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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Convertible Preferred Stock | (1) | 07/24/2007 | C | 11,445,985 | (1) | (4) | Common Stock | 5,722,992 (1) (2) | $ 0 | 0 | I | See footnote (2) | |||
Series B Convertible Preferred Stock | (1) | 07/24/2007 | C | 476,916 | (1) | (4) | Common Stock | 238,458 (1) (3) | $ 0 | 0 | I | See footnote (3) | |||
Series C Convertible Preferred Stock | (1) | 07/24/2007 | C | 2,513,260 | (1) | (4) | Common Stock | 1,256,630 (1) (2) | $ 0 | 0 | I | See footnote (2) | |||
Series C Convertible Preferred Stock | (1) | 07/24/2007 | C | 104,719 | (1) | (4) | Common Stock | 52,359 (1) (3) | $ 0 | 0 | I | See footnote (3) | |||
Series D Convertible Preferred Stock | (1) | 07/24/2007 | C | 757,695 | (1) | (4) | Common Stock | 378,847 (1) (2) | $ 0 | 0 | I | See footnote (2) | |||
Series D Convertible Preferred Stock | (1) | 07/24/2007 | C | 31,571 | (1) | (4) | Common Stock | 15,785 (1) (3) | $ 0 | 0 | I | See footnote (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CROTTY THOMAS J C/O BATTERY VENTURES 930 WINTER STREET, SUITE 2500 WALTHAM, MA 02451 |
X |
/s/ Christopher C. Schiavo (acting as attorney in-fact for Thomas J. Crotty) | 07/26/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Series B, Series C, and Series D Convertible Preferred Stock converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering without payment of consideration. |
(2) | These seucrities are owned solely by Battery Ventures VI, L.P. Battery Partners VI, LLC is the general partner of Battery Ventures VI, L.P. Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott T. Tobin, and R. David Tabors are the managing members of Battery Partners VI, LLC, and hold voting and dispositive power for the shares held by Battery Ventures VI, L.P. The filing person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
(3) | These securities are owned solely by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who hold voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. The filing person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. |
(4) | Not applicable. |