UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2010
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA November 12, 2010
--------------------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 314 lines
Form 13F Information Table Value Total: 2,169,234
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------------------------------------------
01 28-11546 Genworth Financial Wealth Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
3M CO COM COM 88579Y101 23,165 267,150 SH Sole 01 267,150
ABB LTD SPONSORED ADR SPONSORED ADR 000375204 3,866 183,070 SH Sole 01 183,070
ABBOTT LABS COM COM 002824100 13,560 259,578 SH Sole 01 259,578
ABERCROMBIE & FITCH CO CL A CL A 002896207 3,257 82,845 SH Sole 01 82,845
AES CORP COM COM 00130H105 7,189 633,406 SH Sole 01 633,406
AFFILIATED MANAGERS GROUP COM COM 008252108 6,445 82,621 SH Sole 01 82,621
AIR PRODS & CHEMS INC COM COM 009158106 6,352 76,697 SH Sole 01 76,697
ALBEMARLE CORP COM COM 012653101 5,467 116,800 SH Sole 01 116,800
ALEXANDER & BALDWIN INC COM COM 014482103 1,148 32,941 SH Sole 01 32,941
ALLEGHENY ENERGY INC COM COM 017361106 1,083 44,180 SH Sole 01 44,180
ALTERA CORP COM COM 021441100 1,622 53,771 SH Sole 01 53,771
AMEDISYS INC COM COM 023436108 817 34,313 SH Sole 01 34,313
AMERICA MOVIL SAB DE CV SPON ADR 02364W105 1,936 36,307 SH Sole 01 36,307
AMERICAN ELEC PWR INC COM COM 025537101 3,282 90,598 SH Sole 01 90,598
AMERICAN EXPRESS CO COM COM 025816109 0 2 SH Sole 01 2
AMERICAN MED SYS HLDGS INC COM COM 02744M108 1,060 54,125 SH Sole 01 54,125
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 4,343 73,915 SH Sole 01 73,915
ARKANSAS BEST CORP DEL COM COM 040790107 1,132 46,715 SH Sole 01 46,715
ASML HOLDING N V NY REG SHS COM N07059186 3,386 113,906 SH Sole 01 113,906
ASSOCIATED BANC CORP COM COM 045487105 1,257 95,309 SH Sole 01 95,309
ASSURED GUARANTY LTD COM COM G0585R106 1,160 67,797 SH Sole 01 67,797
AUTOLIV INC COM COM 052800109 7,021 107,472 SH Sole 01 107,472
AUTOMATIC DATA PROCESSING IN COM 053015103 7,628 181,501 SH Sole 01 181,501
BAIDU INC SPON ADR REP A ADR 056752108 3,348 32,627 SH Sole 01 32,627
BANCO SANTANDER SA ADR ADR 05964H105 4,685 370,026 SH Sole 01 370,026
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
BARCLAYS PLC ADR ADR 06738E204 4,251 225,536 SH Sole 01 225,536
BAXTER INTL INC COM COM 071813109 10,231 214,448 SH Sole 01 214,448
BE AEROSPACE INC COM COM 073302101 3,905 128,821 SH Sole 01 128,821
BECTON DICKINSON & CO COM COM 075887109 6,007 81,060 SH Sole 01 81,060
BHP BILLITON LTD SPONSORED ADR ADR 088606108 3,714 48,665 SH Sole 01 48,665
BIO RAD LABS INC CL A CL A 090572207 3,918 43,285 SH Sole 01 43,285
BLOUNT INTL INC NEW COM COM 095180105 1,612 126,654 SH Sole 01 126,654
BOK FINL CORP COM NEW COM 05561Q201 5,955 131,956 SH Sole 01 131,956
BRISTOW GROUP INC COM COM 110394103 301 8,345 SH Sole 01 8,345
