================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 27, 2006 PRO-DEX, INC. (Exact name of registrant as specified in its charter) COLORADO 0-14942 84-1261240 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification Number) 151 East Columbine Avenue Santa Ana, California 92707 (Address of Principal Executive Offices) (714) 241-4411 (Registrant's Telephone Number, Including Area Code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ================================================================================ ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION. The information in this Form 8-K and the Exhibits attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. On September 27, 2006, Pro-Dex, Inc. issued a press release announcing its financial performance for the fourth quarter period and fiscal 2006 results. On that same date, Pro-Dex, Inc. conducted a conference call concerning its performance for the fourth quarter period and fiscal 2006. A copy of the news release is attached to this Form 8-K as Exhibit 99.1. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (d) Exhibits. Exhibit 99.1 Press release dated September 27, 2006 of Pro-Dex Inc. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 27, 2006 PRO-DEX, INC (REGISTRANT). By: /s/ Mark P. Murphy ----------------------- Mark P. Murphy Chief Executive Officer 3 INDEX TO EXHIBITS EXHIBIT NUMBER DESCRIPTION ------- --------------------------------------------------------------------- 99.1 Press Release dated September 27, 2006 4