UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

___________________________________

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

 

June 5, 2013

 

GSV CAPITAL CORP.

(Exact name of registrant as specified in its charter)

 

 

Maryland 1-35156 27-4443543
(State or other jurisdiction (Commission File Number) (I.R.S. Employer Identification No.)
of incorporation)    

 

2925 Woodside Road

Woodside, CA 94062

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (650) 206-2965

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

 

GSV Capital Corp. (the “Company”) held its Annual Meeting of Stockholders on June 5, 2013 and submitted two matters to the vote of the stockholders. A summary of the matters voted upon by shareholders is set forth below.

1. Stockholders elected three nominees for directors, each to serve for a three-year term to expire at the 2016 Annual Meeting of Stockholders, based on the following votes:

 

Name  Votes For   Votes Withheld   Broker Non-Votes 
Leonard A. Potter   3,793,515    1,180,034    10,782,338 
William V. Campbell   3,940,366    1,033,183    10,782,338 
Catherine J. Friedman   3,943,865    1,029,684    10,782,338 

 

2. Stockholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013, based on the following votes:

 

For   Against   Abstentions   Broker Non-Votes 
 13,518,872    1,829,712    407,303    - 
                  

 

 

 
 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: June 6, 2013 GSV CAPITAL CORP.
   
  By:  /s/ Stephen D. Bard
    Stephen D. Bard
Chief Financial Officer, Chief Compliance
Officer, Treasurer and Corporate Secretary