|
Elect Robert A. Mosbacher, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.7
|
Elect J. Larry Nichols
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.8
|
Elect Duane C. Radtke
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.9
|
Elect Mary P. Ricciardello
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.10
|
Elect John Richels
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
4
|
Shareholder Proposal Regarding Carbon Asset Risk Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
5
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
6
|
Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change
|
ShrHldr
|
Against
|
Against
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
1
|
Elect Neil R. Austrian
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
2
|
Elect Ralph F. Boyd, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
3
|
Elect Abelardo E. Bru
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
4
|
Elect David B. Dillon
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
5
|
Elect Samuel A. DiPiazza, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
6
|
Elect Dixon R. Doll
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
7
|
Elect Charles R. Lee
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
8
|
Elect Peter A. Lund
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
9
|
Elect Nancy S. Newcomb
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
10
|
Elect Lorrie M. Norrington
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
11
|
Elect Anthony J. Vinciquerra
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
12
|
Elect Michael D. White
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
15
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
16
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
14
|
Shareholder Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
For
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
15
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
1
|
Elect Susan E. Arnold
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
2
|
Elect John S. Chen
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
3
|
Elect Jack Dorsey
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
4
|
Elect Robert A. Iger
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
5
|
Elect Fred H. Langhammer
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
6
|
Elect Aylwin B. Lewis
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
7
|
Elect Monica C. Lozano
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
8
|
Elect Robert W. Matschullat
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
9
|
Elect Sheryl Sandberg
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
10
|
Elect Orin C. Smith
|
Mgmt
|
For
|
Against
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
13
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
1
|
Elect Arnold A. Allemang
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
2
|
Elect Ajay S. Banga
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
3
|
Elect Jacqueline K. Barton
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
4
|
Elect James A. Bell
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
5
|
Elect Jeff M. Fettig
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
6
|
Elect Andrew N. Liveris
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
7
|
Elect Paul Polman
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
8
|
Elect Dennis H. Reilley
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
9
|
Elect James M. Ringler
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
10
|
Elect Ruth G. Shaw
|
Mgmt
|
For
|
Against
|
Against
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
13
|
Amendment to the 2012 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
14
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
15
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/19/2014
|
1.1
|
Elect Geraldine M. McNamara
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/19/2014
|
1.2
|
Elect Christian H. Poindexter
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/19/2014
|
1.3
|
Elect Carl F. Pollard
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
DWS High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/4/2013
|
1.1
|
Elect Henry P. Becton, Jr.
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
DWS High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/4/2013
|
1.2
|
Elect Paul K. Freeman
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
DWS High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/4/2013
|
1.3
|
Elect William R. McClayton
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
DWS High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/4/2013
|
1.4
|
Elect Jean Gleason Stromberg
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eaton Vance Senior Income Trust
|
EOI
|
278274105
|
7/19/2013
|
1.1
|
Elect Helen Frame Peters
|
Mgmt
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Senior Income Trust
|
EOI
|
278274105
|
7/19/2013
|
1.2
|
Elect Lynn A. Stout
|
Mgmt
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Senior Income Trust
|
EOI
|
278274105
|
7/19/2013
|
1.3
|
Elect Ralph F. Verni
|
Mgmt
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/23/2013
|
1.1
|
Elect Scott E. Eston
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/23/2013
|
1.2
|
Elect Benjamin C. Esty
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/23/2013
|
1.3
|
Elect Thomas E. Faust, Jr.
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/23/2013
|
1.4
|
Elect Allen R. Freedman
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXD
|
27829M103
|
4/24/2014
|
1.1
|
Elect Scott E. Eston
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXD
|
27829M103
|
4/24/2014
|
1.2
|
Elect Thomas E. Faust Jr.
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXD
|
27829M103
|
4/24/2014
|
1.3
|
Elect Allen R. Freedman
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXD
|
27829M103
|
4/24/2014
|
1.4
|
Elect Valerie A. Mosley
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
1.1
|
Elect Fred D. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
1.2
|
Elect Edward W. Barnholt
|
Mgmt
|
For
|
For
|
For
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
1.3
|
Elect Scott D. Cook
|
Mgmt
|
For
|
For
|
For
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
1.4
|
Elect John J. Donahoe
|
Mgmt
|
For
|
For
|
For
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
3
|
Amendment to 2008 Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
5
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
EBay Inc.
|
EBAY
|
278642103
|
5/13/2014
|
6
|
Shareholder Proposal Regarding PayPal Spin-Off
|
ShrHldr
|
Against
|
Abstain
|
Against
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
1
|
Elect Douglas M. Baker, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
2
|
Elect Barbara J. Beck
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
3
|
Elect Leslie S. Biller
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
4
|
Elect Carl M. Casale
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
5
|
Elect Stephen I. Chazen
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
6
|
Elect Jerry A. Grundhofer
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
7
|
Elect Arthur J. Higgins
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
8
|
Elect Joel W. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
9
|
Elect Michael Larson
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
10
|
Elect Jerry W. Levin
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
11
|
Elect Robert L. Lumpkins
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
12
|
Elect Victoria J. Reich
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
13
|
Elect Suzanne M. Vautrinot
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
14
|
Elect John J. Zillmer
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
16
|
Reapproval of the Management Performance Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Ecolab Inc.
|
ECL
|
278865100
|
5/8/2014
|
18
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
1
|
Elect Michael W. Brown
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
2
|
Elect Randolph L. Cowen
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
3
|
Elect Gail Deegan
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
4
|
Elect James S. DiStasio
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
5
|
Elect John R. Egan
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
6
|
Elect William D. Green
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
7
|
Elect Edmund F. Kelly
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
8
|
Elect Jami Miscik
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
9
|
Elect Paul Sagan
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
10
|
Elect David N. Strohm
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
11
|
Elect Joseph M. Tucci
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
14
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
15
|
Shareholder Proposal Regarding Incorporation of Values in Political Spending
|
ShrHldr
|
Against
|
Against
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
1.1
|
Elect David N. Farr
|
Mgmt
|
For
|
For
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
1.2
|
Elect Harriet Green
|
Mgmt
|
For
|
For
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
1.3
|
Elect Charles A. Peters
|
Mgmt
|
For
|
For
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
1.4
|
Elect Joseph W. Prueher
|
Mgmt
|
For
|
For
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
1.5
|
Elect August A. Busch III
|
Mgmt
|
For
|
For
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
1.6
|
Elect James S. Turley
|
Mgmt
|
For
|
For
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
4
|
Shareholder Proposal Regarding Sustainability Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
5
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Emerson Electric Co.
|
EMR
|
291011104
|
2/4/2014
|
6
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
1
|
Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
2
|
Elect Maureen S. Bateman
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
3
|
Elect Leo P. Denault
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
4
|
Elect Kirkland H. Donald
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
5
|
Elect Gary W. Edwards
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
6
|
Elect Alexis M. Herman
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
7
|
Elect Donald C. Hintz
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
8
|
Elect Stuart L. Levenick
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
9
|
Elect Blanche L. Lincoln
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
10
|
Elect Stewart C. Myers
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
11
|
Elect Steven V. Wilkinson
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
14
|
Shareholder Proposal Regarding Decommissioning of Indian Point Nuclear Reactors
|
ShrHldr
|
Against
|
Against
|
For
|
|
Entergy Corporation
|
ETR
|
29364G103
|
5/2/2014
|
15
|
Shareholder Proposal Regarding Reporting on Nuclear Safety
|
ShrHldr
|
Against
|
Against
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
1
|
Elect Janet F. Clark
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
2
|
Elect Charles R. Crisp
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
3
|
Elect James C. Day
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
4
|
Elect Mark G. Papa
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
5
|
Elect H. Leighton Steward
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
6
|
Elect Donald F. Textor
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
7
|
Elect William R. Thomas
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
8
|
Elect Frank G. Wisner
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
11
|
Shareholder Proposal Regarding Hydraulic Fracturing
|
ShrHldr
|
Against
|
Against
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
12
|
Shareholder Proposal Regarding Methane Reduction Targets
|
ShrHldr
|
Against
|
Against
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
1
|
Elect Anthony K. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
2
|
Elect Ann C. Berzin
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
3
|
Elect John A. Canning Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
4
|
Elect Christopher M. Crane
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
5
|
Elect Yves C. de Balmann
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
6
|
Elect Nicholas DeBenedictis
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
7
|
Elect Nelson A. Diaz
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
8
|
Elect Sue Ling Gin
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
9
|
Elect Paul L. Joskow
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
10
|
Elect Robert J. Lawless
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
11
|
Elect Richard W. Mies
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
12
|
Elect William C. Richardson
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
13
|
Elect John W. Rogers, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
14
|
Elect Mayo A. Shattuck III
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
15
|
Elect Stephen D. Steinour
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
18
|
Renewal of the Annual Incentive Plan for Senior Executives
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
19
|
Shareholder Proposal Regarding Pay Ratio
|
ShrHldr
|
Against
|
Against
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
1
|
Elect Gary G. Benanav
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
2
|
Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
3
|
Elect William J. DeLaney
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
4
|
Elect Nicholas J. LaHowchic
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
5
|
Elect Thomas P. Mac Mahon
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
6
|
Elect Frank Mergenthaler
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
7
|
Elect Woodrow A. Myers, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
8
|
Elect John O. Parker, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
9
|
Elect George Paz
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
10
|
Elect William L. Roper
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
11
|
Elect Seymour Sternberg
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Express Scripts Holding Company
|
ESRX
|
30219G108
|
5/7/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.1
|
Elect Michael J. Boskin
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.2
|
Elect Peter Brabeck-Letmathe
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.3
|
Elect Ursula M. Burns
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.4
|
Elect Larry R. Faulkner
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.5
|
Elect Jay S. Fishman
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.6
|
Elect Henrietta H. Fore
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.7
|
Elect Kenneth C. Frazier
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.8
|
Elect William W. George
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.9
|
Elect Samuel J. Palmisano
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.10
|
Elect Steven S. Reinemund
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.11
|
Elect Rex W. Tillerson
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
1.12
|
Elect William C. Weldon
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
4
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHldr
|
Against
|
For
|
Against
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
5
|
Shareholder Proposal Regarding Multiple Board Service
|
ShrHldr
|
Against
|
Against
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
6
|
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
|
ShrHldr
|
Against
|
For
|
Against
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
7
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Exxon Mobil Corporation
|
XOM
|
30231G102
|
5/28/2014
|
8
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHldr
|
Against
|
Against
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
1.1
|
Elect Marc L. Andreessen
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
1.2
|
Elect Erskine B. Bowles
|
Mgmt
|
For
|
For
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
1.3
|
Elect Susan D. Desmond-Hellmann
|
Mgmt
|
For
|
For
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
1.4
|
Elect Donald E. Graham
|
Mgmt
|
For
|
For
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
1.5
|
Elect Reed Hastings
|
Mgmt
|
For
|
For
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
1.6
|
Elect Sheryl K. Sandberg
|
Mgmt
|
For
|
For
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
1.7
|
Elect Peter A. Thiel
|
Mgmt
|
For
|
For
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
1.8
|
Elect Mark Zuckerberg
|
Mgmt
|
For
|
For
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
3
|
Shareholder Proposal Regarding Recapitalization
|
ShrHldr
|
Against
|
For
|
Against
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
4
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
5
|
Shareholder Proposal Regarding Incorporation of Values in Political Spending
|
ShrHldr
|
Against
|
Against
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
6
|
Shareholder Proposal Regarding Report on Childhood Obesity Risks
|
ShrHldr
|
Against
|
Against
|
For
|
|
Facebook Inc.
