UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 1,006,191 (2) | $ (1) | D | Â |
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 493,809 (3) | $ (1) | D | Â |
Series B Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 647,267 (2) | $ (1) | D | Â |
Series B Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 317,252 (3) | $ (1) | D | Â |
Series C Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 741,268 (2) | $ (1) | D | Â |
Series C Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 363,324 (3) | $ (1) | D | Â |
Series D Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 594,302 (2) | $ (1) | D | Â |
Series D Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 291,291 (3) | $ (1) | D | Â |
Series F Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 510,840 (2) | $ (1) | D | Â |
Series F Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 250,383 (3) | $ (1) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NBVM GP, LLC C/O NORTH BRIDGE VENTURE PARTNERS 950 WINTER STREET, SUITE 4600 WALTHAM, MA 02451 |
 |  X |  |  |
NORTH BRIDGE VENTURE PARTNERS V A LP C/O NORTH BRIDGE VENTURE PARTNERS 950 WINTER STREET, SUITE 4600 WALTHAM, MA 02451 |
 |  X |  |  |
NORTH BRIDGE VENTURE PARTNERS V-B LP C/O NORTH BRIDGE VENTURE PARTNERS 950 WINTER STREET, SUITE 4600 WALTHAM, MA 02451 |
 |  X |  |  |
North Bridge Venture Management V, L.P. C/O NORTH BRIDGE VENTURE PARTNERS 950 WINTER STREET, SUITE 4600 WALTHAM, MA 02451 |
 |  X |  |  |
ANDERSON EDWARD T C/O NORTH BRIDGE VENTURE PARTNERS 950 WINTER STREET, SUITE 4600 WALTHAM, MA 02451 |
 |  X |  |  |
DAMORE RICHARD A C/O NORTH BRIDGE VENTURE PARTNERS 950 WINTER STREET, SUITE 4600 WALTHAM, MA 02451 |
 |  X |  |  |
NBVM GP, LLC /s/ Edward T. Anderson, Manager | 09/23/2009 | |
**Signature of Reporting Person | Date | |
North Bridge Venture Partners V-A, L.P. By: North Bridge Venture Management V, L.P., its General Partner; By: NBVM GP, LLC, its General Partner; /s/ Edward T. Anderson; Manager | 09/23/2009 | |
**Signature of Reporting Person | Date | |
North Bridge Venture Partners V-B, L.P. By: North Bridge Venture Management V, L.P., its General Partner; By NBVM GP LLC, its General Partner; /s/ Edward T. Anderson, Manager | 09/23/2009 | |
**Signature of Reporting Person | Date | |
North Bridge Venture Management V, L.P. By: NBVM GP, LLC, its General Partner; /s/ Edward T. Anderson; Manager | 09/23/2009 | |
**Signature of Reporting Person | Date | |
/s/ Edward T. Anderson | 09/23/2009 | |
**Signature of Reporting Person | Date | |
/s/ Richard A. D'Amore | 09/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of preferred stock represented herein is immediately convertible and will automatically convert upon the closing of the issuer's initial public offering into one share of common stock of the issuer, and has no expiration date. |
(2) | Represents securities held of record by North Bridge Venture Partners V-A, L.P., or NBVP V-A. NBVM GP, LLC, or NVBM, the sole general partner of North Bridge Venture Management V, L.P., which is the sole general partner of NBVP V-A, has sole voting and dispositive power over these shares. The managers of NVBM having shared voting and dispositive power over these shares are Edward T. Anderson and Richard A. D'Amore, each of whom disclaims beneficial ownership of such shares except to the extent of their pecuniary interest. |
(3) | Represents securities held of record by North Bridge Venture Partners V-B, L.P., or NBVP V-B. NBVM GP, LLC, or NVBM, the sole general partner of North Bridge Venture Management V, L.P., which is the sole general partner of NBVP V-B, has sole voting and dispositive power over these shares. The managers of NVBM having shared voting and dispositive power over these shares are Edward T. Anderson and Richard A. D'Amore, each of whom disclaims beneficial ownership of such shares except to the extent of their pecuniary interest. |