SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 6)*

 

 

ServiceSource International, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value per share

(Title of Class of Securities)

81763U 10 0

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 81763U 10 0   13G   Page 2 of 9 Pages

 

  1    

NAMES OF REPORTING PERSONS.

 

Housatonic Micro Fund SBIC, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0 shares of Common Stock

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0 shares of Common Stock

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares of Common Stock

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12  

TYPE OF REPORTING PERSON*

 

PN

 

(1)

This Amendment No. 6 to the statement on Schedule 13G is filed by Housatonic Micro Fund SBIC, L.P. (“HMF SBIC”), Housatonic Micro Partners SBIC, L.L.C. (“HMP SBIC”), Housatonic Equity Investors IV, L.P. (“HEI IV”), Housatonic Equity Partners IV, L.L.C. (“HEP IV”) and Housatonic Equity Affiliates IV, L.P. (“HEA IV,” together with HMF SBIC, HMP SBIC, HEI IV and HEP IV, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 81763U 10 0   13G   Page 3 of 9 Pages

 

  1    

NAMES OF REPORTING PERSONS.

 

Housatonic Micro Partners SBIC, L.L.C.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0 shares of Common Stock

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0 shares of Common Stock

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares of Common Stock

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12  

TYPE OF REPORTING PERSON*

 

OO

 

(1)

This Amendment No. 6 to the statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 81763U 10 0   13G   Page 4 of 9 Pages

 

  1    

NAMES OF REPORTING PERSONS.

 

Housatonic Equity Investors IV, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0 shares of Common Stock

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0 shares of Common Stock

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares of Common Stock

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12  

TYPE OF REPORTING PERSON*

 

PN

 

(1)

This Amendment No. 6 to the statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 81763U 10 0   13G   Page 5 of 9 Pages

 

  1    

NAMES OF REPORTING PERSONS.

 

Housatonic Equity Affiliates IV, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0 shares of Common Stock

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0 shares of Common Stock

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares of Common Stock

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12  

TYPE OF REPORTING PERSON*

 

PN

 

(1)

This Amendment No. 6 to the statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 81763U 10 0   13G   Page 6 of 9 Pages

 

  1    

NAMES OF REPORTING PERSONS.

 

Housatonic Equity Partners IV, L.L.C.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

0 shares of Common Stock

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

0 shares of Common Stock

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares of Common Stock

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12  

TYPE OF REPORTING PERSON*

 

OO

 

(1)

This Amendment No. 6 to the statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


Introductory Note: This Amendment No. 6 to the statement on Schedule 13G is being filed by the Reporting Persons in respect of shares of Common Stock, par value $0.0001 per share (“Common Stock”), of ServiceSource International, Inc. (the “Issuer”).

 

Item 1   
(a)    Name of Issuer:    ServiceSource International, Inc.
(b)    Address of Issuer’s   
   Principal Executive Offices:    44 Montgomery Street, Suite 3450
      San Francisco, California 94104
Item 2   
(a)    Name of Person(s) Filing:
       Housatonic Micro Fund SBIC, L.P. (“HMF SBIC”)
       Housatonic Micro Partners SBIC, L.L.C. (“HMP SBIC”)
       Housatonic Equity Investors IV, L.P. (“HEI IV”)
       Housatonic Equity Affiliates IV, L.P. (“HEA IV”)
       Housatonic Equity Partners IV, L.L.C. (“HEP IV”)
(b)    Address of Principal Business Office:    c/o Housatonic Partners
            One Post Street, Suite 2600
            San Francisco, California 94104-5203
(c)    Citizenship:         
       HMF SBIC    Delaware      
       HMP SBIC    Delaware      
       HEI IV    Delaware      
       HEA IV    Delaware      
       HEP IV    Delaware      
(d)    Title of Class of Securities:    Common Stock
(e)    CUSIP Number:    81763U 10 0      
Item 3            Not applicable.      

 

Page 7 of 9 Pages


Item 4

Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing This Amendment No. 6 to the statement on Schedule 13G is provided as of December 31, 2018:

 

Reporting

Persons

   Shares Held
Directly
     Sole Voting
Power
     Shared
Voting
Power
     Sole
Dispositive
Power
     Shared
Dispositive
Power
     Beneficial
Ownership
    

Percentage

of Class

 

HMF SBIC

     0        0        0        0        0        0        0.0

HMP SBIC

     0        0        0        0        0        0        0.0

HEI IV

     0        0        0        0        0        0        0.0

HEA IV

     0        0        0        0        0        0        0.0

HEP IV

     0        0        0        0        0        0        0.0

 

Item 5

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  

 

Item 6

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

Item 8

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9

Notice of Dissolution of Group.

Not applicable.

 

Item 10

Certification.

Not applicable.

 

Page 8 of 9 Pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: January 10, 2019

 

Housatonic Micro Fund SBIC, L.P.
By:   Housatonic Micro Partners SBIC, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Micro Partners SBIC, L.L.C.
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Investors IV, L.P.
By:   Housatonic Equity Partners IV, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Affiliates IV, L.P.
By:   Housatonic Equity Partners IV, L.L.C.
Its:   General Partner
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager
Housatonic Equity Partners IV, L.L.C.
By:  

/s/ Barry D. Reynolds

  Barry D. Reynolds, Manager

Exhibit(s):

A - Joint Filing Statement

 

Page 9 of 9 Pages