|
FB
|
30303M102
|
5/22/2014
|
7
|
Shareholder Proposal Regarding Sustainability Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Federated Enhanced Treasury Income Fund
|
FTT
|
314162108
|
9/13/2013
|
1.1
|
Elect Thomas M. O'Neill
|
Mgmt
|
For
|
For 78%
Withhold 22%
|
For
|
|
Federated Enhanced Treasury Income Fund
|
FTT
|
314162108
|
9/13/2013
|
1.2
|
Elect John S. Walsh
|
Mgmt
|
For
|
For 78%
Withhold 22%
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
1
|
Elect Nicholas K. Akins
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
2
|
Elect B. Evan Bayh III
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
3
|
Elect Ulysses L. Bridgeman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
4
|
Elect Emerson L. Brumback
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
5
|
Elect James P. Hackett
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
6
|
Elect Gary R. Heminger
|
Mgmt
|
For
|
Against
|
Against
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
7
|
Elect Jewell D. Hoover
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
8
|
Elect Kevin T. Kabat
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
9
|
Elect Mitchel D. Livingston
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
10
|
Elect Michael B. McCallister
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
11
|
Elect Hendrick G. Meijer
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
12
|
Elect Marsha C. Williams
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/15/2014
|
14
|
2014 Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
First Trust Dividend and Income Fund
|
FAV
|
33731L100
|
9/16/2013
|
1
|
Approval of a New Sub-Advisory Agreement Between First Trust Dividend & Income Fund and Chartwell Investment Partners, L.P.
|
Mgmt
|
For
|
For 89%
Against 4%
Abstain 7%
|
For
|
|
First Trust Dividend and Income Fund
|
FAV
|
33731L100
|
6/10/2014
|
1
|
Approval of a New Investment Sub-Advisory Agreement
|
Mgmt
|
For
|
For 89%
Against 2%
Abstain 9%
|
For
|
|
First Trust Energy Income and Growth Fund
|
FEO
|
33731L100
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
First Trust Energy Income and Growth Fund
|
FEO
|
33731L100
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
First Trust Energy Income and Growth Fund
|
FEO
|
33731L100
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
First Trust Energy Income and Growth Fund
|
FEO
|
33731L100
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
First Trust Mortgage Income Fund
|
FMY
|
33734E103
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
First Trust Specialty Finance & Financial Opportunities Fund
|
FGB
|
33733G109
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
1
|
Elect Stephen G. Butler
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
2
|
Elect Kimberly A. Casiano
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
3
|
Elect Anthony F. Earley, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
4
|
Elect Edsel B. Ford II
|
Mgmt
|
For
|
Against
|
Against
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
5
|
Elect William C. Ford, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
6
|
Elect Richard A. Gephardt
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
7
|
Elect James P. Hackett
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
8
|
Elect James H. Hance, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
9
|
Elect William W. Helman IV
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
10
|
Elect Jon M. Huntsman, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
11
|
Elect John C. Lechleiter
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
12
|
Elect Ellen R. Marram
|
Mgmt
|
For
|
Against
|
Against
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
13
|
Elect Alan Mulally
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
14
|
Elect Homer A. Neal
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
15
|
Elect Gerald L. Shaheen
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
16
|
Elect John L. Thornton
|
Mgmt
|
For
|
Against
|
Against
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
19
|
2014 Stock Plan for Non-Employee Directors
|
Mgmt
|
For
|
For
|
For
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
20
|
Shareholder Proposal Regarding Recapitalization
|
ShrHldr
|
Against
|
For
|
Against
|
|
Ford Motor Company
|
FDMTP
|
345370860
|
5/8/2014
|
21
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
For
|
Against
|
|
Gabelli Global Utility & Income Trust.
|
GLU
|
36242L105
|
5/12/2014
|
1.1
|
Elect Salvatore J. Zizza
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
GAMCO Natural Resources, Gold & Income Trust
|
GGN
|
36465A109
|
5/12/2014
|
1.1
|
Elect Frank J. Fahrenkopf, Jr.
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
GAMCO Natural Resources, Gold & Income Trust
|
GGN
|
36465A109
|
5/12/2014
|
1.2
|
Elect Salvatore J. Zizza
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
1
|
Elect Domenico De Sole
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
2
|
Elect Robert J. Fisher
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
3
|
Elect William S. Fisher
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
4
|
Elect Isabella D. Goren
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
5
|
Elect Bob L. Martin
|
Mgmt
|
For
|
Against
|
Against
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
6
|
Elect Jorge P. Montoya
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
7
|
Elect Glenn K. Murphy
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
8
|
Elect Mayo A. Shattuck III
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
9
|
Elect Katherine Tsang
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
10
|
Elect Padmasree Warrior
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Gap Inc.
|
GPS
|
364760108
|
5/20/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
GDL Fund
|
GDL
|
361570104
|
5/12/2014
|
1.1
|
Elect Clarence A. Davis
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
GDL Fund
|
GDL
|
361570104
|
5/12/2014
|
1.2
|
Elect Arthur V. Ferrara
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.1
|
Elect Rodney B. Berens
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
Against
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.2
|
Elect Lewis B. Cullman
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.3
|
Elect Spencer Davidson
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.4
|
Elect Gerald M. Edelman
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.5
|
Elect John D. Gordan, III
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.6
|
Elect Betsy F. Gotbaum
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.7
|
Elect Sidney R. Knafel
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.8
|
Elect Daniel M. Neidich
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
Against
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.9
|
Elect Jeffrey W. Priest
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 96%
Against 3.5%
Abstain 0.5%
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
1
|
Elect Mary T. Barra
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
2
|
Elect Nicholas D. Chabraja
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
3
|
Elect James S. Crown
|
Mgmt
|
For
|
Against
|
Against
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
4
|
Elect William P. Fricks
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
5
|
Elect Paul G. Kaminski
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
6
|
Elect John M. Keane
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
7
|
Elect Lester L. Lyles
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
8
|
Elect James N. Mattis
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
9
|
Elect Phebe N. Novakovic
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
10
|
Elect William A. Osborn
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
11
|
Elect Laura J Schumacher
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
12
|
Elect Sir Robert Walmsley
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
1
|
Elect W. Geoffrey Beattie
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
2
|
Elect John J. Brennan
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
3
|
Elect James I. Cash, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
4
|
Elect Francisco D'Souza
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
5
|
Elect Marijn E. Dekkers
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
6
|
Elect Ann M. Fudge
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
7
|
Elect Susan Hockfield
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
8
|
Elect Jeffrey R. Immelt
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
9
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
10
|
Elect Robert W. Lane
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
11
|
Elect Rochelle B. Lazarus
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
12
|
Elect James J. Mulva
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
13
|
Elect James E. Rohr
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
14
|
Elect Mary L. Schapiro
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
15
|
Elect Robert J. Swieringa
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
16
|
Elect James S. Tisch
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
17
|
Elect Douglas A. Warner III
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
19
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
20
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
21
|
Shareholder Proposal Regarding Retention of Shares
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
22
|
Shareholder Proposal Regarding Double Board Nominees
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
23
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
24
|
Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
25
|
Shareholder Proposal Regarding Sale of Company
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
1
|
Elect Bradbury H. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
2
|
Elect R. Kerry Clark
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
3
|
Elect Paul Danos
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
4
|
Elect William T. Esrey
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
5
|
Elect Raymond V. Gilmartin
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
6
|
Elect Judith Richards Hope
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
7
|
Elect Heidi G. Miller
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
8
|
Elect Hilda Ochoa-Brillembourg
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
9
|
Elect Steve Odland
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
10
|
Elect Kendall J. Powell
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
11
|
Elect Michael D. Rose
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
12
|
Elect Robert L. Ryan
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
13
|
Elect Dorothy A. Terrell
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
General Mills, Inc.
