1. Name and Address of Reporting Person * |
Â
FORD WILLIAM E |
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2. Date of Event Requiring Statement (Month/Day/Year) 04/03/2007 |
3. Issuer Name and Ticker or Trading Symbol NYSE Euronext, Inc. [NYX]
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C/O NYSE EURONEXT, 11 WALL STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
_____ 10% Owner |
_____ Officer (give title below) |
_____ Other (specify below) |
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5. If Amendment, Date Original Filed(Month/Day/Year)
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NEW YORK, NY 10005 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share
(1)
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5,384,509
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I
(2)
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By General Atlantic Partners 77, L.P. (See FN 2)
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Common Stock, par value $0.01 per share
(1)
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2,333,995
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I
(2)
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By GAP-W Holdings, L.P. (See FN 2)
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Common Stock, par value $0.01 per share
(1)
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96,813
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I
(2)
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By GapStar, LLC (See FN 2)
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Common Stock, par value $0.01 per share
(1)
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450,919
|
I
(2)
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By GAP Coinvestment Partners II, L.P. (See FN 2)
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
(1)
|
Â
(3)
|
Â
(3)
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Common Stock, par value $0.01 per share
|
13,948
|
$
(3)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Acquired in exchange for an equal number of equivalent securities of NYSE Group, Inc. in connection with the consummation on April 4, 2007, of the transactions contemplated by the Amended and Restated Combination Agreement dated November 27, 2007 by and among the Issuer, NYSE Group, Inc., Euronext N.V. and Jefferson Merger Sub, Inc. |
(2) |
8,266,236 shares of common stock consists of 5,384,509 shares owned by General Atlantic Partners 77, L.P.("GAP 77"), 2,333,995 shares owned by GAP-W Holdings, L.P.("GAP-W"), 96,813 shares owned by GapStar, LLC ("GapStar") and 450,919 shares owned by GAP Coinvestment Partners II, L.P.("GAPCO II"). Mr. Ford is Chief Executive Officer and a Managing Director of General Atlantic LLC ("GA LLC") and a general partner of GAPCO II. GA LLC is the general partner of GAP 77 and GAP-W, and the sole member of GapStar. The general partners of GAPCO II are also Managing Directors of GA LLC. Mr. Ford disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
(3) |
Each RSU represents the right to receive one share of the Issuer's common stock upon the Reporting Person's termination of service on the Board of Directors for any reason other than termination for cause. |