BRITISH AMERN TOB PLC SPONS SPONSORED ADR 110448107 4,215 56,424 SH Sole 01 56,424
BUCYRUS INTL INC NEW COM COM 118759109 5,218 75,240 SH Sole 01 75,240
CACI INTL INC CL A CL A 127190304 885 19,559 SH Sole 01 19,559
CAPSTEAD MTG CORP COM NO PAR COM 14067E506 810 74,526 SH Sole 01 74,526
CARDINAL HEALTH INC COM COM 14149Y108 1,246 37,703 SH Sole 01 37,703
CATERPILLAR INC DEL COM COM 149123101 8,532 108,439 SH Sole 01 108,439
CENTURY ALUM CO COM COM 156431108 830 63,043 SH Sole 01 63,043
CERNER CORP COM COM 156782104 6,083 72,422 SH Sole 01 72,422
CHESAPEAKE ENERGY CORP COM COM 165167107 4,585 202,432 SH Sole 01 202,432
CHICOS FAS INC COM COM 168615102 741 70,460 SH Sole 01 70,460
CHINA LIFE INS CO LTD SPON ADR SPONSORED ADR 16939P106 1,476 24,808 SH Sole 01 24,808
CISCO SYS INC COM COM 17275R102 4,775 218,058 SH Sole 01 218,058
CMS ENERGY CORP COM COM 125896100 4,190 232,509 SH Sole 01 232,509
COCA COLA CO COM COM 191216100 4,853 82,934 SH Sole 01 82,934
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5,654 87,702 SH Sole 01 87,702
COINSTAR INC COM COM 19259P300 1,374 31,971 SH Sole 01 31,971
COLGATE PALMOLIVE CO COM COM 194162103 6,549 85,203 SH Sole 01 85,203
COMERICA INC COM COM 200340107 1,237 33,301 SH Sole 01 33,301
COMTECH TELECOMMUNICATIONS C COM 205826209 833 30,461 SH Sole 01 30,461
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
CONSTELLATION ENERGY GROUP I COM 210371100 840 26,049 SH Sole 01 26,049
COOPER COS INC COM NEW COM 216648402 1,265 27,378 SH Sole 01 27,378
CORE LABORATORIES N V COM COM N22717107 0 5 SH Sole 01 5
CORNING INC COM COM 219350105 7,451 407,610 SH Sole 01 407,610
COVIDIEN PLC SHS COM G2554F105 4,675 116,312 SH Sole 01 116,312
CTRIP COM INTL LTD AMERICAN DEP SPONSORED ADR 22943F100 2,320 48,581 SH Sole 01 48,581
DANAHER CORP DEL COM COM 235851102 7,951 195,779 SH Sole 01 195,779
DARDEN RESTAURANTS INC COM COM 237194105 1,713 40,040 SH Sole 01 40,040
DECKERS OUTDOOR CORP COM COM 243537107 1,159 23,197 SH Sole 01 23,197
DEL MONTE FOODS CO COM COM 24522P103 590 44,994 SH Sole 01 44,994
DELTA AIR LINES INC. COM 247361702 143 12,233 SH Sole 12,233
DEVON ENERGY CORP NEW COM COM 25179M103 3,585 55,371 SH Sole 01 55,371
DISCOVER FINL SVCS COM COM 254709108 1,507 90,323 SH Sole 01 90,323
DOLLAR TREE INC COM COM 256746108 1,780 36,504 SH Sole 01 36,504
DRIL-QUIP INC COM COM 262037104 2,078 33,451 SH Sole 01 33,451
E M C CORP MASS COM COM 268648102 6,238 307,157 SH Sole 01 307,157
EAST WEST BANCORP INC COM COM 27579R104 1,109 68,145 SH Sole 01 68,145
EBAY INC COM COM 278642103 7,420 304,086 SH Sole 01 304,086
EMERSON ELEC CO COM COM 291011104 4,848 92,071 SH Sole 01 92,071
EMULEX CORP COM NEW COM 292475209 578 55,364 SH Sole 01 55,364
ENTERGY CORP NEW COM COM 29364G103 1,787 23,347 SH Sole 01 23,347
ESTERLINE TECHNOLOGIES CORP COM 297425100 1,086 18,975 SH Sole 01 18,975
EXELON CORP COM COM 30161N101 1,341 31,490 SH Sole 01 31,490