|
GIS
|
370334104
|
9/24/2013
|
16
|
Shareholder Proposal Regarding Post-Consumer Product Packaging
|
ShrHldr
|
Against
|
Against
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
1
|
Elect Lloyd C. Blankfein
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
2
|
Elect M. Michele Burns
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
3
|
Elect Gary D. Cohn
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
4
|
Elect Claes Dahlbäck
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
5
|
Elect William W. George
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
6
|
Elect James A. Johnson
|
Mgmt
|
For
|
Against
|
Against
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
7
|
Elect Lakshmi N. Mittal
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
8
|
Elect Adebayo O. Ogunlesi
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
9
|
Elect Peter Oppenheimer
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
10
|
Elect James J. Schiro
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
11
|
Elect Debora L. Spar
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
12
|
Elect Mark E. Tucker
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
13
|
Elect David A. Viniar
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
16
|
Shareholder Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
Against
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.1
|
Elect Larry Page
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.2
|
Elect Sergey Brin
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.3
|
Elect Eric E. Schmidt
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.4
|
Elect L. John Doerr
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.5
|
Elect Diane B. Greene
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.6
|
Elect John L. Hennessy
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.7
|
Elect Ann Mather
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.8
|
Elect Paul S. Otellini
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.9
|
Elect K. Ram Shriram
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
1.10
|
Elect Shirley M. Tilghman
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
4
|
Shareholder Proposal Regarding Recapitalization
|
ShrHldr
|
Against
|
For
|
Against
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
5
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHldr
|
Against
|
For
|
Against
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
7
|
Shareholder Proposal Regarding Tax Policy Principles
|
ShrHldr
|
Against
|
Against
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
5/14/2014
|
8
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
1
|
Amendment of Agreement and Declaration of Trust Regarding Board Size
|
Mgmt
|
For
|
For 95%
Against 2%
Abstain 3%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
2
|
Elect Randall C. Barnes
|
Mgmt
|
For
|
For 96.5%
Against 2%
Abstain 1.5%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
3
|
Elect Donald C. Cacciapaglia
|
Mgmt
|
For
|
For 96.5%
Against 2%
Abstain 1.5%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
4
|
Elect Donald A. Chubb Jr.
|
Mgmt
|
For
|
For 96.5%
Against 2%
Abstain 1.5%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
5
|
Elect Jerry B. Farley
|
Mgmt
|
For
|
For 96%
Against 2.5%
Abstain 1.5%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
6
|
Elect Maynard F. Oliverius
|
Mgmt
|
For
|
For 96%
Against 2.5%
Abstain 1.5%
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
1
|
Elect Marc L. Andreessen
|
Mgmt
|
For
|
Against
|
Against
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
2
|
Elect Shumeet Banerji
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
3
|
Elect Robert R. Bennett
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
4
|
Elect Rajiv L. Gupta
|
Mgmt
|
For
|
Against
|
Against
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
5
|
Elect Raymond J. Lane
|
Mgmt
|
For
|
Against
|
Against
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
6
|
Elect Ann M. Livermore
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
7
|
Elect Raymond E. Ozzie
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
8
|
Elect Gary M Reiner
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
9
|
Elect Patricia F. Russo
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
10
|
Elect James A. Skinner
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
11
|
Elect Margaret C. Whitman
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
12
|
Elect Ralph V. Whitworth
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
15
|
Shareholder Proposal Regarding Formation of a Human Rights Committee
|
ShrHldr
|
Against
|
Against
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
1
|
Elect F. Duane Ackerman
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
2
|
Elect Francis S. Blake
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
3
|
Elect Ari Bousbib
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
4
|
Elect Gregory D. Brenneman
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
5
|
Elect J. Frank Brown
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
6
|
Elect Albert P. Carey
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
7
|
Elect Armando M. Codina
|
Mgmt
|
For
|
Against
|
Against
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
8
|
Elect Helena B. Foulkes
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
9
|
Elect Wayne M. Hewett
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
10
|
Elect Karen Katen
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
11
|
Elect Mark Vadon
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
14
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
For
|
Against
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
15
|
Shareholder Proposal Regarding Employment Diversity Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
12
|
Elect Robin L. Washington
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
17
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
1
|
Elect Gordon M. Bethune
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
2
|
Elect Kevin Burke
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
3
|
Elect Jaime Chico Pardo
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
4
|
Elect David M. Cote
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
5
|
Elect D. Scott Davis
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
6
|
Elect Linnet F. Deily
|
Mgmt
|
For
|
Against
|
Against
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
7
|
Elect Judd Gregg
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
8
|
Elect Clive Hollick
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
9
|
Elect Grace D. Lieblein
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
10
|
Elect George Paz
|
Mgmt
|
For
|
For
|
For
|
|
Honeywell International Inc.
|
HON
|
438516106
|
4/28/2014
|
11
|
Elect Bradley T. Sheares
|
Mgmt
|
For
|
For
|
For
|
|
The India Fund, Inc.
|
IFN
|
454089103
|
2/3/2014
|
1
|
Elimination of Fundamental Policy Governing Semi-Annual Repurchase Offers
|
Mgmt
|
For
|
For 80%
Against 18.5%
Abstain 1.5%
|
For
|
|
The India Fund, Inc.
|
IFN
|
454089103
|
6/9/2014
|
1.1
|
Elect Leslie H. Gelb
|
Mgmt
|
For
|
For 80%
Abstain 20%
|
For
|
|
The India Fund, Inc.
|
IFN
|
454089103
|
6/9/2014
|
1.2
|
Elect Stephane R. F. Henry
|
Mgmt
|
For
|
For 80%
Abstain 20%
|
For
|
|
The India Fund, Inc.
|
IFN
|
454089103
|
6/9/2014
|
1.3
|
Elect Luis F. Rubio
|
Mgmt
|
For
|
For 80%
Abstain 20%
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
1
|
Elect Charlene Barshefsky
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
2
|
Elect Andy D. Bryant
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
3
|
Elect Susan L. Decker
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
4
|
Elect John J. Donahoe
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
5
|
Elect Reed E. Hundt
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
6
|
Elect Brian M. Krzanich
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
7
|
Elect James D. Plummer
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
8
|
Elect David S. Pottruck
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
9
|
Elect Frank D. Yeary
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
10
|
Elect David B. Yoffie
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
1
|
Elect Alain J. P. Belda
|
Mgmt
|
For
|
Against
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
2
|
Elect William R. Brody
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
3
|
Elect Kenneth I. Chenault
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
4
|
Elect Michael L. Eskew
|
Mgmt
|
For
|
Against
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
5
|
Elect David N. Farr
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
6
|
Elect Shirley A. Jackson
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
7
|
Elect Andrew N. Liveris
|
Mgmt
|
For
|
Against
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
8
|
Elect W. James McNerney, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
9
|
Elect James W. Owens
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
10
|
Elect Virginia M. Rometty
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
11
|
Elect Joan E. Spero
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
12
|
Elect Sidney Taurel
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
13
|
Elect Lorenzo H. Zambrano Treviño
|
Mgmt
|
For
|
Against
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
16
|
Re-approve Performance Goals of the Company's Long-Term Incentive Awards
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
17
|
2014 Employees Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
19
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
20
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
1
|
Elect David J. Bronczek
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
2
|
Elect Ahmet C. Dördüncü
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
3
|
Elect John V. Faraci
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
4
|
Elect Ilene S. Gordon
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
5
|
Elect Jay L. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
6
|
Elect Stacey J. Mobley
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
7
|
Elect Joan E. Spero
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
8
|
Elect John L. Townsend, III
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
9
|
Elect John F. Turner
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
10
|
Elect William G. Walter
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
11
|
Elect J. Steven Whisler
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
13
|
Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
International Paper Company
|
IP
|
460146103
|
5/12/2014
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Invesco
|
VLT
|
46132L107
|
8/2/2013
|
1
|
Elect R. Craig Kennedy
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Invesco
|
VLT
|
46132L107
|
8/2/2013
|
2
|
Elect Colin D. Meadows
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Invesco
|
VLT
|
46132L107
|
8/2/2013
|
3
|
Elect Hugo F. Sonnenschein
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.2
|
Elect Hugo F. Sonnenschein
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.3
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.1
|
Elect James R. Boyle
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.2
|
Elect William H. Cunningham
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.3
|
Elect Grace K. Fey
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.4
|
Elect Hassell H. McClellan
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.5
|
Elect Gregory A. Russo
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
1
|
Elect Mary Sue Coleman
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
2
|
Elect James G. Cullen
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
3
|
Elect Ian E.L. Davis
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
4
|
Elect Alex Gorsky
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
5
|
Elect Susan L. Lindquist
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
6
|
Elect Mark B. McClellan
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
7
|
Elect Anne M. Mulcahy
|
Mgmt
|
For
|
Against
|
Against
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
8
|
Elect Leo F. Mullin
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
9
|
Elect William D. Perez
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
10
|
Elect Charles Prince
|
Mgmt
|
For
|
Against
|
Against
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
11
|
Elect A. Eugene Washington
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
12
|
Elect Ronald A. Williams
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/24/2014
|
15
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
1.1
|
Elect Natalie A. Black
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
1.2
|
Elect Raymond L. Conner
|
Mgmt
|
For
|
For
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
1.3
|
Elect William H. Lacy
|
Mgmt
|
For
|
For
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
1.4
|
Elect Alex A. Molinaroli
|
Mgmt
|
For
|
For
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
1
|
Elect Linda B. Bammann
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
2
|
Elect James A. Bell
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
3
|
Elect Crandall C. Bowles
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
4
|
Elect Stephen B. Burke
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
5
|
Elect James S. Crown
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
6
|
Elect James Dimon
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
7
|
Elect Timothy P. Flynn
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
8
|
Elect Laban P. Jackson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
9
|
Elect Michael A. Neal
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
10
|
Elect Lee R. Raymond
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
11
|
Elect William C. Weldon
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
14
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
15
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
Against
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
16
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHldr
|
Against
|
Against
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
1.1
|
Elect John Bryant
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
1.2
|
Elect Stephanie A. Burns
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
1.3
|
Elect June Montgomery Tabron
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
1.4
|
Elect Rogelio Rebolledo
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
3
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
5
|
Shareholder Proposal Regarding Human Rights Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
6
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHldr
|
Against
|
For
|
Against
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
1
|
Elect Reuben V. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
2
|
Elect Robert D. Beyer
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
3
|
Elect David B. Dillon
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
4
|
Elect Susan J. Kropf
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
5
|
Elect David B. Lewis
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
6
|
Elect W. Rodney McMullen
