FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of December 2017
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from November 1, 2017 to November 30, 2017 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: December 12, 2017 | By: | /s/ Hajime Ikeda | ||||
| Hajime Ikeda | ||||||
| Senior Managing Director | ||||||
[Translation of Share Buyback Report for the reporting month from November 1, 2017 to November 30, 2017
filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on December 12, 2017]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
as of November 30, 2017
| Number of Shares | Total Repurchase Amount (JPY) |
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| Authorization pursuant to the resolution of the Board (October 30, 2017) (Period of repurchase: from November 15, 2017 to March 30, 2018 (excluding the ten business days following the announcement of each quarterly financial results)) |
70,000,000 | 50,000,000,000 | ||||||||||
| Repurchases during this reporting month (Date of repurchase) |
|
(Date) November 15 November 16 November 17 November 20 November 21 November 22 November 24 November 27 November 28 November 29 November 30 |
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2,490,000 2,457,600 2,490,000 2,640,000 2,640,000 2,636,000 2,507,500 2,490,000 2,490,000 2,490,000 2,490,000 |
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1,597,122,560 1,571,679,910 1,611,497,170 1,674,873,400 1,687,184,150 1,692,492,260 1,609,800,110 1,605,691,630 1,598,893,870 1,625,812,910 1,659,096,990 |
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| Total |
— | 27,821,100 | 17,934,144,960 | |||||||||
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| Aggregate shares repurchased as of the end of this reporting month |
27,821,100 | 17,934,144,960 | ||||||||||
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| Progress of share repurchase (%) |
39.7 | 35.9 | ||||||||||
| 2. | Status of disposition |
as of November 30, 2017
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
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| Treasury shares disposed subject to procedures for issuance of new shares | (Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares canceled | (Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares transferred upon merger, share exchange or demerger | (Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (exercise of stock acquisition rights) |
(Date) November 1 November 2 November 6 November 7 November 8 November 9 November 10 November 13 November 14 November 15 November 16 November 17 November 20 November 21 November 22 November 24 November 27 November 28 November 29 November 30 |
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2,007,100 661,100 283,400 735,500 461,200 108,500 512,600 191,200 37,200 30,000 45,500 39,300 42,900 122,900 106,700 1,000 584,300 2,200 16,700 27,800 |
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11,783,100 11,067,100 7,622,400 13,979,500 7,205,200 11,057,500 5,365,600 13,206,200 12,473,200 8,552,500 45,500 39,300 2,423,900 122,900 999,700 1,000 881,300 299,200 1,204,700 27,800 |
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| Subtotal |
— | 6,017,100 | 108,357,600 | |||||||
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| Total |
— | 6,017,100 | 108,357,600 | |||||||
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| 3. | Status of shares held in treasury |
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as of November 30, 2017
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| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares | 3,822,562,601 | |||
| Number of shares held in treasury |
391,849,190 | |||