EXXON MOBIL CORP COM COM 30231G102 2,848 46,090 SH Sole 01 46,090
EZCORP INC CL A NON VTG COM 302301106 796 39,713 SH Sole 01 39,713
FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 961 15,562 SH Sole 01 15,562
FRONTIER COMMUNICATIONS CORP. COM 35906A108 2 199 SH Sole 199
GENERAL DYNAMICS CORP COM COM 369550108 11,272 179,459 SH Sole 01 179,459
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
GEO GROUP INC COM COM 36159R103 1,102 47,196 SH Sole 01 47,196
GILEAD SCIENCES INC COM COM 375558103 4,340 121,866 SH Sole 01 121,866
GRAINGER W W INC COM COM 384802104 9,130 76,648 SH Sole 01 76,648
GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 5,348 355,805 SH Sole 01 355,805
GULF ISLAND FABRICATION INC COM COM 402307102 1,206 66,241 SH Sole 01 66,241
HALLIBURTON CO COM COM 406216101 5,146 155,619 SH Sole 01 155,619
HEWLETT PACKARD CO COM COM 428236103 6,047 143,746 SH Sole 01 143,746
HOLOGIC INC. COM 436440101 154 9,632 SH Sole 9,632
HONDA MOTOR LTD AMERN SHS COM 438128308 3,867 108,665 SH Sole 01 108,665
HSBC HLDGS PLC SPON ADR NEW SPONSORED ADR 404280406 3,732 73,772 SH Sole 01 73,772
HUNT J B TRANS SVCS INC COM COM 445658107 2,814 81,083 SH Sole 01 81,083
IBERIABANK CORP COM COM 450828108 0 7 SH Sole 01 7
ICICI BK LTD ADR ADR 45104G104 2,082 41,764 SH Sole 01 41,764
ILLINOIS TOOL WKS INC COM COM 452308109 7,028 149,460 SH Sole 01 149,460
INFORMATICA CORP COM COM 45666Q102 4,804 125,070 SH Sole 01 125,070
INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1,963 29,162 SH Sole 01 29,162
INGERSOLL-RAND PLC SHS COM G47791101 5,496 153,918 SH Sole 01 153,918
INTEL CORP COM COM 458140100 4,281 222,967 SH Sole 01 222,967
INTERNATIONAL BUSINESS MACHS COM 459200101 28,758 214,386 SH Sole 01 214,386
ISHARES INC MSCI AUSTRALIA ETF 464286103 12,903 543,525 SH Sole 01 543,525
ISHARES INC MSCI FRANCE ETF 464286707 359 14,975 SH Sole 01 14,975
ISHARES INC MSCI GERMAN ETF 464286806 362 16,446 SH Sole 01 16,446
ISHARES INC MSCI HONG KONG ETF 464286871 13,123 723,413 SH Sole 01 723,413
ISHARES INC MSCI JAPAN ETF 464286848 901 91,189 SH Sole 01 91,189
ISHARES INC MSCI MALAYSIA ETF 464286830 6,199 451,129 SH Sole 01 451,129
ISHARES INC MSCI NETHR INVES ETF 464286814 180 8,857 SH Sole 01 8,857
ISHARES INC MSCI SINGAPORE ETF 464286673 6,586 498,196 SH Sole 01 498,196
ISHARES INC MSCI SPAIN ETF 464286764 180 4,427 SH Sole 01 4,427
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES INC MSCI SWEDEN ETF 464286756 181 6,257 SH Sole 01 6,257
ISHARES INC MSCI SWITZERLD ETF 464286749 360 15,768 SH Sole 01 15,768
ISHARES INC MSCI UTD KINGD ETF 464286699 897 54,813 SH Sole 01 54,813
ISHARES SILVER TRUST ISHARES ETF 46428Q109 19,317 906,477 SH Sole 01 906,477
ISHARES TR AGENCY BD FD ETF 464288166 3,980 35,724 SH Sole 01 35,724
ISHARES TR BARCLY USAGG B ETF 464287226 60,871 560,252 SH Sole 01 560,252
ISHARES TR BARCLYS 1-3 YR ETF 464287457 19,074 226,074 SH Sole 01 226,074