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
7
|
Elect Jorge P. Montoya
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
8
|
Elect Clyde R. Moore
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
9
|
Elect Susan M. Phillips
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
10
|
Elect Steven R. Rogel
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
11
|
Elect James A. Runde
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
12
|
Elect Ronald L. Sargent
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
13
|
Elect Bobby S. Shackouls
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
14
|
2014 Long-Term Incentive and Cash Bonus Plan
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
17
|
Shareholder Proposal Regarding Human Rights Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
18
|
Shareholder Proposal Regarding Extended Producer Responsibility
|
ShrHldr
|
Against
|
Against
|
For
|
|
Legg Mason BW Global Income Opportunities Fund Inc
|
BWG
|
52469B100
|
2/28/2014
|
1.1
|
Elect Leslie H. Gelb
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
Legg Mason BW Global Income Opportunities Fund Inc
|
BWG
|
52469B100
|
2/28/2014
|
1.2
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
Legg Mason BW Global Income Opportunities Fund Inc
|
BWG
|
52469B100
|
2/28/2014
|
1.3
|
Elect William R. Hutchinson
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
1
|
Elect Michael L. Eskew
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
2
|
Elect Karen N. Horn
|
Mgmt
|
For
|
Against
|
Against
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
3
|
Elect William Kaelin
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
4
|
Elect John C. Lechleiter
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
5
|
Elect Marschall S. Runge
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/28/2014
|
1.1
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/28/2014
|
1.2
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/28/2014
|
1.3
|
Elect Jeswald W. Salacuse
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/28/2014
|
1.4
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
LMP Real Estate Income Fund Inc
|
RIT
|
50208C108
|
4/25/2014
|
1.1
|
Elect Daniel P. Cronin
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
LMP Real Estate Income Fund Inc
|
RIT
|
50208C108
|
4/25/2014
|
1.2
|
Elect Paolo M. Cucchi
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
LMP Real Estate Income Fund Inc
|
RIT
|
50208C108
|
4/25/2014
|
1.3
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
LMP Real Estate Income Fund Inc
|
RIT
|
50208C108
|
4/25/2014
|
1.4
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
1
|
Elect Daniel F. Akerson
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
2
|
Elect Nolan D. Archibald
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
3
|
Elect Rosalind G. Brewer
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
4
|
Elect David B. Burritt
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
5
|
Elect James O. Ellis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
6
|
Elect Thomas J. Falk
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
7
|
Elect Marillyn A. Hewson
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
8
|
Elect Gwendolyn S. King
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
9
|
Elect James M. Loy
|
Mgmt
|
For
|
Against
|
Against
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
10
|
Elect Douglas H. McCorkindale
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
11
|
Elect Joseph W. Ralston
|
Mgmt
|
For
|
Against
|
Against
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
12
|
Elect Anne L. Stevens
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
15
|
Amendment to the 2011 Incentive Performance Award Plan
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
17
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
18
|
Shareholder Proposal Regarding Recoupment of Unearned Bonuses
|
ShrHldr
|
Against
|
Against
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
1
|
Elect Stephen F. Bollenbach
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
2
|
Elect Deirdre P. Connelly
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
3
|
Elect Meyer Feldberg
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
4
|
Elect Sara L. Levinson
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
5
|
Elect Terry J. Lundgren
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
6
|
Elect Joseph Neubauer
|
Mgmt
|
For
|
Against
|
Against
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
7
|
Elect Joyce M. Roché
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
8
|
Elect Paul C. Varga
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
9
|
Elect Craig E. Weatherup
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
10
|
Elect Marna C. Whittington
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
13
|
Amendment to the Omnibus Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
Madison Strategic Sector Premium Fund
|
MSP
|
558268108
|
7/31/2013
|
1.1
|
Elect Katherine L. Frank
|
Mgmt
|
For
|
For 92.5%
Withhold 7.5%
|
For
|
|
Madison Strategic Sector Premium Fund
|
MSP
|
558268108
|
7/31/2013
|
1.2
|
Elect James R. Imhoff, Jr.
|
Mgmt
|
For
|
For 92.5%
Withhold 7.5%
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
7
|
Elect Michael E.J. Phelps
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
8
|
Elect Dennis H. Reilley
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
9
|
Elect Lee M. Tillman
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
12
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
13
|
Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets
|
ShrHldr
|
Against
|
Against
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
1
|
Elect Gregory H. Boyce
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
2
|
Elect Pierre R. Brondeau
|
Mgmt
|
For
|
Against
|
Against
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
3
|
Elect Linda Z. Cook
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
4
|
Elect Chadwick C. Deaton
|
Mgmt
|
For
|
Against
|
Against
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
5
|
Elect Shirley A. Jackson
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
6
|
Elect Philip Lader
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
1
|
Elect Óscar Fanjul Martín
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
2
|
Elect Daniel S. Glaser
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
3
|
Elect H. Edward Hanway
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
4
|
Elect Ian Lang
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
5
|
Elect Elaine La Roche
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
6
|
Elect Steven A. Mills
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
7
|
Elect Bruce P. Nolop
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
8
|
Elect Marc D. Oken
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
9
|
Elect Morton O. Schapiro
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
10
|
Elect Adele S. Simmons
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
11
|
Elect Lloyd M. Yates
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
12
|
Elect R. David Yost
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
1
|
Elect Susan E. Arnold
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
2
|
Elect Richard H. Lenny
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
3
|
Elect Walter E. Massey
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
4
|
Elect Cary D. McMillan
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
5
|
Elect Sheila A. Penrose
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
6
|
Elect John W. Rogers, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
7
|
Elect Roger W. Stone
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
8
|
Elect Miles D. White
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
9
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
10
|
Reapproval of Material Terms Under the 2009 Cash Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
McDonald's Corporation
|
MCD
|
580135101
|
5/22/2014
|
12
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
1
|
Elect Andy D. Bryant
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
2
|
Elect Wayne A. Budd
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
3
|
Elect John H. Hammergren
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
4
|
Elect Alton F. Irby III
|
Mgmt
|
For
|
Against
|
Against
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
5
|
Elect M. Christine Jacobs
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
6
|
Elect Marie L. Knowles
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
7
|
Elect David M. Lawrence
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
8
|
Elect Edward A. Mueller
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
9
|
Elect Jane E. Shaw
|
Mgmt
|
For
|
Against
|
Against
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
12
|
2013 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
13
|
Amendment to the 2000 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
14
|
Restoration of Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
15
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
16
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
17
|
Shareholder Proposal Regarding Retention of Shares
|
ShrHldr
|
Against
|
Against
|
For
|
|
Mckesson Corporation
|
MCK
|
58155Q103
|
7/31/2013
|
18
|
Shareholder Proposal Regarding Recoupment Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
1
|
Elect Leslie A. Brun
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
2
|
Elect Thomas R. Cech
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
3
|
Elect Kenneth C. Frazier
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
4
|
Elect Thomas H. Glocer
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
5
|
Elect William B. Harrison, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
6
|
Elect C. Robert Kidder
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
7
|
Elect Rochelle B. Lazarus
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
8
|
Elect Carlos E. Represas
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
9
|
Elect Patricia F. Russo
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
10
|
Elect Craig B. Thompson
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
11
|
Elect Wendell P. Weeks
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
12
|
Elect Peter C. Wendell
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
15
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/27/2014
|
16
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
Against
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
1
|
Elect Cheryl W. Grisé
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
2
|
Elect Carlos M. Gutierrez
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
4
|
Elect Steven A. Kandarian
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
5
|
Elect John M. Keane
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
6
|
Elect Alfred F. Kelly, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
7
|
Elect William E. Kennard
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
8
|
Elect James M. Kilts
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
9
|
Elect Catherine R. Kinney
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
10
|
Elect Denise M. Morrison
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
11
|
Elect Kenton J. Sicchitano
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
12
|
Elect Lulu C. Wang
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
15
|
2015 Stock and Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
16
|
Non-Management Director Stock Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
1
|
Elect Steven A. Ballmer
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
2
|
Elect Dina Dublon
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
3
|
Elect William H. Gates III
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
4
|
Elect Maria Klawe
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
5
|
Elect Stephen J. Luczo
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
6
|
Elect David F. Marquardt
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
7
|
Elect Charles H. Noski
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
8
|
Elect Helmut G. W. Panke
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
9
|
Elect John W. Thompson
|
Mgmt
|
For
|
Against
|
Against
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
10
|
Approval of the Material Terms of the Executive Officer Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
1
|
Elect Erskine B. Bowles
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
2
|
Elect Howard J. Davies
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
3
|
Elect Thomas H. Glocer
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
4
|
Elect James P. Gorman
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
5
|
Elect Robert H. Herz
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
6
|
Elect C. Robert Kidder
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
7
|
Elect Klaus Kleinfield
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
8
|
Elect Donald T. Nicolaisen
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
9
|
Elect Hutham S. Olayan
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
10
|
Elect James W. Owens
|
Mgmt
|
For
|
Against
|
Against
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
11
|
Elect O. Griffith Sexton
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
12
|
Elect Ryosuke Tamakoshi
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
13
|
Elect Masaaki Tanaka
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
14
|
Elect Laura D'Andrea Tyson
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
15
|
Elect Rayford Wilkins, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Morgan Stanley
|
MPQ
|
617446448
|
5/13/2014
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Neuberger Berman High Yield Strategies Fund
|
NHS
|
64128C106
|
8/22/2013
|
1.1
|
Elect Jack L. Rivkin
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
Against
|
|
Neuberger Berman High Yield Strategies Fund
|
NHS
|
64128C106
|
8/22/2013
|
1.2
|
Elect Tom D. Seip
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Neuberger Berman Real Estate Securities Income Fund Inc
|
NRO
|
64190A103
|
8/22/2013
|
1.1
|
Elect Jack L. Rivkin
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
Against
|
|
Neuberger Berman Real Estate Securities Income Fund Inc
|
NRO
|
64190A103
|
8/22/2013
|
1.2
|
Elect Tom D. Seip
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
1
|
Elect Bruce R. Brook
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
2
|
Elect J. Kofi Bucknor
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
3
|
Elect Vincent A. Calarco
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
4
|
Elect Joseph A. Carrabba
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
5
|
Elect Noreen Doyle
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
6
|
Elect Gary J. Goldberg
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
7
|
Elect Veronica M. Hagen
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
8
|
Elect Jane Nelson
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
9
|
Elect Donald C. Roth
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Newmont Mining Corporation
|
NEM
|
651639106
|
4/23/2014
|
12
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Nike Inc.
