================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21417
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AllianzGI NFJ Dividend, Interest & Premium Strategy Fund
(Exact name of registrant as specified in charter)
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1633 Broadway, New York, NY 10019
(Address of Principal Executive Office)
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Allianz Global Investors Fund Management LLC
1633 Broadway
New York, NY 10019
(Name and Address of Agent for Service)
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Registrant's telephone number, including area code: 212-739-3000
Date of fiscal year end: January 31
Date of reporting period: July 1, 2012 through June 30, 2013
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Item 1. Proxy Voting Record
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-21417
Name of Registrant: Allianz NFJ Dividend Interest & Premium Strategy Fund
(formerly, NFJ Dividend, Interest & Premium Strategy
Fund)
Address of Principal Executive Offices:
1633 Broadway
New York, New York 10019
Name and address of agent of service:
Allianz Global Investors Fund Management LLC
Allianz NFJ Dividend Interest & Premium Strategy Fund
1633 Broadway
New York, New York 10019
Registrant's telephone number including area code:
212-739-3000
Date of reporting period:
07/01/2012 - 06/30/2013
Item 1: Proxy Voting Record - Item1 Proxy Voting Record -
Registrant : Allianz NFJ Dividend Interest & Premium Strategy Fund
Fund Name : AllianzGI NFJ Dividend, Interest & Premium Strategy Fund
(formerly, NFJ Dividend, Interest & Premium Strategy Fund)
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen F. Brauer Mgmt For Withhold Against
1.2 Elect Catherine S. Brune Mgmt For For For
1.3 Elect Ellen M. Mgmt For For For
Fitzsimmons
1.4 Elect Walter J. Galvin Mgmt For For For
1.5 Elect Gayle P.W. Jackson Mgmt For For For
1.6 Elect James C. Johnson Mgmt For Withhold Against
1.7 Elect Steven H. Lipstein Mgmt For For For
1.8 Elect Patrick T. Stokes Mgmt For For For
1.9 Elect Thomas R. Voss Mgmt For For For
1.10 Elect Stephen R. Wilson Mgmt For For For
1.11 Elect Jack D. Woodard Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Review
Energy Efficiency and
Renewable
Energy
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect Ralph D. Crosby, Mgmt For For For
Jr.
4 Elect Linda A. Goodspeed Mgmt For For For
5 Elect Thomas E. Hoaglin Mgmt For For For
6 Elect Sandra Beach Lin Mgmt For For For
7 Elect Michael G. Morris Mgmt For For For
8 Elect Richard C. Mgmt For For For
Notebaert
9 Elect Lionel L. Nowell Mgmt For For For
III
10 Elect Stephen S. Mgmt For For For
Rasmussen
11 Elect Oliver G. Richard Mgmt For For For
III
12 Elect Richard L. Sandor Mgmt For For For
13 Elect Sara M. Tucker Mgmt For For For
14 Elect John F. Turner Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
American International Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert H. Mgmt For For For
Benmosche
2 Elect W. Don Cornwell Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Christopher S. Mgmt For For For
Lynch
6 Elect Arthur C. Martinez Mgmt For For For
7 Elect George L. Miles, Mgmt For Against Against
Jr.
8 Elect Henry S. Miller Mgmt For For For
9 Elect Robert S. Miller Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ronald A. Mgmt For For For
Rittenmeyer
12 Elect Douglas M. Mgmt For For For
Steenland
13 Elect Theresa M. Stone Mgmt For For For
14 2013 Omnibus Incentive Mgmt For For For
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Multiple
Board
Service
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Mgmt For For For
Cracchiolo
2 Elect Lon R. Greenberg Mgmt For For For
3 Elect Warren D. Knowlton Mgmt For For For
4 Elect W. Walker Lewis Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Jeffrey Noddle Mgmt For For For
7 Elect H. Jay Sarles Mgmt For Against Against
8 Elect Robert F. Sharpe, Mgmt For For For
Jr.
