1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Warrant to Purchase Common Stock (right to buy)
|
09/29/2014(1)
|
11/30/2017 |
Common Stock, $0.001 par value
|
1,578,947
|
$
0.475
|
D
|
Â
|
Warrant to Purchase Common Stock (right to buy)
|
12/10/2014(1)
|
11/30/2017 |
Common Stock, $0.001 par value
|
1,578,947
|
$
0.475
|
D
|
Â
|
Warrant to Purchase Common Stock (right to buy)
|
12/10/2014 |
11/30/2017 |
Common Stock, $0.001 par value
|
1,578,947
|
$
0.41
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
A warrant to purchase an aggregate of 3,157,894 shares of Common Stock was issued to the reporting person on September 29, 2014. The warrant was immediately exercisable with respect to 1,578,947 shares of Common Stock. On December 10, 2014, the warrant was amended to provide for the immediate exercisability of the other 1,578,947 shares of Common Stock underlying the warrant. |