|
NKE
|
654106103
|
9/19/2013
|
1.1
|
Elect Alan B. Graf, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Nike Inc.
|
NKE
|
654106103
|
9/19/2013
|
1.2
|
Elect John C. Lechleiter
|
Mgmt
|
For
|
For
|
For
|
|
Nike Inc.
|
NKE
|
654106103
|
9/19/2013
|
1.3
|
Elect Phyllis M. Wise
|
Mgmt
|
For
|
For
|
For
|
|
Nike Inc.
|
NKE
|
654106103
|
9/19/2013
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Nike Inc.
|
NKE
|
654106103
|
9/19/2013
|
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Nike Inc.
|
NKE
|
654106103
|
9/19/2013
|
4
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
1
|
Elect Thomas D. Bell, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
2
|
Elect Erskine B. Bowles
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
3
|
Elect Robert A. Bradway
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
4
|
Elect Wesley G. Bush
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
5
|
Elect Daniel A. Carp
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
6
|
Elect Karen N. Horn
|
Mgmt
|
For
|
Against
|
Against
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
7
|
Elect Steven F. Leer
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
8
|
Elect Michael D. Lockhart
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
9
|
Elect Amy E. Miles
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
10
|
Elect Charles W. Moorman, IV
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
11
|
Elect Martin H. Nesbitt
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
12
|
Elect James A Squires
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
13
|
Elect John R. Thompson
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Norfolk Southern Corporation
|
NSC
|
655844108
|
5/8/2014
|
16
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Nuveen AMT-Free Municipal Income Fund
|
NEA
|
670657105
|
8/7/2013
|
1.1
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Nuveen AMT-Free Municipal Income Fund
|
NEA
|
670657105
|
8/7/2013
|
1.2
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Nuveen AMT-Free Municipal Income Fund
|
NEA
|
670657105
|
8/7/2013
|
1.3
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NXZ
|
67070F100
|
8/7/2013
|
1.1
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NXZ
|
67070F100
|
8/7/2013
|
1.2
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NXZ
|
67070F100
|
8/7/2013
|
1.3
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070F100
|
8/7/2013
|
1.1
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070F100
|
8/7/2013
|
1.2
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070F100
|
8/7/2013
|
1.3
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/7/2013
|
1.1
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/7/2013
|
1.2
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/7/2013
|
1.3
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.1
|
Elect John P. Amboian
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.2
|
Elect Robert P. Bremner
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.3
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.4
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.5
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.6
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.7
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.8
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
4/11/2014
|
1.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
4/11/2014
|
1.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
4/11/2014
|
1.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
4/11/2014
|
1.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
NBD
|
67074Q102
|
8/7/2013
|
1.1
|
Elect William C. Hunter
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
NBD
|
67074Q102
|
8/7/2013
|
1.2
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
NBD
|
67074Q102
|
8/7/2013
|
1.3
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
NBD
|
67074Q102
|
8/7/2013
|
1.4
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
1
|
Elect John D. Wren
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
2
|
Elect Bruce Crawford
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
3
|
Elect Alan R. Batkin
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
4
|
Elect Mary C. Choksi
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
5
|
Elect Robert C. Clark
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
6
|
Elect Leonard S. Coleman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
7
|
Elect Errol M. Cook
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
8
|
Elect Susan S. Denison
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
9
|
Elect Michael A. Henning
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
10
|
Elect John R. Murphy
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
11
|
Elect John R. Purcell
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
12
|
Elect Linda Johnson Rice
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
13
|
Elect Gary L. Roubos
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Omnicom Group Inc.
|
OMC
|
681919106
|
5/20/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.1
|
Elect Jeffrey S. Berg
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.2
|
Elect Raymond Bingham
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.3
|
Elect Michael J. Boskin
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.4
|
Elect Safra A. Catz
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.5
|
Elect Bruce R. Chizen
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.6
|
Elect George H. Conrades
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.7
|
Elect Lawrence J. Ellison
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.8
|
Elect Hector Garcia-Molina
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.9
|
Elect Jeffrey O. Henley
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.10
|
Elect Mark V. Hurd
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
1.11
|
Elect Naomi O. Seligman
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
3
|
Amendment to the 2000 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
5
|
Shareholder Proposal Regarding Human Rights Committee
|
ShrHldr
|
Against
|
Against
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
6
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
7
|
Shareholder Proposal Regarding Counting Abstentions
|
ShrHldr
|
Against
|
Against
|
For
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
8
|
Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures
|
ShrHldr
|
Against
|
For
|
Against
|
|
Oracle Corporation
|
ORCL
|
68389X105
|
10/31/2013
|
9
|
Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans
|
ShrHldr
|
Against
|
Against
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
1
|
Elect Shona L. Brown
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
2
|
Elect George W. Buckley
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
3
|
Elect Ian M. Cook
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
4
|
Elect Dina Dublon
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
5
|
Elect Rona A. Fairhead
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
6
|
Elect Ray L. Hunt
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
7
|
Elect Alberto Ibargüen
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
8
|
Elect Indra K. Nooyi
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
9
|
Elect Sharon Percy Rockefeller
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
10
|
Elect James J. Schiro
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
11
|
Elect Lloyd G. Trotter
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
12
|
Elect Daniel Vasella
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
13
|
Elect Alberto Weisser
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
16
|
Approval of Executive Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
17
|
Shareholder Proposal Regarding Approval of Political Contributions Policy
|
ShrHldr
|
Against
|
Against
|
For
|
|
PepsiCo, Inc.
|
PEP
|
713448108
|
5/7/2014
|
18
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.1
|
Elect Enrique R. Arzac
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.2
|
Elect Phyllis O. Bonanno
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.3
|
Elect Kenneth J. Dale
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.4
|
Elect Frederic A. Escherich
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.5
|
Elect Roger W. Gale
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.6
|
Elect Kathleen T. McGahran
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.7
|
Elect Craig R. Smith
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.8
|
Elect Mark E. Stoeckle
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
1
|
Elect Dennis A. Ausiello
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
2
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
3
|
Elect Frances D. Fergusson
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
4
|
Elect Helen H. Hobbs
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
5
|
Elect Constance J. Horner
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
6
|
Elect James M. Kilts
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
7
|
Elect George A. Lorch
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
8
|
Elect Shantanu Narayen
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
9
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
10
|
Elect Ian C. Read
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
11
|
Elect Stephen W. Sanger
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
12
|
Elect Marc Tessier-Lavigne
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
15
|
2014 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
16
|
Shareholder Proposal Regarding Approval of Political Contributions Policy
|
ShrHldr
|
Against
|
Against
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
17
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Phillips 66
|
PSX
|
718546104
|
5/7/2014
|
1
|
Elect William R. Loomis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Phillips 66
|
PSX
|
718546104
|
5/7/2014
|
2
|
Elect Glenn F. Tilton
|
Mgmt
|
For
|
For
|
For
|
|
Phillips 66
|
PSX
|
718546104
|
5/7/2014
|
3
|
Elect Marna C. Whittington
|
Mgmt
|
For
|
For
|
For
|
|
Phillips 66
|
PSX
|
718546104
|
5/7/2014
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Phillips 66
|
PSX
|
718546104
|
5/7/2014
|
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Phillips 66
|
PSX
|
718546104
|
5/7/2014
|
6
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHldr
|
Against
|
Against
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
1
|
Elect Richard O. Berndt
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
2
|
Elect Charles E. Bunch
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
3
|
Elect Paul W. Chellgren
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
4
|
Elect William S. Demchak
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
5
|
Elect Andrew T. Feldstein
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
6
|
Elect Kay Coles James
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
7
|
Elect Richard B. Kelson
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
8
|
Elect Anthony A. Massaro
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
9
|
Elect Jane G. Pepper
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
10
|
Elect Donald J. Shepard
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
11
|
Elect Lorene K. Steffes
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
12
|
Elect Dennis F. Strigl
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
13
|
Elect Thomas J. Usher
|
Mgmt
|
For
|
Against
|
Against
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
14
|
Elect George H. Walls, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
15
|
Elect Helge H. Wehmeier
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
PNC Financial Services Group Inc.