9 Elect William H. Turner Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Brady Mgmt For For For
2 Elect E. Wayne Nordberg Mgmt For Against Against
3 Elect Kevin G. Keyes Mgmt For For For
4 Elect John H. Schaefer Mgmt For For For
5 Management Mgmt For For For
Externalization
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Assured Guaranty Ltd.
Ticker Security ID: Meeting Date Meeting Status
AGO CUSIP G0585R106 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Neil Baron Mgmt For For For
1.2 Elect Francisco L. Mgmt For Withhold Against
Borges
1.3 Elect G. Lawrence Buhl Mgmt For Withhold Against
1.4 Elect Stephen A. Cozen Mgmt For For For
1.5 Elect Dominic J. Mgmt For For For
Frederico
1.6 Elect Bonnie L. Howard Mgmt For For For
1.7 Elect Patrick W. Kenny Mgmt For For For
1.8 Elect Simon W. Leathes Mgmt For For For
1.9 Elect Robin Monro-Davies Mgmt For For For
1.10 Elect Michael T. O'Kane Mgmt For For For
1.11 Elect Wilbur L. Ross, Mgmt For Withhold Against
Jr.
1.12 Election of Howard W. Mgmt For For For
Albert
1.13 Election of Robert A. Mgmt For For For
Bailenson
1.14 Election of Russell B. Mgmt For For For
Brewer,
II
1.15 Election of Gary Burnet Mgmt For For For
1.16 Election of Stephen Mgmt For For For
Donnarumma
1.17 Election of Dominic J. Mgmt For For For
Frederico
1.18 Election of James M. Mgmt For For For
Michener
1.19 Election of Robert B. Mgmt For For For
Mills
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Ratification of Auditor Mgmt For For For
for Company
Subsidiary
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Simon J. Lowth Mgmt For For For
8 Elect Genevieve B. Mgmt For For For
Berger
9 Elect D. Bruce Mgmt For For For
Burlington
10 Elect Graham Chipchase Mgmt For For For
11 Elect Jean-Philippe Mgmt For Against Against
Courtois
12 Elect Rudy H.P. Markham Mgmt For For For
13 Elect Nancy Rothwell Mgmt For For For
14 Elect Shriti Vadera Mgmt For For For
15 Elect John S. Varley Mgmt For For For
16 Elect Marcus Wallenberg Mgmt For Against Against
17 Directors' Remuneration Mgmt For For For
Report
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Gilbert F. Amelio Mgmt For For For
3 Elect Reuben V. Anderson Mgmt For For For
4 Elect James H. Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect Scott T. Ford Mgmt For For For
7 Elect James P. Kelly Mgmt For For For
8 Elect Jon C. Madonna Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect John B. McCoy Mgmt For For For
11 Elect Joyce M. Roche Mgmt For For For
12 Elect Matthew K. Rose Mgmt For For For
13 Elect Laura D'Andrea Mgmt For For For
Tyson
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the Stock Mgmt For For For
Purchase and Deferral
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lead
Batteries
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard L. Beck Mgmt For For For
1.2 Elect Charles W. D. Mgmt For Withhold Against
Birchall
1.3 Elect Donald J. Carty Mgmt For For For
1.4 Elect Gustavo A. Mgmt For For For
Cisneros
1.5 Elect Robert M. Franklin Mgmt For For For
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Dambisa Moyo Mgmt For For For
1.8 Elect Brian Mulroney Mgmt For Withhold Against
1.9 Elect Anthony Munk Mgmt For Withhold Against
1.10 Elect Peter Munk Mgmt For For For
1.11 Elect Steven J. Shapiro Mgmt For For For
1.12 Elect Jamie C. Sokalsky Mgmt For For For
1.13 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernard de La Mgmt For For For
Tour d'Auvergne
Lauraguais
2 Elect William Engels Mgmt For For For
3 Elect L. Patrick Lupo Mgmt For For For
4 Elect Soren Schroder Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CA CUSIP 12673P105 08/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jens Alder Mgmt For For For
2 Elect Raymond Bromark Mgmt For For For
3 Elect Gary Fernandes Mgmt For For For
4 Elect Rohit Kapoor Mgmt For For For
5 Elect Kay Koplovitz Mgmt For For For
6 Elect Christopher Mgmt For For For
Lofgren
7 Elect William McCracken Mgmt For For For
8 Elect Richard Sulpizio Mgmt For For For
9 Elect Laura Unger Mgmt For For For
10 Elect Arthur Weinbach Mgmt For For For
11 Elect Ron Zambonini Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2012 Non-Employee Mgmt For For For
Director Compensation
Plan
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bob G. Alexander Mgmt For For For
2 Elect Merrill A. Mgmt For For For
Miller,
Jr.
