Post-Effective Amendment No. 1 to Form S-8

As filed with the Securities and Exchange Commission on July 27, 2009

Registration Statement No. 333-116985

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM S-8

REGISTRATION STATEMENT UNDER THE

SECURITIES ACT OF 1933

 

 

NOMURA HORUDINGUSU KABUSHIKI KAISHA

(Exact Name of Registrant as Specified in Its Charter)

NOMURA HOLDINGS, INC.

(Translation of Registrant’s name into English)

 

 

 

Japan   None

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification No.)

 

 

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo, 103-8645

Japan

(81-3-5255-1000)

(Address of Principal Executive Offices)

 

 

Stock Acquisition Rights (No. 1) of Nomura Holdings, Inc.

(Full Title of the Plan)

 

 

Nomura Securities International, Inc.

2 World Financial Center, Building B

New York, New York 10281-1198

(212-667-9300)

(Name, Address and Telephone Number of Agent for Service)

 

 

 


EXPLANATORY NOTE

Nomura Holdings, Inc. (the “Registrant”) is hereby filing this Post-Effective Amendment No.1 to Registration Statement on Form S-8 filed on June 30, 2004 (File No. 333-116985) (the “Registration Statement”) to deregister shares of the Registrant’s common stock relating to options issued under the Stock Acquisition Rights (No.1) of Nomura Holdings, Inc. (the “Plan”).

A total of 2,204,000 shares were registered under the Registration Statement.

Of the 2,204,000 shares relating to the options under the Plan, 1,166,000 shares remained unsold at the termination of the exercise period for the options issued under the Plan on June 30, 2009.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Tokyo, Japan on July 27, 2009.

 

NOMURA HOLDINGS, INC.
By:  

/s/ Kenichi Watanabe

Name:   Kenichi Watanabe
Title:   President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 1 to Registration Statement has been signed by the following persons in the following capacities on July 27, 2009.


Signature

     

Title

/s/ Junichi Ujiie

    Chairman of the Board of Directors
Junichi Ujiie    

/s/ Kenichi Watanabe

    Director
Kenichi Watanabe    

President and Chief Executive Officer

(Principal Executive Officer)

/s/ Takumi Shibata

    Director
Takumi Shibata     Deputy President and Chief Operating Officer

/s/ Masaharu Shibata

    Director
Masaharu Shibata    

/s/ Hideaki Kubori

    Director
Hideaki Kubori    

/s/ Masahiro Sakane

    Director
Masahiro Sakane    

/s/ Haruo Tsuji

    Director
Haruo Tsuji    

/s/ Tsuguoki Fujinuma

    Director
Tsuguoki Fujinuma    

/s/ Hajime Sawabe

    Director
Hajime Sawabe    

/s/ Masanori Itatani

    Director
Masanori Itatani    


/s/ Yoshifumi Kawabata

    Director
Yoshifumi Kawabata    

/s/ Fumihide Nomura

    Director
Fumihide Nomura    

/s/ Masafumi Nakada

    Executive Managing Director and Chief Financial Officer
Masafumi Nakada     (Principal Financial Officer and Principal Accounting Officer)

/s/ Shigesuke Kashiwagi

    Senior Managing Director
Shigesuke Kashiwagi     Authorized Representative in the United States