|
PNC
|
693475105
|
4/22/2014
|
18
|
Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk
|
ShrHldr
|
Against
|
Against
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/17/2014
|
1.1
|
Elect Stephen F. Angel
|
Mgmt
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/17/2014
|
1.2
|
Elect Hugh Grant
|
Mgmt
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/17/2014
|
1.3
|
Elect Michele J. Hooper
|
Mgmt
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/17/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/17/2014
|
3
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/17/2014
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/17/2014
|
5
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
1
|
Elect Frederick M. Bernthal
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
2
|
Elect John W. Conway
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
3
|
Elect Philip G. Cox
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
4
|
Elect Steven G. Elliott
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
5
|
Elect Louise K. Goeser
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
6
|
Elect Stuart E. Graham
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
7
|
Elect Stuart Heydt
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
8
|
Elect Raja Rajamannar
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
9
|
Elect Craig A. Rogerson
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
10
|
Elect William H. Spence
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
11
|
Elect Natica von Althann
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
12
|
Elect Keith H. Williamson
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
15
|
Shareholder Proposal Regarding Report on Political Spending
|
ShrHldr
|
Against
|
For
|
Against
|
|
PPL Corporation
|
PPL
|
69351T106
|
5/21/2014
|
16
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
For
|
Against
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
1
|
Elect Stephen F. Angel
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
2
|
Elect Oscar de Paula Bernardes Neto
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
3
|
Elect Nance K. Dicciani
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
4
|
Elect Edward G. Galante
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
5
|
Elect Claire W. Gargalli
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
6
|
Elect Ira D. Hall
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
7
|
Elect Raymond W. LeBoeuf
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
8
|
Elect Larry D. McVay
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
9
|
Elect Denise L. Ramos
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
10
|
Elect Wayne T. Smith
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
11
|
Elect Robert L. Wood
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
13
|
Amendment and Restatement of the 2009 Long Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/22/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
1.1
|
Elect Mark Donegan
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
1.2
|
Elect Daniel J. Murphy
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
1.3
|
Elect Vernon E. Oechsle
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
1.4
|
Elect Rick Schmidt
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
1.5
|
Elect Richard L. Wambold
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
4
|
Amendment to the 2001 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Precision Castparts Corp.
|
PCP
|
740189105
|
8/13/2013
|
5
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
1
|
Elect Mark S. Bartlett
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
2
|
Elect Edward C. Bernard
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
3
|
Elect Mary K. Bush
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
4
|
Elect Donald B. Hebb, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
5
|
Elect Freeman A. Hrabowski, III
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
6
|
Elect James A.C. Kennedy
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
7
|
Elect Robert F. MacLellan
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
8
|
Elect Brian C. Rogers
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
9
|
Elect Olympia J. Snowe
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
10
|
Elect Alfred Sommer
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
11
|
Elect Dwight S. Taylor
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
12
|
Elect Anne Marie Whittemore
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/24/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Principal Financial Group, Inc.
|
PFG
|
74251V102
|
5/20/2014
|
1
|
Elect Betsy J. Bernard
|
Mgmt
|
For
|
For
|
For
|
|
Principal Financial Group, Inc.
|
PFG
|
74251V102
|
5/20/2014
|
2
|
Elect Jocelyn E. Carter-Miller
|
Mgmt
|
For
|
For
|
For
|
|
Principal Financial Group, Inc.
|
PFG
|
74251V102
|
5/20/2014
|
3
|
Elect Gary E. Costley
|
Mgmt
|
For
|
For
|
For
|
|
Principal Financial Group, Inc.
|
PFG
|
74251V102
|
5/20/2014
|
4
|
Elect Dennis H. Ferro
|
Mgmt
|
For
|
For
|
For
|
|
Principal Financial Group, Inc.
|
PFG
|
74251V102
|
5/20/2014
|
5
|
2014 Director's Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
Principal Financial Group, Inc.
|
PFG
|
74251V102
|
5/20/2014
|
6
|
2014 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Principal Financial Group, Inc.
|
PFG
|
74251V102
|
5/20/2014
|
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Principal Financial Group, Inc.
|
PFG
|
74251V102
|
5/20/2014
|
8
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
1
|
Elect Thomas J. Baltimore, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
2
|
Elect Gordon M. Bethune
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
3
|
Elect Gilbert F. Casellas
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
4
|
Elect James G. Cullen
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
5
|
Elect Mark B. Grier
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
6
|
Elect Constance J. Horner
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
7
|
Elect Martina Hund-Mejean
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
8
|
Elect Karl J. Krapek
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
9
|
Elect Christine A. Poon
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
10
|
Elect Douglas A. Scovanner
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
11
|
Elect John R. Strangfeld
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
12
|
Elect James A. Unruh
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
15
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
1
|
Elect Albert R. Gamper, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
2
|
Elect William V. Hickey
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
3
|
Elect Ralph Izzo
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
4
|
Elect Shirley A. Jackson
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
5
|
Elect David Lilley
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
6
|
Elect Thomas A. Renyi
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
7
|
Elect Hak Cheol Shin
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
8
|
Elect Richard J. Swift
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
9
|
Elect Susan Tomasky
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
10
|
Elect Alfred W. Zollar
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
12
|
Elimination of Supermajority Requirements for Business Combinations
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
13
|
Elimination of Supermajority Requirements for Director Removal
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
14
|
Elimination of Supermajority Requirements for Bylaw Amendments
|
Mgmt
|
For
|
For
|
For
|
|
Public Service Enterprise Group Incorporated
|
PEG
|
744573106
|
4/15/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
2/27/2014
|
1
|
Approval of New Management Contract for Fund
|
Mgmt
|
For
|
For 94%
Against 2.5%
Abstain 3.5%
|
For
|
|
Reaves Utility Income Fund
|
UTG
|
756158101
|
5/2/2014
|
1.1
|
Elect Mary K. Anstine
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
Against
|
|
Reaves Utility Income Fund
|
UTG
|
756158101
|
5/2/2014
|
1.2
|
Elect Michael F. Holland
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
Against
|
|
RMR Real Estate Income Fund
|
4/23/2014
|
1
|
Elect John L. Harrington
|
Mgmt
|
For
|
For 95.25%
Against 3.25%
Abstain 1.5%
|
Against
|
||
|
Royce Micro-Cap Trust Inc
|
RMT
|
9/25/2013
|
1.1
|
Elect W. Whitney George
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
|
Royce Micro-Cap Trust Inc
|
RMT
|
9/25/2013
|
1.2
|
Elect Arthur S. Mehlman
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
|
Royce Micro-Cap Trust Inc
|
RMT
|
9/25/2013
|
1.3
|
Elect Patricia W. Chadwick
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
|
Royce Micro-Cap Trust Inc
|
RMT
|
9/25/2013
|
1.4
|
Elect David L. Meister
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
4
|
Elect Maureen Kempston Darkes
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
5
|
Elect Paal Kibsgaard
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
6
|
Elect Nikolay Kudryavtsev
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
7
|
Elect Michael E. Marks
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
8
|
Elect Lubna Olayan
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
9
|
Elect Leo Rafael Reif
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
10
|
Elect Tore I. Sandvold
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
11
|
Elect Henri Seydoux
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
13
|
Approval of Financial Statements/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
14
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
1
|
Elect Peter L.S. Currie
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
2
|
Elect Tony Isaac
|
Mgmt
|
For
|
For
|
For
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
4/9/2014
|
3
|
Elect K.V. Kamath
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
1
|
Elect Juanita Powell Baranco
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
2
|
Elect Jon A. Boscia
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
3
|
Elect Henry A. Clark III
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
4
|
Elect Thomas A. Fanning
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
5
|
Elect David J. Grain
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
6
|
Elect Veronica M. Hagen
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
7
|
Elect Warren A. Hood, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
8
|
Elect Linda P. Hudson
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
9
|
Elect Donald M. James
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Southern Company
|
SO
|
5/28/2014
|
10
|
Elect Dale E. Klein
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
11
|
Elect William G. Smith, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
12
|
Elect Steven R. Specker
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
13
|
Elect E. Jenner Wood III
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Southern Company
|
SO
|
5/28/2014
|
16
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
St. Jude Medical, Inc.
|
STJ
|
5/1/2014
|
1
|
Elect Richard R. Devenuti
|
Mgmt
|
For
|
For
|
For
|
|
|
St. Jude Medical, Inc.
|
STJ
|
5/1/2014
|
2
|
Elect Stefan K. Widensohler
|
Mgmt
|
For
|
For
|
For
|
|
|
St. Jude Medical, Inc.
|
STJ
|
5/1/2014
|
3
|
Elect Wendy L. Yarno
|
Mgmt
|
For
|
For
|
For
|
|
|
St. Jude Medical, Inc.
|
STJ
|
5/1/2014
|
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
St. Jude Medical, Inc.
|
STJ
|
5/1/2014
|
5
|
Management Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
|
St. Jude Medical, Inc.
