UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 5/7/2010
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nomura Holdings Inc.
Address: 1-9-1, Nihonbash Chuo-ku, Tokyo 103-8011, Japan
Form 13F File Number: 001-15270
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Brendan Daly
Title: Chief Compliance Officer
Phone: 212-667-1246
Signature, Place, and Date of Signing:
/s/ Brendan Daly New York, NY 5/6/2010
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 193
Form 13F Information Table Value Total: $ 912,983
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------
CONSOLIDATED WATER CO INC G23773107 188 13218 SH DEFINED 01 13218 0 0
XL CAP LTD G98255105 1,454 79350 SH DEFINED 01 79350 0 0
ALCON INC H01301102 20,715 126047 SH DEFINED 01 126047 0 0
MILLICOM INTL CELLULAR S A L6388F110 855 11600 SH DEFINED 01 11600 0 0
ADOBE SYS INC 00724F101 227 6186 SH DEFINED 01 6186 0 0
ADVANCED BATTERY TECHNOLOG I 00752H102 594 148653 SH DEFINED 01 148653 0 0
ALCOA INC 013817101 89,706 5564906 SH DEFINED 01 5564906 0 0
ALCOA INC 013817101 148 10372 SH DEFINED 02 10372 0 0
ALLEGHENY TECHNOLOGIES INC 01741R102 364 6699 SH DEFINED 02 6699 0 0
ALLIS CHALMERS ENERGY INC 019645506 73 19400 SH DEFINED 01 19400 0 0
ALTAIR NANOTECHNOLOGIES INC 021373105 79 90775 SH DEFINED 01 90775 0 0
AMERICAN EAGLE OUTFITTERS NE 02553E106 889 52363 SH DEFINED 01 52363 0 0
AMERICAN INTL GROUP INC 026874784 613 20473 SH DEFINED 01 20473 0 0
AMERON INTL INC 030710107 713 11243 SH DEFINED 01 11243 0 0
APOLLO GROUP INC 037604105 270 4400 SH DEFINED 02 4400 0 0
APPLE INC 037833100 1,625 6900 SH DEFINED 02 6900 0 0
APPLIED MATLS INC 038222105 227 16593 SH DEFINED 02 16593 0 0
ARCELORMITTAL SA LUXEMBOURG 03938L104 336 7350 SH DEFINED 01 7350 0 0
ARMSTRONG WORLD INDS INC NEW 04247X102 248 6381 SH DEFINED 01 6381 0 0
ASCENT SOLAR TECHNOLOGIES IN 043635101 150 28404 SH DEFINED 01 28404 0 0
BAKER HUGHES INC 057224107 6,880 147800 SH DEFINED 02 147800 0 0
BANK OF AMERICA CORPORATION 060505104 5,768 383093 SH DEFINED 01 383093 0 0
BANK OF AMERICA CORPORATION 060505104 458 25740 SH DEFINED 02 25740 0 0
BANK OF NEW YORK MELLON CORP 064058100 4,083 145987 SH DEFINED 01 145987 0 0
BARCLAYS BK PLC 06739F291 787 12296 SH DEFINED 01 12296 0 0
BARRETT BILL CORP 06846N104 503 16400 SH DEFINED 02 16400 0 0
BAXTER INTL INC 071813109 17,389 296340 SH DEFINED 01 296340 0 0
BEACON POWER CORP 073677106 72 145780 SH DEFINED 01 145780 0 0
BIOSANTE PHARMACEUTICALS INC 09065V203 61 42300 SH DEFINED 01 42300 0 0
BRISTOL MYERS SQUIBB CO 110122108 1,213 48053 SH DEFINED 01 48053 0 0
CIGNA CORP 125509109 27,992 793662 SH DEFINED 01 793662 0 0
CIT GROUP INC 125581801 6,067 219743 SH DEFINED 01 219743 0 0
