UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of September 2018
Commission File Number 001-33098
Mizuho Financial Group, Inc.
(Translation of registrants name into English)
5-5, Otemachi 1-chome
Chiyoda-ku, Tokyo 100- 8176
Japan
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ☐ No ☒
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82- .
THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-213187) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: | September 25, 2018 | |
Mizuho Financial Group, Inc. | ||
By: | /s/ Makoto Umemiya | |
Name: | Makoto Umemiya | |
Title: | Managing Executive Officer / Group CFO |
This document is an English translation of the Japanese original and is intended for reference purposes only. All questions that may arise within or without courts of law in regard to the meaning of the words, provisions, and stipulations of this document shall be decided in accordance with the Japanese text.
September 25, 2018
Company name: |
Mizuho Financial Group, Inc. | |
Representative: |
Tatsufumi Sakai, Present & CEO | |
Head Office: |
1-5-5 Otemachi, Chiyoda-ku, Tokyo | |
Stock Code Number: |
8411 | |
(First Section of the Tokyo Stock Exchange) |
Notice on Sale of Shares of Shareholders Whose Whereabouts Are Unknown
To shareholders,
Mizuho Financial Group, Inc. (the Company) announces that it has decided to sell the shares held by shareholders whose whereabouts are unknown, pursuant to Article 197, Paragraph 1 of the Companies Act, in order to streamline its share affairs. The details are as follows.
1. | List of shareholders whose shares are to be sold |
The shareholder numbers, full names, addresses, and numbers of held shares of the shareholders whose shares are to be sold, as recorded on the shareholder registry, will be provided by electronic public notice on September 26, 2018, pursuant to Article 198 of the Companies Act. Please refer to the Companys website: https://www.mizuho-fg.co.jp/investors/kokoku.html
Note: |
Shareholders whose whereabouts are unknown refers to shareholders who have not acknowledged notices or demands sent to their addresses, as entered or recorded on the shareholder registry, for five consecutive years or more and who have not received dividends of surplus for five consecutive years or more. |
2. | Schedule |
September 26, 2018 |
Public notice and demand seeking objections concerning the sale of shares of shareholders whose whereabouts are unknown | |
December 25, 2018 |
Deadline for shareholders whose whereabouts are unknown to state objections | |
After December 26, 2018 |
Sale of shares of shareholders whose whereabouts are unknown |
Note: |
The Company plans to sell the shares held by those shareholders whose whereabouts are unknown on the market after completing the statutory procedures for public notice and demand concerning the sale of such shares. |
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3. | Contact |
Shareholders posted on the public notice are requested to send any inquiries on this matter to the administrator of the shareholder registry below.
Administrator of the shareholder registry: |
Mizuho Trust & Banking Co., Ltd. | |||
Contact: | Mizuho Trust & Banking Co., Ltd. | |||
Stock Transfer Agency Department | ||||
8-4, Izumi 2-chome, Suginami-ku, Tokyo 168-8507, Japan | ||||
Telephone: |
0120-288-324 (toll-free) | |||
Business hours: |
Monday Friday, 9am 5pm (excluding national holidays) |
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