3 Elect Thomas L. Ryan Mgmt For Against Against
4 Elect Vincent J. Mgmt For For For
Intrieri
5 Elect Frederic M. Poses Mgmt For For For
6 Elect Archie W. Dunham Mgmt For For For
7 Elect R. Brad Martin Mgmt For For For
8 Elect Louis A. Raspino Mgmt For For For
9 Repeal of Classified Mgmt For For For
Board
10 Amendment to Bylaws to Mgmt For For For
Permit Shareholder
Proxy
Access
11 Elimination of Mgmt For For For
Supermajority
Requirement
12 Amendment to the 2003 Mgmt For For For
Stock Award Plan for
Non-Employee
Directors
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Long Mgmt For For For
Term Incentive
Plan
15 2013 Annual Incentive Mgmt For For For
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Risk
Oversight
Committee
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Reincorporation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet F. Deily Mgmt For For For
2 Elect Robert E. Denham Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect George L. Kirkland Mgmt For For For
6 Elect Charles W. Mgmt For For For
Moorman,
IV
7 Elect Kevin W. Sharer Mgmt For For For
8 Elect John G. Stumpf Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Carl Ware Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Offshore
Drilling
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Climate
Change
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect Marc Benioff Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect Michael Capellas Mgmt For For For
5 Elect Larry Carter Mgmt For For For
6 Elect John Chambers Mgmt For For For
7 Elect Brian Halla Mgmt For For For
8 Elect John Hennessy Mgmt For Against Against
9 Elect Kristina Johnson Mgmt For For For
10 Elect Richard Kovacevich Mgmt For For For
11 Elect Roderick McGeary Mgmt For For For
12 Elect Arun Sarin Mgmt For For For
13 Elect Steven West Mgmt For For For
14 Amendment to the Mgmt For For For
Executive Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conflict
Minerals
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For For For
Auchinleck
3 Elect James E. Mgmt For For For
Copeland,
Jr.
4 Elect Jody L Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Ryan M. Lance Mgmt For For For
7 Elect Mohd H. Marican Mgmt For For For
8 Elect Robert A. Niblock Mgmt For For For
9 Elect Harald J. Norvik Mgmt For For For
10 Elect William E. Wade, Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Gender Identity and
Expression Anti-Bias
Policy
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For For For
2 Elect Lawrence R. Mgmt For For For
Dickerson
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles L. Mgmt For For For
Fabrikant
5 Elect Paul G. Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Hofmann Mgmt For For For
8 Elect Clifford M Sobel Mgmt For For For
9 Elect Andrew H. Tisch Mgmt For For For
10 Elect Raymond S. Troubh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
E.I. du Pont de Nemours and Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Richard H. Brown Mgmt For For For
3 Elect Robert A. Brown Mgmt For For For
4 Elect Bertrand P. Mgmt For For For
Collomb
5 Elect Curtis J. Crawford Mgmt For For For
6 Elect Alexander M. Mgmt For For For
Cutler
7 Elect Eleuthere I. Du Mgmt For For For
Pont
8 Elect Marillyn A. Hewson Mgmt For For For
9 Elect Lois D. Juliber Mgmt For For For
10 Elect Ellen J. Kullman Mgmt For For For
11 Elect Lee M. Thomas Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Genetically
Modified
Organisms
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Executive
Compensation
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Claire S. Farley Mgmt For For For
1.3 Elect Fred J. Fowler Mgmt For For For
1.4 Elect Suzanne P. Nimocks Mgmt For For For
1.5 Elect David P. O'Brien Mgmt For For For
1.6 Elect Jane L. Peverett Mgmt For For For
1.7 Elect Brian G. Shaw Mgmt For For For
1.8 Elect Bruce G. Waterman Mgmt For For For
1.9 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Rights Plan Mgmt For For For
Renewal
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S Kalman Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect Mary Francis Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Ratification of Mgmt For For For
Statutory
Auditor
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Directors' Remuneration Mgmt For For For
Report
9 Accounts and Reports Mgmt For For For
10 Repeal of Classified Mgmt For For For
Board
11 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773209 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darryl F. Allen Mgmt For For For
2 Elect Evan Bayh Mgmt For For For
3 Elect Ulysses L. Mgmt For For For
Bridgeman,
Jr.