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 9,747 92,790 SH Sole 01 92,790
ISHARES TR BARCLYS 20+ YR ETF 464287432 6,771 64,173 SH Sole 01 64,173
ISHARES TR BARCLYS 7-10 YR ETF 464287440 29,127 294,184 SH Sole 01 294,184
ISHARES TR BARCLYS CR BD ETF 464288620 17,804 165,023 SH Sole 01 165,023
ISHARES TR BARCLYS MBS BD ETF 464288588 25,095 229,956 SH Sole 01 229,956
ISHARES TR BARCLYS SH TREA ETF 464288679 460 4,170 SH Sole 01 4,170
ISHARES TR BARCLYS TIPS BD ETF 464287176 12,078 110,749 SH Sole 01 110,749
ISHARES TR DJ INTL SEL DIVD ETF 464288448 673 21,172 SH Sole 01 21,172
ISHARES TR DJ SEL DIV INX ETF 464287168 682 14,565 SH Sole 01 14,565
ISHARES TR DJ US BAS MATL ETF 464287838 5,243 81,176 SH Sole 01 81,176
ISHARES TR DJ US TECH SEC ETF 464287721 7,028 121,489 SH Sole 01 121,489
ISHARES TR DJ US TELECOMM ETF 464287713 1,747 80,166 SH Sole 01 80,166
ISHARES TR IBOXX INV CPBD ETF 464287242 4,236 37,455 SH Sole 01 37,455
ISHARES TR JPMORGAN USD ETF 464288281 999 8,976 SH Sole 01 8,976
ISHARES TR MSCI EAFE IDX ETF 464287465 122,256 2,226,074 SH Sole 01 2,226,074
ISHARES TR MSCI EMERG MKT ETF 464287234 83,030 1,854,583 SH Sole 01 1,854,583
ISHARES TR MSCI GRW IDX ETF 464288885 17,225 303,849 SH Sole 01 303,849
ISHARES TR MSCI VAL IDX ETF 464288877 17,022 349,810 SH Sole 01 349,810
ISHARES TR RUSL 2000 GROW ETF 464287648 485 6,492 SH Sole 01 6,492
ISHARES TR RUSL 2000 VALU ETF 464287630 1,432 23,101 SH Sole 01 23,101
ISHARES TR RUSL 3000 VALU ETF 464287663 349 4,506 SH Sole 01 4,506
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR RUSSELL 1000 ETF 464287622 6,959 110,199 SH Sole 01 110,199
ISHARES TR RUSSELL 2000 ETF 464287655 42,236 625,718 SH Sole 01 625,718
ISHARES TR RUSSELL MCP GR ETF 464287481 10,957 219,936 SH Sole 01 219,936
ISHARES TR RUSSELL1000GRW ETF 464287614 342 6,665 SH Sole 01 6,665
ISHARES TR RUSSELL1000VAL ETF 464287598 6,312 106,998 SH Sole 01 106,998
ISHARES TR S&P 500 INDEX ETF 464287200 5,769 50,389 SH Sole 01 50,389
ISHARES TR S&P 500 VALUE ETF 464287408 1,256 23,151 SH Sole 01 23,151
ISHARES TR S&P CAL AMTFR MN ETF 464288356 9 80 SH Sole 01 80
ISHARES TR S&P GL UTILITI ETF 464288711 11,622 257,584 SH Sole 01 257,584
ISHARES TR S&P MIDCAP 400 ETF 464287507 3,027 37,798 SH Sole 01 37,798
ISHARES TR S&P MIDCP VALU ETF 464287705 755 10,615 SH Sole 01 10,615
ISHARES TR S&P NA MULTIMD ETF 464287531 164 5,527 SH Sole 01 5,527
ISHARES TR S&P NTL AMTFREE ETF 464288414 4,557 42,682 SH Sole 01 42,682
ISHARES TR S&P SMLCP GROW ETF 464287887 97 1,550 SH Sole 01 1,550
ISHARES TR S&P SMLCP VALU ETF 464287879 97 1,562 SH Sole 01 1,562
ISHARES TR S&P500 GRW ETF 464287309 7,033 118,453 SH Sole 01 118,453
ISHARES TR SMLL CORE INDX ETF 464288505 49 631 SH Sole 01 631
ISHARES TR SMLL GRWTH IDX ETF 464288604 97 1,345 SH Sole 01 1,345
ISHARES TR SMLL VAL INDX ETF 464288703 97 1,333 SH Sole 01 1,333
