1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(3)
|
11/19/2019 |
Common Stock
|
35,000
|
$
8.73
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
02/21/2021 |
Common Stock
|
20,788
|
$
8.31
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
03/01/2022 |
Common Stock
|
17,778
|
$
7.56
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
09/01/2022 |
Common Stock
|
100,000
|
$
7.41
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The security represents restricted stock units granted to the reporting person for services rendered. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. |
(2) |
The shares underlying this restricted stock unit award vest over a period of four years, with 25% of the shares underlying the award vesting on March 1, 2013, the first anniversary of the date of grant, and the remainder vests in 12 equal quarterly installments thereafter, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. |
(3) |
The option vests over a period of four years, with 25% of the shares underlying the option vesting on November 19, 2010, the first anniversary of the date of grant, and the remainder vests in 12 equal quarterly installments thereafter, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. |
(4) |
The option vests over a period of four years, with 25% of the shares underlying the option vesting on February 21, 2012, the first anniversary of the date of grant, and the remainder vests in 12 equal quarterly installments thereafter, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. |
(5) |
The option vests over a period of four years, with 25% of the shares underlying the option vesting on March 1, 2013, the first anniversary of the date of grant, and the remainder vests in 12 equal quarterly installments thereafter, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. |
(6) |
The option vests over a period of four years, with 25% of the shares underlying the option vesting on September 1, 2013, the first anniversary of the date of grant, and the remainder vests in 12 equal quarterly installments thereafter, subject to the reporting person's continuous service with the issuer as of the applicable vesting date. |