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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
John E Barbey Trust UDT dated 08/21/51 FBO Helen Mucklow (dec'd) as appt'd for John E. B.DuPont C/O PNC BANK, NA 1600 MARKET STREET 29TH FLOOR PHILADELPHIA, PA 19103 |
X |
/s/ Juliana L. Chugg, Trustee | 06/02/2015 | |
**Signature of Reporting Person | Date | |
/s/ Clarence Otis, Trustee | 06/02/2015 | |
**Signature of Reporting Person | Date | |
PNC Bank National Association., Trustee By: /s/ Melanie Lynagh | 06/02/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is one of a number of trusts funded by John E. Barbey that have the same Trustees and that report collective beneficial ownership. The reporting person denies beneficial ownership in the shares listed as beneficially owned following the reported transaction(s) except to the extent of the reporting person's pecuniary interest, which was 2,047,800 shares after the latest transaction reported on this Form 4. |