ISHARES TR US PFD STK IDX ETF 464288687 679 17,070 SH Sole 01 17,070
ITAU UNIBANCO HLDG SA SPON SPONSORED ADR 465562106 2,043 84,506 SH Sole 01 84,506
ITT CORP NEW COM COM 450911102 5,184 110,705 SH Sole 01 110,705
JAKKS PAC INC COM COM 47012E106 1,771 100,413 SH Sole 01 100,413
JARDEN CORP COM COM 471109108 1,055 33,891 SH Sole 01 33,891
JOHNSON & JOHNSON COM COM 478160104 8,007 129,227 SH Sole 01 129,227
JPMORGAN CHASE & CO COM COM 46625H100 9,600 252,245 SH Sole 01 252,245
KEYCORP NEW COM COM 493267108 1,312 164,776 SH Sole 01 164,776
KNIGHT TRANSN INC COM COM 499064103 865 44,749 SH Sole 01 44,749
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
KRAFT FOODS INC CL A CL A 50075N104 10,542 341,611 SH Sole 01 341,611
KUBOTA CORP ADR ADR 501173207 853 18,525 SH Sole 01 18,525
LEAR CORP COM NEW COM 521865204 709 8,979 SH Sole 01 8,979
LHC GROUP INC COM COM 50187A107 749 32,292 SH Sole 01 32,292
LINCOLN EDL SVCS CORP COM COM 533535100 555 38,506 SH Sole 01 38,506
LKQ CORP COM COM 501889208 4,280 205,759 SH Sole 01 205,759
LOEWS CORP COM COM 540424108 5,118 135,033 SH Sole 01 135,033
LOWES COS INC COM COM 548661107 18,477 828,958 SH Sole 01 828,958
M/I HOMES INC COM COM 55305B101 785 75,673 SH Sole 01 75,673
MADDEN STEVEN LTD COM COM 556269108 1,844 44,903 SH Sole 01 44,903
MAIDEN HOLDINGS LTD SHS COM G5753U112 1,042 136,971 SH Sole 01 136,971
MAKITA CORP ADR NEW ADR 560877300 978 30,633 SH Sole 01 30,633
MARINEMAX INC COM COM 567908108 80 11,359 SH Sole 01 11,359
MARSHALL & ILSLEY CORP NEW COM COM 571837103 1,084 154,026 SH Sole 01 154,026
MASTERCARD INC CL A CL A 57636Q104 6,787 30,301 SH Sole 01 30,301
MBIA INC COM COM 55262C100 176 17,560 SH Sole 01 17,560
MCDONALDS CORP COM COM 580135101 8,244 110,638 SH Sole 01 110,638
MECHEL OAO SPONSORED ADR ADR 583840103 1,702 68,344 SH Sole 01 68,344
MERCK & CO INC NEW COM COM 58933Y105 4,878 132,520 SH Sole 01 132,520
METLIFE INC COM COM 59156R108 4,242 110,337 SH Sole 01 110,337
MICROSOFT CORP COM COM 594918104 4,769 194,713 SH Sole 01 194,713
NALCO HOLDING COMPANY COM COM 62985Q101 7,370 292,335 SH Sole 01 292,335
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 2,176 50,914 SH Sole 01 50,914
NEWTEK BUSINESS SERVICES INC. COM 652526104 202 146,141 SH Sole 146,141
NEXTERA ENERGY INC COM COM 65339F101 587 10,791 SH Sole 01 10,791
NORTHERN TR CORP COM COM 665859104 4,978 103,199 SH Sole 01 103,199
NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 2,085 36,149 SH Sole 01 36,149
NOVO-NORDISK A S ADR ADR 670100205 4,882 49,596 SH Sole 01 49,596
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
NRG ENERGY INC COM NEW COM 629377508 222 10,648 SH Sole 01 10,648
NTT DOCOMO INC SPONS ADR ADR 62942M201 4,106 245,546 SH Sole 01 245,546
OCEANEERING INTL INC COM COM 675232102 1,119 20,780 SH Sole 01 20,780
OLD REP INTL CORP COM COM 680223104 1,376 99,335 SH Sole 01 99,335
ORACLE CORP COM COM 68389X105 8,175 304,469 SH Sole 01 304,469