4 Elect Emerson L. Mgmt For For For
Brumback
5 Elect James P. Hackett Mgmt For For For
6 Elect Gary R. Heminger Mgmt For For For
7 Elect Jewell D. Hoover Mgmt For For For
8 Elect William M. Isaac Mgmt For For For
9 Elect Kevin T. Kabat Mgmt For For For
10 Elect Mitchel D. Mgmt For For For
Livingston
11 Elect Michael B. Mgmt For For For
McCallister
12 Elect Hendrick G. Meijer Mgmt For For For
13 Elect John J. Schiff, Mgmt For For For
Jr.
14 Elect Marsha C. Williams Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773209 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darryl F. Allen Mgmt For For For
2 Elect Evan Bayh Mgmt For For For
3 Elect Ulysses L. Mgmt For For For
Bridgeman,
Jr.
4 Elect Emerson L. Mgmt For For For
Brumback
5 Elect James P. Hackett Mgmt For For For
6 Elect Gary R. Heminger Mgmt For For For
7 Elect Jewell D. Hoover Mgmt For For For
8 Elect William M. Isaac Mgmt For For For
9 Elect Kevin T. Kabat Mgmt For For For
10 Elect Mitchel D. Mgmt For For For
Livingston
11 Elect Michael B. Mgmt For For For
McCallister
12 Elect Hendrick G. Meijer Mgmt For For For
13 Elect John J. Schiff, Mgmt For For For
Jr.
14 Elect Marsha C. Williams Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect John J. Brennan Mgmt For For For
3 Elect James I. Cash, Jr. Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Ann M. Fudge Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Ralph S. Larsen Mgmt For For For
12 Elect Rochelle B. Mgmt For Against Against
Lazarus
13 Elect James J. Mulva Mgmt For For For
14 Elect Mary L. Schapiro Mgmt For For For
15 Elect Robert J. Mgmt For For For
Swieringa
16 Elect James S. Tisch Mgmt For For For
17 Elect Douglas A. Warner Mgmt For For For
III
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cessation of
All Stock Options and
Bonuses
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Term
Limits
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Double Board
Nominees
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Lynn L. Elsenhans Mgmt For For For
4 Elect Jing Ulrich Mgmt For For For
5 Elect Hans Wijers Mgmt For For For
6 Elect Sir Christopher Mgmt For Against Against
Gent
7 Elect Sir Andrew Witty Mgmt For For For
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Stephanie A. Burns Mgmt For For For
10 Elect Stacey Cartwright Mgmt For For For
11 Elect Simon Dingemans Mgmt For For For
12 Elect Judy C. Lewent Mgmt For For For
13 Elect Sir Deryck C. Mgmt For For For
Maughan
14 Elect Daniel Podolsky Mgmt For For For
15 Elect Moncef Slaoui Mgmt For For For
16 Elect Tom de Swaan Mgmt For Against Against
17 Elect Sir Robert Wilson Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Exemption from Mgmt For For For
Statement of Senior
Auditor's
Name
25 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Brown Mgmt For For For
2 Elect Peter Chiarelli Mgmt For For For
3 Elect Thomas Dattilo Mgmt For For For
4 Elect Terry Growcock Mgmt For For For
5 Elect Lewis Hay, III Mgmt For For For
6 Elect Karen Katen Mgmt For For For
7 Elect Stephen Kaufman Mgmt For For For
8 Elect Leslie Kenne Mgmt For For For
9 Elect David Rickard Mgmt For For For
10 Elect James Stoffel Mgmt For For For
11 Elect Gregory Swienton Mgmt For For For
12 Elect Hansel Tookes II Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Right to Call a Special Mgmt For For For
Meeting
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HealthSouth Corporation
Ticker Security ID: Meeting Date Meeting Status
