ulvr201010046kbatch.htm
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of September, 2010
UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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UNILEVER PLC
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/S/ T E LOVELL
By T E LOVELL
SECRETARY
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Date: 4 October, 2010
EXHIBIT INDEX
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EXHIBIT NUMBER
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EXHIBIT DESCRIPTION
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99
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Notice to London Stock Exchange dated 4 October, 2010
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Exhibit 99
This Report on Form 6-K contains the following:
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Exhibit 1:
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Stock Exchange Announcement dated 17 September 2010 entitled ‘Director/PDMR Shareholding’
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Exhibit 1:
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
Unilever PLC was notified on 16 September 2010 that on 15 September 2010 dividend equivalents earned on the Unilever Global Share Incentive Plan 2007, the Unilever North America 2002 Omnibus Equity Compensation Plan Before-Tax Share Bonus Program, and the Unilever Share Matching Scheme shares were reinvested as additional shares based on the London Stock Exchange closing price of £17.78 or the New York Stock Exchange closing price of US$21.58 (as appropriate) on 15 September 2010.
Unilever Global Share Incentive Plan 2007 (GSIP)
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents were reinvested as follows:
Professor G Berger (PDMR) - 154 Ordinary 3 1/9 pence shares
Mr D A Baillie (PDMR) - 190 Ordinary 3 1/9 pence shares
Mr J-M Huët (Director) - 337 Ordinary 3 1/9 pence shares
Mr D Lewis (PDMR) - 144 Ordinary 3 1/9 pence shares
Mr H Manwani (PDMR) - 158 Ordinary 3 1/9 pence shares
Mr P G J M Polman (Director) - 481 Ordinary 3 1/9 pence shares
Mr P L Sigismondi (PDMR) - 121 Ordinary 3 1/9 pence shares
Mr K C F Weed (PDMR) - 144 Ordinary 3 1/9 pence shares
The above transactions were carried out in the UK.
Mr A J Ogg (PDMR) - 244 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
Mr M B Polk (PDMR) - 402 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
The above transactions were carried out in the USA.
Unilever North America 2002 Omnibus Equity Compensation Plan - Before-Tax Share Bonus Program
Dividend equivalents earned on shares in the Share Bonus Program were reinvested and will be distributed in July of the calendar year after retirement or termination. There are no performance conditions associated with receiving these dividends. The dividend equivalents were reinvested as follows:
Mr A J Ogg (PDMR)
Plan Year 2004: 6 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
Plan Year 2005: 4 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
Plan Year 2006: 13 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
Mr M B Polk (PDMR)
Plan Year 2004: 11 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
Plan Year 2005: 28 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
Plan Year 2006: 16 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
The above transactions were carried out in the USA.
Unilever Share Matching Scheme
Dividend equivalents were earned on shares purchased as part of the individuals' annual bonuses awarded in 2008 and 2009 pursuant to the Unilever Share Matching Scheme. The dividend equivalents were reinvested as follows:
Mr D Lewis (PDMR)
Plan Year 2008: 15 Ordinary 3 1/9 pence shares
Plan Year 2009: 10 Ordinary 3 1/9 pence shares
Mr K C F Weed (PDMR)
Plan Year 2008: 17 Ordinary 3 1/9 pence shares
Plan Year 2009: 23 Ordinary 3 1/9 pence shares
The above transactions were carried out in the UK.
Reinvestment of dividend on purchased shares
Dividends were earned on shares beneficially owned, and reinvested as follows:
Mr D Lewis (PDMR) - 190 Ordinary 3 1/9 pence shares
Mr K C F Weed (PDMR) - 108 Ordinary 3 1/9 pence shares
The above transactions were carried out in the UK.
This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
HOLLY SCOTT - +44(0)207 822 5927
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - GROUP SECRETARY
17 September 2010
Safe Harbour
This announcement may contain forward-looking statements, including ‘forward-looking statements’ within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as ‘expects’, ‘anticipates’, ‘intends’, ‘believes’ or the negative of these terms and other similar expressions of future performance or results, and their negatives, are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Group. They are not historical facts, nor are they guarantees of future performance. Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements, including, among others, competitive pricing and activities, economic slowdown, industry consolidation, access to credit markets, recruitment levels, reputational risks, commodity prices, continued availability of raw materials, prioritisation of projects, consumption levels, costs, the ability to maintain and manage key customer relationships and supply chain sources, consumer demands, currency values, interest rates, the ability to integrate acquisitions and complete planned divestitures, the ability to complete planned restructuring activities, physical risks, environmental risks, the ability to manage regulatory, tax and legal matters and resolve pending matters within current estimates, legislative, fiscal and regulatory developments, political, economic and social conditions in the geographic markets where the Group operates and new or changed priorities of the Boards. Further details of potential risks and uncertainties affecting the Group are described in the Group’s filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including the 20-F Report and the Annual Report and Accounts 2009. These forward-looking statements speak only as of the date of this document. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Group’s expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based.