FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of July 2012
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: July 30, 2012 | By: | /s/ Eiji Miura | ||
| Eiji Miura | ||||
| Senior Managing Director | ||||
[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on July 30, 2012]
| 1. | Reason for Submission |
As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on July 26, 2012, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.
| 2. | Matters Reported |
(1) Representative Executive Officers to retire
| Name (Date of Birth) |
New Title and Position |
Former Title and Position |
Number of Shareholdings (in hundreds) |
Date of Change | ||||||
| Kenichi Watanabe (Oct. 28, 1952) |
Senior Adviser | Director, Representative |
1,755 | Jul. 31, 2012 | ||||||
| Takumi Shibata (Jan. 8, 1953) |
Adviser | Director, Representative Chairman and CEO |
1,586 | Jul. 31, 2012 | ||||||
(2) Representative Executive Officers to be appointed
| Title and Position |
Name (Date of Birth) |
Date of Change | Number of Shareholdings (in hundreds) |
Brief Personal History | ||||||||
| Representative Executive Officer |
Koji Nagai | Aug. 1, 2012 | 1,115 | Apr. 1981 | Joined the Company | |||||||
| (Group CEO) |
(Jan. 25, 1959) |
Apr. 2003 |
Director of Nomura Securities Co., Ltd. | |||||||||
|
Jun. 2003 |
Senior Managing Director of Nomura Securities Co., Ltd. | |||||||||||
|
Apr. 2007 |
Executive Managing Director of Nomura Securities Co., Ltd. | |||||||||||
|
Oct. 2008 |
Senior Corporate Managing Director (Senior Managing Director) of Nomura Securities Co., Ltd. | |||||||||||
|
Apr. 2009 |
Executive Managing Director and Executive Vice President (Senior Managing Director) of Nomura Securities Co., Ltd. | |||||||||||
|
Apr. 2011 |
Co-COO and Deputy President of Nomura Securities Co., Ltd. | |||||||||||
|
Apr. 2012 |
Senior Managing Director Director and President of Nomura Securities Co., Ltd. (Current) | |||||||||||
| Representative Executive Officer |
Atsushi Yoshikawa | Aug. 1, 2012 | 369 | Apr. 1978 | Joined the Company | |||||||
| (Group COO, Wholesale CEO) |
(Apr. 7, 1954) |
Jun. 2000 |
Director Co-President of Nomura Securities International Inc. | |||||||||
| Oct. 2001 | Director of Nomura Securities Co., Ltd. | |||||||||||
| Jun. 2003 | Senior Managing Director of Nomura Securities Co., Ltd. | |||||||||||
| Apr. 2004 | Executive Managing Director Executive Managing Director of Nomura Asset Management Co., Ltd. | |||||||||||
| Apr. 2005 | Executive Managing Director Executive Vice President of Nomura Asset Management Co., Ltd. | |||||||||||
| Apr. 2006 | Executive Vice President of Nomura Asset Management Co., Ltd. | |||||||||||
| Apr. 2008 | Director and President of Nomura Asset Management Co., Ltd. Asset Management CEO | |||||||||||
| Oct. 2008 | Executive Managing Director Asset Management CEO Director, President & CEO of Nomura Asset Management Co., Ltd. | |||||||||||
| Jun. 2011 | Executive Vice President (Senior Managing Director) CEO for Americas Region CEO and President of Nomura Holding America Inc. (New York) | |||||||||||
| Oct. 2011 | Executive Vice President (Senior Managing Director) (Current) CEO for Americas Region (Current) CEO and President of Nomura Holding America Inc. (New York) (Current) Chairman and CEO of Nomura Securities International Inc. (Current) | |||||||||||
END