HLS CUSIP 421924309 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Chidsey Mgmt For For For
1.2 Elect Donald L. Correll Mgmt For For For
1.3 Elect Yvonne M. Curl Mgmt For For For
1.4 Elect Charles M. Elson Mgmt For For For
1.5 Elect Jay Grinney Mgmt For For For
1.6 Elect Jon F. Hanson Mgmt For For For
1.7 Elect Joan E. Herman Mgmt For For For
1.8 Elect Leo I. Higdon, Jr. Mgmt For For For
1.9 Elect Leslye G. Katz Mgmt For For For
1.10 Elect John E. Maupin, Mgmt For For For
Jr.
1.11 Elect L. Edward Shaw, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hudson City Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/18/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For Against Against
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For Against Against
Barshefsky
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Susan L. Decker Mgmt For For For
4 Elect John J. Donahoe Mgmt For For For
5 Elect Reed E. Hundt Mgmt For For For
6 Elect James D. Plummer Mgmt For For For
7 Elect David S. Pottruck Mgmt For For For
8 Elect Frank D. Yeary Mgmt For For For
9 Elect David B. Yoffie Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect Ahmet C. Dorduncu Mgmt For For For
3 Elect John V. Faraci Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Stacey J. Mobley Mgmt For For For
6 Elect Joan E. Spero Mgmt For For For
7 Elect John L. Townsend, Mgmt For For For
III
8 Elect John F. Turner Mgmt For For For
9 Elect William G. Walter Mgmt For For For
10 Elect J. Steven Whisler Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Right to Act by Written Mgmt For For For
Consent
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Sue Coleman Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michael M. E. Mgmt For For For
Johns
6 Elect Susan L. Lindquist Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For Against Against
8 Elect Leo F. Mullin Mgmt For For For
9 Elect William D. Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Ronald A. Williams Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Corporate Values
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For Against Against
2 Elect Crandall C. Bowles Mgmt For Against Against
3 Elect Stephen B. Burke Mgmt For For For
4 Elect David M. Cote Mgmt For Against Against
5 Elect James S. Crown Mgmt For Against Against
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Ellen V. Futter Mgmt For Against Against
9 Elect Laban P. Jackson, Mgmt For Against Against
Jr.
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Allow Shareholders to Mgmt For For For
Act by Written
Consent
15 Key Executive Mgmt For For For
Performance
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Alm Mgmt For For For
2 Elect John F. Bergstrom Mgmt For For For
3 Elect Abelardo E. Bru Mgmt For For For
4 Elect Robert W. Decherd Mgmt For For For
5 Elect Thomas J. Falk Mgmt For For For
6 Elect Fabian T. Garcia Mgmt For For For
7 Elect Mae C. Jemison Mgmt For For For
8 Elect James M. Jenness Mgmt For For For
9 Elect Nancy J. Karch Mgmt For For For
10 Elect Ian C. Read Mgmt For For For
11 Elect Linda Johnson Rice Mgmt For For For
12 Elect Marc J. Shapiro Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Avery Mgmt For For For
2 Elect William H. Mgmt For For For
Cunningham
3 Elect William P. Payne Mgmt For For For
4 Elect Patrick S. Pittard Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nolan D. Archibald Mgmt For For For
2 Elect Rosalind G. Brewer Mgmt For Against Against
3 Elect David B. Burritt Mgmt For Against Against
4 Elect James O. Ellis, Mgmt For For For
Jr.