PARKER HANNIFIN CORP COM COM 701094104 6,349 90,616 SH Sole 01 90,616
PENN VA CORP COM COM 707882106 727 45,328 SH Sole 01 45,328
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,364 37,608 SH Sole 01 37,608
PFIZER INC COM COM 717081103 5,519 321,404 SH Sole 01 321,404
PG&E CORP COM COM 69331C108 2,612 57,513 SH Sole 01 57,513
PHILIP MORRIS INTL INC COM COM 718172109 7,984 142,522 SH Sole 01 142,522
PLAINS EXPL& PRODTN CO COM COM 726505100 5,480 205,467 SH Sole 01 205,467
POSCO SPONSORED ADR ADR 693483109 1,642 14,407 SH Sole 01 14,407
POWERSHARES GLOBAL ETF TRUST ETF 73936T474 6,264 254,750 SH Sole 01 254,750
POWERSHARES QQQ TRUST UNIT ETF 73935A104 186,471 3,800,103 SH Sole 01 3,800,103
POWERSHS DB US DOLLAR INDEX DO ETF 73936D107 214 9,354 SH Sole 01 9,354
PPL CORP COM COM 69351T106 1,895 69,574 SH Sole 01 69,574
PRAXAIR INC COM COM 74005P104 8,853 98,083 SH Sole 01 98,083
PROCTER & GAMBLE CO COM COM 742718109 16,979 283,124 SH Sole 01 283,124
PUBLIC SVC ENTERPRISE GROUP COM 744573106 409 12,363 SH Sole 01 12,363
RALCORP HLDGS INC NEW COM COM 751028101 4,460 76,269 SH Sole 01 76,269
REGIONS FINANCIAL CORP NEW COM COM 7591EP100 1,027 141,207 SH Sole 01 141,207
RESMED INC COM COM 761152107 1,835 55,925 SH Sole 01 55,925
ROSETTA RESOURCES INC COM COM 777779307 4,983 212,142 SH Sole 01 212,142
ROVI CORP COM COM 779376102 8,082 160,320 SH Sole 01 160,320
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 200 6,348 SH Sole 01 6,348
SALESFORCE COM INC COM COM 79466L302 4,723 42,244 SH Sole 01 42,244
SANOFI AVENTIS SPONSORED ADR ADR 80105N105 4,520 135,944 SH Sole 01 135,944
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
SEATTLE GENETICS INC COM COM 812578102 1,124 72,394 SH Sole 01 72,394
SELECT SECTOR SPDR TR SBI CONS ETF 81369Y407 3,216 96,255 SH Sole 01 96,255
SELECT SECTOR SPDR TR SBI CONS ETF 81369Y308 3,504 125,670 SH Sole 01 125,670
SELECT SECTOR SPDR TR SBI HEALT ETF 81369Y209 4,763 156,229 SH Sole 01 156,229
SELECT SECTOR SPDR TR SBI INT-EN ETF 81369Y506 3,682 65,672 SH Sole 01 65,672
SELECT SECTOR SPDR TR SBI INT-FIN ETF 81369Y605 3,254 226,828 SH Sole 01 226,828
SELECT SECTOR SPDR TR SBI INT-IN ETF 81369Y704 5,500 175,834 SH Sole 01 175,834
SELECT SECTOR SPDR TR SBI INT-UTI ETF 81369Y886 2,338 74,506 SH Sole 01 74,506
SELECT SECTOR SPDR TR SBI MATER ETF 81369Y100 955 29,138 SH Sole 01 29,138
SEMPRA ENERGY COM COM 816851109 508 9,443 SH Sole 01 9,443
SINGAPORE FD INC COM COM 82929L109 0 14 SH Sole 01 14
SMITHFIELD FOODS INC COM COM 832248108 1,066 63,344 SH Sole 01 63,344
SOCIEDAD QUIMICA MINERA DE C SPONSORED ADR 833635105 2,240 46,430 SH Sole 01 46,430
SOLERA HOLDINGS INC COM COM 83421A104 8,433 190,973 SH Sole 01 190,973
SOUTHERN CO COM COM 842587107 685 18,397 SH Sole 01 18,397
SPDR GOLD TRUST GOLD SHS ETF 78463V107 27,678 216,385 SH Sole 01 216,385
SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 1,973 23,771 SH Sole 01 23,771
SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 2,232 57,981 SH Sole 01 57,981
SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 4,778 68,372 SH Sole 01 68,372
SPDR INDEX SHS FDS INTL INDS ETF ETF 78463X673 165 6,424 SH Sole 01 6,424
SPDR INDEX SHS FDS S&P INTL SMLC ETF 78463X871 2,320 83,050 SH Sole 01 83,050
SPDR INDEX SHS FDS S&P WRLD EX ETF 78463X889 11,934 494,366 SH Sole 01 494,366
SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 215,930 1,891,961 SH Sole 01 1,891,961
SPDR S&P MIDCAP 400 ETF TR UTSE ETF 78467Y107 74,614 512,495 SH Sole 01 512,495
SPDR SERIES TRUST BARC CAPTL ETF 78464A474 1,649 54,185 SH Sole 01 54,185
SPDR SERIES TRUST BARCL CAP TIPS ETF 78464A656 891 16,507 SH Sole 01 16,507
SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 14,217 310,068 SH Sole 01 310,068
SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 13,651 236,307 SH Sole 01 236,307
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 754 12,577 SH Sole 01 12,577
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 9,659 241,419 SH Sole 01 241,419
SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 550 9,366 SH Sole 01 9,366
SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 6,029 105,141 SH Sole 01 105,141
SPDR SERIES TRUST DJ SML CAP ETF ETF 78464A813 3,108 54,069 SH Sole 01 54,069
SPDR SERIES TRUST DJ SML GRWTH ETF 78464A201 97 1,042 SH Sole 01 1,042
SPDR SERIES TRUST DJ SML VALUE ETF 78464A300 98 1,593 SH Sole 01 1,593
SPDR SERIES TRUST NUVN BR SHT ETF 78464A425 6,830 280,852 SH Sole 01 280,852
SPDR SERIES TRUST NUVN BRCLY ETF 78464A458 9,011 382,626 SH Sole 01 382,626
SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 5,454 108,689 SH Sole 01 108,689
SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 1,193 30,219 SH Sole 01 30,219
STERICYCLE INC COM COM 858912108 1,293 18,608 SH Sole 01 18,608
STEWART INFORMATION SVCS COR COM 860372101 95 8,356 SH Sole 01 8,356
STRYKER CORP COM COM 863667101 7,163 143,119 SH Sole 01 143,119
SUNTRUST BKS INC COM COM 867914103 132 5,102 SH Sole 01 5,102
SXC HEALTH SOLUTIONS CORP COM COM 78505P100 2,388 65,489 SH Sole 01 65,489
SYMANTEC CORP COM COM 871503108 4,506 297,835 SH Sole 01 297,835
TALEO CORP CL A CL A 87424N104 979 33,774 SH Sole 01 33,774
TARGACEPT INC COM COM 87611R306 1,047 46,856 SH Sole 01 46,856
TARGET CORP COM COM 87612E106 13,711 256,574 SH Sole 01 256,574
TESSERA TECHNOLOGIES INC COM COM 88164L100 817 44,157 SH Sole 01 44,157
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,568 29,716 SH Sole 01 29,716
THERMO FISHER SCIENTIFIC INC COM COM 883556102 4,719 98,550 SH Sole 01 98,550
TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 4,617 89,480 SH Sole 01 89,480
TOWER GROUP INC COM COM 891777104 1,024 43,852 SH Sole 01 43,852
TOYOTA MOTOR CORP SP ADR REP2 COM 892331307 4,718 65,919 SH Sole 01 65,919
