POST-EFFECTIVE AMENDMENT NO.1 TO FORM S-8

As filed with the Securities and Exchange Commission on April 2, 2012

Registration Statement No. 333-135430

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO.1 TO

FORM S-8

REGISTRATION STATEMENT UNDER THE

SECURITIES ACT OF 1933

 

 

NOMURA HORUDINGUSU KABUSHIKI KAISHA

(Exact Name of Registrant as Specified in Its Charter)

NOMURA HOLDINGS, INC.

(Translation of Registrant’s name into English)

 

 

 

Japan   None

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification No.)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo, 103-8645

Japan

(81-3-5255-1000)

(Address of Principal Executive Offices)

 

 

Stock Acquisition Rights (No.4) of Nomura Holdings, Inc.

(Full Title of the Plan)

 

 

Nomura Securities International, Inc.

2 World Financial Center, Building B

New York, New York 10281-1198

(212-667-9300)

(Name, Address and Telephone Number of Agent for Service)

 

 

 


EXPLANATORY NOTE

Nomura Holdings, Inc. (the “Registrant”) is hereby filing this Post-Effective Amendment No.1 to Registration Statement on Form S-8 filed on June 29, 2006 (File No. 333-135430) (the “Registration Statement”) to deregister shares of the Registrant’s common stock relating to options issued under the Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. (the “Plan”).

A total of 1,592,000 shares were registered under the Registration Statement.

Of the 1,592,000 shares relating to the options under the Plan, 1,224,000 shares remained unsold at the termination of the exercise period for the options issued under the Plan on June 30, 2011.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Tokyo, Japan on April 2, 2012.

 

NOMURA HOLDINGS, INC.
By:  

/s/ Kenichi Watanabe

Name:   Kenichi Watanabe
Title:   Group CEO

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 1 to Registration Statement has been signed by the following persons in the following capacities on April 2, 2012.


Signature

      

Title

    

/s/ Nobuyuki Koga

Nobuyuki Koga

     Chairman of the Board of Directors

/s/ Kenichi Watanabe

Kenichi Watanabe

    

Director

Group CEO

(Principal Executive Officer)

/s/ Takumi Shibata

Takumi Shibata

    

Director

Group COO

/s/ Haruo Tsuji

Haruo Tsuji

     Director

/s/ Tsuguoki Fujinuma

Tsuguoki Fujinuma

     Director

/s/ Masahiro Sakane

Masahiro Sakane

     Director

/s/ Colin Marshall

Colin Marshall

     Director

/s/ Clara Furse

Clara Furse

     Director

/s/ Takao Kusakari

Takao Kusakari

     Director

/s/ Toshinori Kanemoto

Toshinori Kanemoto

     Director

/s/ Michael Lim Choo San

Michael Lim Choo San

     Director

/s/ Masanori Itatani

Masanori Itatani

     Director

/s/ Masanori Nishimatsu

Masanori Nishimatsu

     Director

/s/ David Benson

David Benson

     Director

/s/ Junko Nakagawa

Junko Nakagawa

    

Executive Managing Director and

Chief Financial Officer

(Principal Financial Officer and

Principal Accounting Officer)

/s/ Atsushi Yoshikawa

Atsushi Yoshikawa

    

Executive Vice President

Authorized Representative in the United States