5 Elect Thomas J. Falk Mgmt For For For
6 Elect Marillyn A. Hewson Mgmt For For For
7 Elect Gwendolyn S. King Mgmt For For For
8 Elect James M. Loy Mgmt For Against Against
9 Elect Douglas H. Mgmt For Against Against
McCorkindale
10 Elect Joseph W. Ralston Mgmt For Against Against
11 Elect Anne L. Stevens Mgmt For Against Against
12 Elect Robert J. Stevens Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Pierre R. Brondeau Mgmt For For For
3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
4 Elect Linda Z. Cook Mgmt For For For
5 Elect Shirley A. Jackson Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect Michael E.J. Mgmt For For For
Phelps
8 Elect Dennis H. Reilley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Anderson Mgmt For For For
1.2 Elect Victor Dzau Mgmt For Withhold Against
1.3 Elect Omar Ishrak Mgmt For For For
1.4 Elect Shirley Jackson Mgmt For For For
1.5 Elect Michael Leavitt Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For For For
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Kenneth C. Frazier Mgmt For For For
4 Elect Thomas H. Glocer Mgmt For For For
5 Elect William B. Mgmt For For For
Harrison,
Jr.
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Carlos E. Represas Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Wendell P. Weeks Mgmt For For For
12 Elect Peter C. Wendell Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
and Charitable
Contributions
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Public Policy
Advocacy
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Glenn Hubbard Mgmt For For For
2 Elect Steven A. Mgmt For For For
Kandarian
3 Elect John M. Keane Mgmt For For For
4 Elect Alfred F. Kelly, Mgmt For For For
Jr.
5 Elect James M. Kilts Mgmt For For For
6 Elect Catherine R. Mgmt For For For
Kinney
7 Elect Hugh B. Price Mgmt For For For
8 Elect Kenton J. Mgmt For For For
Sicchitano
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger Eaton Mgmt For For For
1.2 Elect Charles M. Mgmt For For For
Herington
1.3 Elect H. Sanford Riley Mgmt For For For
2 Amendment to Mgmt For For For
Certificate of
Incorporation
________________________________________________________________________________
Newell Rubbermaid, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott S. Cowen Mgmt For For For
2 Elect Cynthia A. Mgmt For For For
Montgomery
3 Elect Jose Ignacio Mgmt For For For
Perez-Lizaur
4 Elect Michael B. Polk Mgmt For For For
5 Elect Michael A. Todman Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 2013 Incentive Plan Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wesley G. Bush Mgmt For For For
2 Elect Victor H. Fazio Mgmt For For For
3 Elect Donald E. Mgmt For For For
Felsinger
4 Elect Stephen E. Frank Mgmt For Against Against
5 Elect Bruce S. Gordon Mgmt For For For
6 Elect Madeleine A. Mgmt For For For
Kleiner
7 Elect Karl J. Krapek Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Aulana L. Peters Mgmt For Against Against
10 Elect Gary Roughead Mgmt For For For
11 Elect Thomas M. Schoewe Mgmt For For For
12 Elect Kevin W. Sharer Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Ausiello Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Frances D. Mgmt For For For
Fergusson
5 Elect William H. Gray, Mgmt For For For
III
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Constance J. Mgmt For For For
Horner
8 Elect James M. Kilts Mgmt For For For
9 Elect George A. Lorch Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ian C. Read Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect Marc Mgmt For For For
Tessier-Lavigne
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For For For
3 Ratification of Auditor Mgmt For Against Against
4 2013 Omnibus Stock and Mgmt For For For
Performance Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP 724479100 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect Anne Busquet Mgmt For For For
3 Elect Roger Fradin Mgmt For For For
4 Elect Anne Sutherland Mgmt For For For
Fuchs
5 Elect S. Douglas Mgmt For For For
Hutcheson
6 Elect Marc Lautenbach Mgmt For For For
7 Elect Eduardo Menasce Mgmt For For For
8 Elect Michael Roth Mgmt For For For
9 Elect David Shedlarz Mgmt For For For
10 Elect David Snow, Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2013 Stock Plan Mgmt For For For
________________________________________________________________________________
R.R. Donnelley & Sons Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Quinlan,
III
2 Elect Stephen M. Wolf Mgmt For For For
3 Elect Susan M. Cameron Mgmt For For For
4 Elect Lee A. Chaden Mgmt For For For
5 Elect Richard L. Mgmt For For For
Crandall
6 Elect Judith H. Hamilton Mgmt For For For
7 Elect Richard K. Palmer Mgmt For For For
8 Elect John C. Pope Mgmt For For For
9 Elect Michael T. Riordan Mgmt For For For
10 Elect Oliver R. Sockwell Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel M. Delen Mgmt For For For
2 Elect Martin D. Mgmt For For For
Feinstein
3 Elect Lionel L. Nowell, Mgmt For For For
III
4 Elect Neil R. Withington Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Josef Ackermann Mgmt For Against Against
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday,
Jr.