|
STJ
|
5/1/2014
|
6
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|
|
St. Jude Medical, Inc.
|
STJ
|
5/1/2014
|
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
1
|
Elect Howard Schultz
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
2
|
Elect William W. Bradley
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
3
|
Elect Robert M. Gates
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
4
|
Elect Mellody Hobson
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
5
|
Elect Kevin R. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
6
|
Elect Olden Lee
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
7
|
Elect Joshua C. Ramo
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
8
|
Elect James G. Shennan, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
9
|
Elect Clara Shih
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
10
|
Elect Javier G. Teruel
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
11
|
Elect Myron E. Ullman III
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
12
|
Elect Craig E. Weatherup
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
15
|
Shareholder Proposal Regarding Prohibition of Political Spending
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Starbucks Corporation
|
SBUX
|
3/19/2014
|
16
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
1
|
Elect Jose E. Almeida
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
2
|
Elect Kennett F. Burnes
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
3
|
Elect Peter Coym
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
4
|
Elect Patrick de Saint-Aignan
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
5
|
Elect Amelia C. Fawcett
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
6
|
Elect Linda A. Hill
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
7
|
Elect Joseph L. Hooley
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
8
|
Elect Robert S. Kaplan
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
9
|
Elect Richard P. Sergel
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
10
|
Elect Ronald L. Skates
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
11
|
Elect Gregory L. Summe
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
12
|
Elect Thomas J. Wilson
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
State Street Corporation
|
STT
|
5/14/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Stone Harbor Emerging Markets Income Fund
|
EDF
|
3/6/2014
|
1.1
|
Elect Patrick Sheehan
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
Against
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
1
|
Elect Robert M. Beall II
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
2
|
Elect David H. Hughes
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
3
|
Elect M. Douglas Ivester
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
4
|
Elect Kyle P. Legg
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
5
|
Elect William A. Linnenbringer
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
6
|
Elect Donna S. Morea
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
7
|
Elect David M. Ratcliffe
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
8
|
Elect William H. Rogers, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
9
|
Elect Frank W. Scruggs
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
10
|
Elect Thomas R. Watjen
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
11
|
Elect Phail Wynn, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
13
|
Approval of Amendment to the SunTrust Banks, Inc. 2009 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
14
|
Approval of the Material Terms of the SunTrust Banks Inc. 2009 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
15
|
Approval of Material Terms of the SunTrust Banks, Inc. Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
|
Suntrust Banks, Inc.
|
STI
|
4/22/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
The Taiwan Fund, Inc.
|
TWN
|
4/22/2014
|
1.1
|
Elect Joe O. Rogers
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
|
The Taiwan Fund, Inc.
|
TWN
|
4/22/2014
|
1.2
|
Elect M. Christopher Canavan, Jr.
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
|
The Taiwan Fund, Inc.
|
TWN
|
4/22/2014
|
1.3
|
Elect Michael F. Holland
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
Against
|
|
|
The Taiwan Fund, Inc.
|
TWN
|
4/22/2014
|
1.4
|
Elect William C. Kirby
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
|
The Taiwan Fund, Inc.
|
TWN
|
4/22/2014
|
1.5
|
Elect Anthony Kai Yiu Lo
|
Mgmt
|
For
|
For 62%
Withhold 38%
|
Against
|
|
|
The Taiwan Fund, Inc.
|
TWN
|
4/22/2014
|
2
|
Approval of a New Investment Advisory Agreement
|
Mgmt
|
For
|
For 29%
Against 71%
|
For
|
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
8/23/2013
|
1.1
|
Elect Edith E. Holiday
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
8/23/2013
|
1.2
|
Elect Frank A. Olson
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
8/23/2013
|
1.3
|
Elect Robert E. Wade
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
8/23/2013
|
1.4
|
Elect Rupert H. Johnson, Jr.
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
8/23/2013
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
1
|
Elect Marc N. Casper
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
2
|
Elect Nelson J. Chai
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
3
|
Elect C. Martin Harris
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
4
|
Elect Tyler Jacks
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
5
|
Elect Judy C. Lewent
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
6
|
Elect Thomas J. Lynch
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
7
|
Elect Jim P. Manzi
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
8
|
Elect William G. Parrett
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
9
|
Elect Lars R. Sorenson
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
10
|
Elect Scott M. Sperling
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
11
|
Elect Elaine S. Ullian
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Thermo Fisher Scientific Inc.
|
TMO
|
5/20/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
1
|
Elect Carole Black
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
2
|
Elect Glenn A. Britt
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
3
|
Elect Thomas H. Castro
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
4
|
Elect David C. Chang
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
5
|
Elect James E. Copeland, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
6
|
Elect Peter R. Haje
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
7
|
Elect Donna A. James
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
8
|
Elect Don Logan
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
9
|
Elect Robert D. Marcus
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
10
|
Elect N.J. Nicholas, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
11
|
Elect Wayne H. Pace
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
12
|
Elect Edward D. Shirley
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
13
|
Elect John E. Sununu
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Time Warner Cable, Inc.
|
TWC
|
6/5/2014
|
17
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
1
|
Elect James L. Barksdale
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
2
|
Elect William P. Barr
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
3
|
Elect Jeffrey L. Bewkes
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
4
|
Elect Stephen F. Bollenbach
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
5
|
Elect Robert C. Clark
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
6
|
Elect Mathias Döpfner
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
7
|
Elect Jessica P. Einhorn
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
8
|
Elect Carlos M. Gutierrez
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
9
|
Elect Fred Hassan
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
10
|
Elect Kenneth J. Novack
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
11
|
Elect Paul D. Wachter
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
12
|
Elect Deborah C. Wright
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Time Warner Inc.
|
TWX
|
6/13/2014
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
1
|
Elect Zein Abdalla
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
2
|
Elect José B. Alvarez
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
3
|
Elect Alan M. Bennett
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
4
|
Elect Bernard Cammarata
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
5
|
Elect David T. Ching
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
6
|
Elect Michael F. Hines
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
7
|
Elect Amy B. Lane
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
8
|
Elect Carol Meyrowitz
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
9
|
Elect John F. O'Brien
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
10
|
Elect Willow B. Shire
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
TJX Companies, Inc.
|
TJX
|
6/10/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Transamerica Income Shares, Inc.
|
TAI
|
7/11/2013
|
1.1
|
Elect Leo J. Hill
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
|
Transamerica Income Shares, Inc.
|
TAI
|
7/11/2013
|
1.2
|
Elect Eugene M. Mannella
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
|
Transamerica Income Shares, Inc.
|
TAI
|
7/11/2013
|
1.3
|
Elect Patricia L. Sawyer
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
|
Transamerica Income Shares, Inc.
|
TAI
|
7/11/2013
|
1.4
|
Elect Alan F. Warrick
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
|
Tri-Continental Corporation
|
TY
|
4/11/2014
|
1.1
|
Elect William P. Carmichael
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
|
Tri-Continental Corporation
|
TY
|
4/11/2014
|
1.2
|
Elect Patricia M. Flynn
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
|
Tri-Continental Corporation
|
TY
|
4/11/2014
|
1.3
|
Elect Stephen R. Lewis, Jr.
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
|
Tri-Continental Corporation
|
TY
|
4/11/2014
|
1.4
|
Elect Catherine James Paglia
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
|
Tri-Continental Corporation
|
TY
|
4/11/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
1
|
Elect K. Rupert Murdoch
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
2
|
Elect Delphine Arnault
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
3
|
Elect James W. Breyer
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
4
|
Elect Chase Carey
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
5
|
Elect David F. DeVoe
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
6
|
Elect Viet D. Dinh
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
7
|
Elect Roderick I. Eddington
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
8
|
Elect James Murdoch
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
9
|
Elect Lachlan K. Murdoch
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
10
|
Elect Jacques Nasser
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
11
|
Elect Robert S. Silberman
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
12
|
Elect Alvaro Uribe
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
15
|
2013 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
16
|
Shareholder Proposal Regarding Independent Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
17
|
Shareholder Proposal Regarding Recapitalization
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
10/18/2013
|
18
|
Declaration of Domicile
|
Mgmt
|
For
|
NA
|
||
|
Twenty-First Century Fox Inc.
|
FOXA
|
3/21/2014
|
1
|
Delisting from the Australian Securities Exchange
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Twenty-First Century Fox Inc.
|
FOXA
|
3/21/2014
|
2
|
Citizenship Status--Vote in the Affirmative if Stock Is Beneficially Owned by a U.S. Stockholder
|
Mgmt
|
For
|
NA
|
||
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
1
|
Elect Andrew H. Card, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
2
|
Elect Erroll B. Davis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
3
|
Elect David B. Dillon
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
4
|
Elect Judith Richards Hope
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
5
|
Elect John J. Koraleski
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
6
|
Elect Charles C. Krulak
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
7
|
Elect Michael R. McCarthy
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
8
|
Elect Michael W. McConnell
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
9
|
Elect Thomas F. McLarty III
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
10
|
Elect Steven R. Rogel
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
11
|
Elect Jose H. Villarreal
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
14
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|
|
Union Pacific Corporation
|
UNP
|
5/15/2014
|
15
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
6
|
Elect Phillip J. Pfeiffer
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
7
|
Elect Robert A. Profusek
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
8
|
Elect Susan K. Purcell
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
9
|
Elect Stephen M. Waters
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
10
|
Elect Randall J. Weisenburger
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
11
|
Elect Rayford Wilkins Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
14
|
Stockholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
15
|
Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
1
|
Elect Jerry D. Choate
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
2
|
Elect Joseph W Gorder
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
3
|
Elect William R. Klesse
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
4
|
Elect Deborah P. Majoras
|
Mgmt
|
For
|
For
|
For
|
|
|
Valero Energy Corporation
|
VLO
|
5/1/2014
|
5
|
Elect Donald L. Nickles
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
1/28/2014
|
1
|
Acquisition
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
1/28/2014
|
2
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
1/28/2014
|
3
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
1
|
Elect Shellye L. Archambeau
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
2
|
Elect Richard L. Carrión
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
3
|
Elect Melanie L. Healey
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
4
|
Elect M. Frances Keeth
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
5
|
Elect Robert W. Lane
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
6
|
Elect Lowell C. McAdam
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
7
|
Elect Donald T. Nicolaisen
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
8
|
Elect Clarence Otis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
9
|
Elect Rodney E. Slater
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
10
|
Elect Kathryn A. Tesija
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
11
|
Elect Gregory D. Wasson
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
14
|
Adoption of Proxy Access
|
Mgmt
|
For
|
For
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
15
|
Shareholder Proposal Regarding Network Neutrality
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
17
|
Shareholder Proposal Regarding Approval of Severance Agreements
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
18
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
19
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Verizon Communications Inc.
