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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GEIGER JULIAN C/O AEROPOSTALE, INC. 112 W34TH STREET NEW YORK, NY 10120 |
X | Chairman and CEO |
\Joseph Pachella as atorney-in-fact for Julian Geiger | 03/27/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 24, 2004, Mr. Geiger entered into a forward purchase contract (the "Hedge Agreement") with Deutsche Bank AG ("DB"). Pursuant to the Hedge Agreement, Mr. Geiger pledged 492,798 shares of common stock owned by him, to DB. The Hedge Agreement provided that, pursuant to a formula contained in the Hedge Agreement, Mr. Geiger would receive back that number of those pledged shares equating to the appreciation, from March 24, 2004 to March 26, 2007, in the value of the hedge transaction, up to maximum of 20% appreciation. Accordingly, on March 26, 2007, Mr. Geiger received back 53,790 shares of the common stock he had previously pledged under the Hedge Agreement. |
(2) | Included in these shares are 25,500 restricted shares of Common Stock that vest on March 9, 2008 and 54,313 restricted shares of Common Stock that vest on April 4, 2009. |