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Josef Ackermann Mgmt For Against Against
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday,
Jr.
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil L. Anderson Mgmt For For For
2 Elect Arthur M. Blank Mgmt For For For
3 Elect Drew G. Faust Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland T. Mgmt For For For
Moriarty
7 Elect Robert C. Nakasone Mgmt For For For
8 Elect Ronald L. Sargent Mgmt For For For
9 Elect Elizabeth A. Smith Mgmt For For For
10 Elect Robert E. Sulentic Mgmt For For For
11 Elect Raul Vazquez Mgmt For For For
12 Elect Vijay Vishwanath Mgmt For For For
13 Elect Paul F. Walsh Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 09/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Richard Lerner Mgmt For For For
5 Elect Galia Maor Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Fee and Reimbursement Mgmt For For For
to Chairman Phillip
Frost
9 Payment to Vice Mgmt For For For
Chairman Moshe
Many
10 Amendments to Articles Mgmt For For For
11 Indemnification of Mgmt For For For
Directors/Officers
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
The Allstate Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert D. Beyer Mgmt For For For
3 Elect Kermit R. Crawford Mgmt For For For
4 Elect Jack M. Greenberg Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Ronald T. LeMay Mgmt For For For
7 Elect Andrea Redmond Mgmt For For For
8 Elect H. John Riley, Jr. Mgmt For For For
9 Elect John W. Rowe Mgmt For For For
10 Elect Judith A. Sprieser Mgmt For For For
11 Elect Mary Alice Taylor Mgmt For For For
12 Elect Thomas J. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2013 Equity Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect William Demchak Mgmt For For For
5 Elect Kay Coles James Mgmt For For For
6 Elect Richard Kelson Mgmt For For For
7 Elect Bruce Lindsay Mgmt For For For
8 Elect Anthony Massaro Mgmt For For For
9 Elect Jane Pepper Mgmt For For For
10 Elect James Rohr Mgmt For For For
11 Elect Donald Shepard Mgmt For For For
12 Elect Lorene Steffes Mgmt For For For
13 Elect Dennis Strigl Mgmt For For For
14 Elect Thomas Usher Mgmt For For For
15 Elect George Walls, Jr. Mgmt For For For
16 Elect Helge Wehmeier Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For Against Against
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lending
Portfolio Exposure to
Climate Change
Risk
________________________________________________________________________________
The Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89151E109 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect John H. Dasburg Mgmt For For For
3 Elect Janet M. Dolan Mgmt For For For
4 Elect Kenneth M. Mgmt For Against Against
Duberstein
5 Elect Jay S. Fishman Mgmt For For For
6 Elect Patricia L. Mgmt For For For
Higgins
7 Elect Thomas R. Hodgson Mgmt For For For
8 Elect William J. Kane Mgmt For For For
9 Elect Cleve L. Mgmt For Against Against
Killingsworth,
Jr.