|
VZ
|
5/1/2014
|
20
|
Shareholder Proposal Regarding Counting Shareholder Votes
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Virtus Investment Partners Inc
|
DCA
|
5/20/2014
|
1.1
|
Elect William R. Moyer
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
|
Virtus Investment Partners Inc
|
DCA
|
5/20/2014
|
1.2
|
Elect James M. Oates
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
1
|
Elect Mary B. Cranston
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
2
|
Elect Francisco Javier Fernández Carbajal
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
3
|
Elect Alfred F. Kelly, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
4
|
Elect Robert W. Matschullat
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
5
|
Elect Cathy E. Minehan
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
6
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
7
|
Elect David J. PANG
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
8
|
Elect Charles W. Scharf
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
9
|
Elect William S. Shanahan
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
10
|
Elect John A.C. Swainson
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
11
|
Elect Maynard G. Webb, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Visa Inc.
|
V
|
1/29/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
1
|
Elect Janice M. Babiak
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
2
|
Elect David J. Brailer
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
3
|
Elect Steven A. Davis
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
4
|
Elect William C. Foote
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
5
|
Elect Mark P. Frissora
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
6
|
Elect Ginger L. Graham
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
7
|
Elect Alan G. McNally
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
8
|
Elect Dominic P. Murphy
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
9
|
Elect Stefano Pessina
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
10
|
Elect Nancy M. Schlichting
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
11
|
Elect Alejandro Silva
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
12
|
Elect James A. Skinner
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
13
|
Elect Gregory D. Wasson
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
16
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Walgreen Co.
|
WAG
|
1/8/2014
|
17
|
Shareholder Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
1
|
Elect Aida M. Alvarez
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
2
|
Elect James I. Cash, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
3
|
Elect Roger C. Corbett
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
4
|
Elect Pamela J. Craig
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
5
|
Elect Douglas N. Daft
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
6
|
Elect Michael T. Duke
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
7
|
Elect Timothy P. Flynn
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
8
|
Elect Marissa A. Mayer
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
9
|
Elect C. Douglas McMillon
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
10
|
Elect Gregory B. Penner
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
11
|
Elect Steven S. Reinemund
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
12
|
Elect Jim C. Walton
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
13
|
Elect S. Robson Walton
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
14
|
Elect Linda S. Wolf
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
17
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
18
|
Shareholder Proposal Regarding Recoupment Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Wal-Mart Stores Inc.
|
WMT
|
6/6/2014
|
19
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
1
|
Elect Bradbury H. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
2
|
Elect Frank M. Clark, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
3
|
Elect Patrick W. Gross
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
4
|
Elect Victoria M. Holt
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
5
|
Elect John C. Pope
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
6
|
Elect W. Robert Reum
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
7
|
Elect David P. Steiner
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
8
|
Elect Thomas H. Weidemeyer
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
11
|
2014 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
|
Waste Management, Inc.
|
WM
|
5/13/2014
|
12
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Wellpoint Inc.
|
WLP
|
5/14/2014
|
1
|
Elect R. Kerry Clark
|
Mgmt
|
For
|
For
|
For
|
|
|
Wellpoint Inc.
|
WLP
|
5/14/2014
|
2
|
Elect Robert L. Dixon, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Wellpoint Inc.
|
WLP
|
5/14/2014
|
3
|
Elect Lewis Hay, III
|
Mgmt
|
For
|
For
|
For
|
|
|
Wellpoint Inc.
|
WLP
|
5/14/2014
|
4
|
Elect William J. Ryan
|
Mgmt
|
For
|
For
|
For
|
|
|
Wellpoint Inc.
|
WLP
|
5/14/2014
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Wellpoint Inc.
|
WLP
|
5/14/2014
|
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Wellpoint Inc.
|
WLP
|
5/14/2014
|
7
|
Shareholder Proposal Regarding Prohibiting Political Spending
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
1
|
Elect John D. Baker II
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
2
|
Elect Elaine L. Chao
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
3
|
Elect John S. Chen
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
4
|
Elect Lloyd H. Dean
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
5
|
Elect Susan E. Engel
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
6
|
Elect Enrique Hernandez, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
7
|
Elect Donald M. James
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
8
|
Elect Cynthia H. Milligan
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
9
|
Elect Federico F. Peña
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
10
|
Elect James H. Quigley
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
11
|
Elect Judith M. Runstad
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
12
|
Elect Stephen W. Sanger
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
13
|
Elect John G. Stumpf
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
14
|
Elect Susan G. Swenson
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
17
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Wells Fargo & Company
|
WFC
|
4/29/2014
|
18
|
Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Western Asset Managed High Income Portfolio Inc.
|
MHY
|
6/27/2014
|
1.1
|
Elect Carol L. Colman
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
|
Western Asset Managed High Income Portfolio Inc.
|
MHY
|
6/27/2014
|
1.2
|
Elect Leslie H. Gelb
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
|
Western Asset Managed High Income Portfolio Inc.
|
MHY
|
6/27/2014
|
1.3
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
|
Western Asset Worldwide Income Fund Inc
|
SBW
|
4/25/2014
|
1.1
|
Elect Leslie H. Gelb
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
|
Western Asset Worldwide Income Fund Inc
|
SBW
|
4/25/2014
|
1.2
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
|
Western Asset Worldwide Income Fund Inc
|
SBW
|
4/25/2014
|
1.3
|
Elect Jeswald W. Salacuse
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
|
Western Asset Worldwide Income Fund Inc
|
SBW
|
4/25/2014
|
1.4
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
|
Western Asset-Claymore Inflation-Linked Opportunities & Income
|
WIW
|
5/6/2014
|
1.1
|
Elect Michael Larson
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
1
|
Elect Debra A. Cafaro
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
2
|
Elect Mark A. Emmert
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
3
|
Elect John I. Kieckhefer
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
4
|
Elect Wayne Murdy
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
5
|
Elect Nicole W. Piasecki
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
6
|
Elect Doyle R. Simons
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
7
|
Elect Richard H. Sinkfield
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
8
|
Elect D. Michael Steuert
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
9
|
Elect Kim Williams
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
10
|
Elect Charles R. Williamson
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Weyerhaeuser Company
|
WY
|
4/10/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
WPX Energy Inc.
|
WPX
|
5/22/2014
|
1
|
Elect James J. Bender
|
Mgmt
|
For
|
For
|
For
|
|
|
WPX Energy Inc.
|
WPX
|
5/22/2014
|
2
|
Elect Robert K. Herdman
|
Mgmt
|
For
|
For
|
For
|
|
|
WPX Energy Inc.
|
WPX
|
5/22/2014
|
3
|
Elect George A. Lorch
|
Mgmt
|
For
|
For
|
For
|
|
|
WPX Energy Inc.
|
WPX
|
5/22/2014
|
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
WPX Energy Inc.
|
WPX
|
5/22/2014
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
WPX Energy Inc.
|
WPX
|
5/22/2014
|
6
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
WPX Energy Inc.
|
WPX
|
5/22/2014
|
7
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
1
|
Elect Gail K. Boudreaux
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
2
|
Elect Richard K. Davis
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
3
|
Elect Benjamin G.S. Fowke III
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
4
|
Elect Albert F. Moreno
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
5
|
Elect Richard T. O'Brien
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
6
|
Elect Christopher J. Policinski
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
7
|
Elect A. Patricia Sampson
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
8
|
Elect James J. Sheppard
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
9
|
Elect David A. Westerlund
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
10
|
Elect Kim Williams
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
11
|
Elect Timothy V. Wolf
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Xcel Energy Inc.
|
XEL
|
5/21/2014
|
14
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
1
|
Elect David Filo
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
2
|
Elect Susan M. James
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
3
|
Elect Max R. Levchin
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
4
|
Elect Marissa A. Mayer
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
5
|
Elect Thomas J. McInerney
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
6
|
Elect Charles R. Schwab
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
7
|
Elect H. Lee Scott, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
8
|
Elect Jane E. Shaw
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
9
|
Elect Maynard G. Webb, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
11
|
Amendment to the Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
13
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
14
|
Shareholder Proposal Regarding Formation of a Human Rights Committee
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
15
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
|
Yahoo! Inc.
|
YHOO
|
6/25/2014
|
16
|
Shareholder Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
By (Signature and Title)
|
/s/ Ralph W. Bradshaw
|
|||
|
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
|
||||
|
Date
|
August 11, 2014
|
|||