TREEHOUSE FOODS INC COM COM 89469A104 4,944 107,250 SH Sole 01 107,250
TRIUMPH GROUP INC NEW COM COM 896818101 2,120 28,423 SH Sole 01 28,423
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
TUPPERWARE BRANDS CORP COM COM 899896104 7,106 155,295 SH Sole 01 155,295
TUTOR PERINI CORP COM COM 901109108 917 45,665 SH Sole 01 45,665
TYCO ELECTRONICS LTD SWITZER COM H8912P106 6,321 216,317 SH Sole 01 216,317
UBS AG SHS NEW COM H89231338 951 55,864 SH Sole 01 55,864
UGI CORP NEW COM COM 902681105 1,267 44,269 SH Sole 01 44,269
UNILEVER N V N Y SHS NEW ADR 904784709 1,430 47,855 SH Sole 01 47,855
UNISOURCE ENERGY CORP COM COM 909205106 987 29,529 SH Sole 01 29,529
UNITED CONTINENTAL HOLDINGS INC. COM 902549807 57 2,409 SH Sole 2,409
UNITED TECHNOLOGIES CORP COM COM 913017109 26,583 373,196 SH Sole 01 373,196
USANA HEALTH SCIENCES INC COM COM 90328M107 1,022 25,314 SH Sole 01 25,314
VALE S A ADR ADR 91912E105 1,820 58,188 SH Sole 01 58,188
VANGUARD BD INDEX FD INC TOTAL ETF 921937835 10,436 126,248 SH Sole 01 126,248
VANGUARD INDEX FDS GROWTH ETF ETF 922908736 18,789 341,777 SH Sole 01 341,777
VANGUARD INDEX FDS LARGE CAP ETF 922908637 2 29 SH Sole 01 29
VANGUARD INDEX FDS SM CP VAL ETF 922908611 4,526 75,820 SH Sole 01 75,820
VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 195 3,067 SH Sole 01 3,067
VANGUARD INDEX FDS SML CP GRW ETF 922908595 7,584 113,552 SH Sole 01 113,552
VANGUARD INDEX FDS VALUE ETF ETF 922908744 28,029 575,537 SH Sole 01 575,537
VANGUARD INTL EQUITY INDEX F EMR ETF 922042858 11,929 262,410 SH Sole 01 262,410
VANGUARD INTL EQUITY INDEX F EUR ETF 922042874 12,691 260,488 SH Sole 01 260,488
VANGUARD INTL EQUITY INDEX F ETF 922042718 5,522 60,206 SH Sole 01 60,206
VANGUARD INTL EQUITY INDEX F PAC ETF 922042866 14,662 272,277 SH Sole 01 272,277
VANGUARD TAX-MANAGED FD EURO ETF 921943858 11,020 319,223 SH Sole 01 319,223
VANGUARD WORLD FD MEGA CAP IND ETF 921910873 1 15 SH Sole 01 15
VERIZON COMMUNICATIONS INC. COM 92343V104 27 832 SH Sole 832
VIAD CORP COM NEW COM 92552R406 601 31,096 SH Sole 01 31,096
VISA INC COM CL A CL A 92826C839 4,677 62,985 SH Sole 01 62,985
VODAFONE GROUP PLC NEW SPONS ADR 92857W209 9,939 400,615 SH Sole 01 400,615
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
WAL MART STORES INC COM COM 931142103 5,701 106,522 SH Sole 01 106,522
WARNACO GROUP INC COM NEW COM 934390402 2,983 58,348 SH Sole 01 58,348
WATERS CORP COM COM 941848103 8,283 117,024 SH Sole 01 117,024
WESTPAC BKG CORP SPONSORED SPONSORED ADR 961214301 3,406 30,327 SH Sole 01 30,327
WILLIAMS COS INC DEL COM COM 969457100 1,508 78,922 SH Sole 01 78,922
WISDOMTREE TRUST INDIA ERNGS FD ETF 97717W422 6,281 238,188 SH Sole 01 238,188
XL GROUP PLC SHS ADDED ADR G98290102 1,499 69,189 SH Sole 01 69,189
YAHOO INC COM COM 984332106 5,109 360,559 SH Sole 01 360,559
YANZHOU COAL MNG CO LTD SPON SPONSORED ADR 984846105 1,942 79,689 SH Sole 01 79,689