10 Elect Donald J. Shepard Mgmt For Against Against
11 Elect Laurie J. Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Authorization of Mgmt For Against Against
Preferred
Stock
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending
Report
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CUSIP 89151E109 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Repurchase Mgmt For For For
Shares
5 Elect Thierry Desmarest Mgmt For Against Against
6 Elect Gunnar Brock Mgmt For For For
7 Elect Gerard Lamarche Mgmt For Against Against
8 Elect Charles Keller Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Authority to Grant Mgmt For For For
Stock
Options
11 Employee Stock Purchase Mgmt For For For
Plan
12 Shareholder Proposal Mgmt Against Against For
Regarding Creation of
an Independent Ethics
Committee
13 Shareholder Proposal Mgmt Against Against For
Regarding Linking
Executive Pay to
Industrial
Safety
14 Shareholder Proposal Mgmt Against Against For
Regarding Diversity
Label
15 Shareholder Proposal Mgmt Against Against For
Regarding Employee
Representation on
Compensation
Committee
16 Shareholder Proposal Mgmt Against Against For
Regarding Loyalty
Dividend
________________________________________________________________________________
Wal-Mart Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aida M. Alvarez Mgmt For Against Against
2 Elect James I. Cash, Jr. Mgmt For Against Against
3 Elect Roger C. Corbett Mgmt For For For
4 Elect Douglas N. Daft Mgmt For For For
5 Elect Michael T. Duke Mgmt For Against Against
6 Elect Timothy P. Flynn Mgmt For For For
7 Elect Marissa A. Mayer Mgmt For For For
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S. Mgmt For For For
Reinemund
10 Elect H. Lee Scott, Jr. Mgmt For Against Against
11 Elect Jim C. Walton Mgmt For For For
12 Elect S. Robson Walton Mgmt For For For
13 Elect Christopher J. Mgmt For Against Against
Williams
14 Elect Linda S. Wolf Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Approval of the Mgmt For For For
Management Incentive
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meeting
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For Against Against
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Susan E. Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald M. James Mgmt For Against Against
8 Elect Cynthia H. Mgmt For Against Against
Milligan
9 Elect Federico F. Pena Mgmt For For For
10 Elect Howard V. Mgmt For For For
Richardson
11 Elect Judith M. Runstad Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approve the Company's Mgmt For For For
Amended and Restated
Long-Term Incentive
Compensation
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Allen Mgmt For For For
2 Elect Gary DiCamillo Mgmt For For For
3 Elect Diane Dietz Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Michael Johnston Mgmt For For For
6 Elect William Kerr Mgmt For For For
7 Elect John Liu Mgmt For For For
8 Elect Harish Manwani Mgmt For For For
9 Elect William Perez Mgmt For For For
10 Elect Michael Todman Mgmt For For For
11 Elect Michael White Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Mgmt For For For
Omnibus Stock
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding the Approval
of Survivor Benefits
(Golden
Coffins)
________________________________________________________________________________
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenn A. Britt Mgmt For For For
2 Elect Ursula M. Burns Mgmt For For For
3 Elect Richard J. Mgmt For For For
Harrington
4 Elect William C. Hunter Mgmt For For For
5 Elect Robert J. Keegan Mgmt For For For
6 Elect Robert A. McDonald Mgmt For For For
7 Elect Charles Prince Mgmt For Against Against
8 Elect Ann N. Reese Mgmt For Against Against
9 Elect Sara M. Tucker Mgmt For For For
10 Elect Mary Agnes Mgmt For For For
Wilderotter
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2004 Mgmt For For For
Equity Compensation
Plan for Non-Employee
Directors
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant): AllianzGI NFJ Dividend, Interest & Premium
Strategy Fund
By (Signature and Title)*: /s/ Brian Shlissel
--------------------------------------
Name: Brian Shlissel
Title: President and Chief Executive Officer
Date: August 27, 2013
* Print the name and title of each signing officer under his or her signature.