|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 0.57 | 11/07/2006 | J(1) | 84,674 | (3) | 10/23/2009 | Common Stock | 84,674 | (2) | 0 | D | ||||
Stock Options | $ 8.94 | 11/07/2006 | J(1) | 45,000 | (4) | 03/24/2011 | Common Stock | 45,000 | (2) | 0 | D | ||||
Stock Options | $ 23.32 | 11/07/2006 | J(1) | 24,000 | (5) | 03/12/2012 | Common Stock | 24,000 | (2) | 0 | D | ||||
Stock Options | $ 33.49 | 11/07/2006 | J(1) | 12,400 | (6) | 03/09/2013 | Common Stock | 12,400 | (2) | 0 | D | ||||
Stock Options | $ 28.88 | 11/07/2006 | J(1) | 10,000 | (7) | 04/04/2014 | Common Stock | 10,000 | (2) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FINAZZO CHRISTOPHER C/O AEROPOSTALE, INC. 112 W34TH STREET NEW YORK, NY 10120 |
Employment Terminated |
/s/ Joseph Pachella, as Attorney-in-fact for Christopher Finazzo. | 11/14/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Finazzo's employment with the issuer, as Executive Vice President and Chief Merchandising Officer, was terminated on November 7, 2006. This transaction represents the cancellation of vested and unvested stock options and RSA's on the date of Mr. Finazzo's termination. |
(2) | Upon the termination of employment of the Reporting Person with the Issuer, these stock options and RSA's were cancelled. |
(3) | These options vested at 25% per year over four years from a grant date of October 24, 2001. |
(4) | These options vested at 25% per year over four years from a grant date of March 24, 2003. |
(5) | These options vested at 25% per year over four years from a grant date of March 12, 2004. |
(6) | These options vested at 25% a year over four years from a grant date of March 9, 2005. |
(7) | These options vested at 25% per year over four years from a grant date of April 4, 2006. |