CSX CORP 126408103 314 6200 SH DEFINED 02 6200 0 0
CALGON CARBON CORP 129603106 383 27575 SH DEFINED 01 27575 0 0
CARTER INC 146229109 11,828 450599 SH DEFINED 01 450599 0 0
CENTRAL PAC FINL CORP 154760102 196 150000 SH DEFINED 01 150000 0 0
CITIGROUP INC 172967101 397 120200 SH DEFINED 04 120200 0 0
CLAYMORE ETF TRUST 2 18383Q879 234 12600 SH DEFINED 01 12600 0 0
CLIFFS NATURAL RESOURCES INC 18683K101 588 8328 SH DEFINED 02 8328 0 0
COACH INC 189754104 278 7000 SH DEFINED 02 7000 0 0
COMMUNITY HEALTH SYS INC NEW 203668108 299 8100 SH DEFINED 02 8100 0 0
CON-WAY INC 205944101 243 6981 SH DEFINED 01 6981 0 0
CONTINENTAL AIRLS INC 210795308 1,751 97721 SH DEFINED 01 97721 0 0
CUMMINS INC 231021106 363 5892 SH DEFINED 02 5892 0 0
CYPRESS SEMICONDUCTOR CORP 232806109 285 24800 SH DEFINED 02 24800 0 0
0DANA HOLDING CORP 235825205 406 34196 SH DEFINED 01 0 0 34196
DANA HOLDING CORP 235825205 6,648 559649 SH DEFINED 01 559649 0 0
DEERE & CO 244199105 276 4600 SH DEFINED 02 4600 0 0
DELTA AIR LINES INC DEL 247361702 302 26624 SH DEFINED 01 26624 0 0
DEX ONE CORP 25212W100 10,158 371832 SH DEFINED 01 371832 0 0
DEX ONE CORP 25212W100 3,105 113687 SH DEFINED 01 0 113687
DOW CHEM CO 260543103 2,476 89641 SH DEFINED 01 89641 0 0
DOW CHEM CO 260543103 353 11945 SH DEFINED 02 11945 0 0
DU PONT E I DE NEMOURS & CO 263534109 274 7343 SH DEFINED 02 7343 0 0
EMCORE CORP 290846104 86 80994 SH DEFINED 01 80994 0 0
ENERGY CONVERSION DEVICES IN 292659109 158 15000 SH DEFINED 01 15000 0 0
ENER1 INC 29267A203 598 94415 SH DEFINED 01 94415 0 0
EVERGREEN SOLAR INC 30033R108 406 268946 SH DEFINED 01 268946 0 0
EXELON CORP 30161N101 3,348 68522 SH DEFINED 01 68522 0 0
EXPEDITORS INTL WASH INC 302130109 1,127 32441 SH DEFINED 01 32441 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------
FTI CONSULTING INC 302941109 466 9900 SH DEFINED 01 9900 0 0
FEDERAL MOGUL CORP 313549404 1,421 82190 SH DEFINED 01 82190 0 0
FOREST OIL CORP 346091705 2,303 89200 SH DEFINED 02 89200 0 0
FREEPORT-MCMORAN COPPER & GO 35671D782 1,684 14525 SH DEFINED 01 14525 0 0
FREEPORT-MCMORAN COPPER & GO 35671D782 2,281 19675 SH DEFINED 01 0 0 19675
FUELCELL ENERGY INC 35952H106 697 185597 SH DEFINED 01 185597 0 0
GENERAL ELECTRIC CO 369604103 1,332 86048 SH DEFINED 01 86048 0 0
GENWORTH FINL INC 37247D106 1,057 93210 SH DEFINED 01 93210 0 0
GENZYME CORP 372917104 861 16568 SH DEFINED 02 16568 0 0
GEORGIA GULF CORP 373200302 2,580 139579 SH DEFINED 01 139579 0 0
GEORGIA GULF CORP 373200302 342 18529 SH DEFINED 01 0 18529
GERDAU S A 373737105 371 21800 SH DEFINED 04 21800 0 0
GILEAD SCIENCES INC 375558103 1,817 42000 SH DEFINED 01 42000 0 0
GOLDMAN SACHS GROUP INC 38141G104 891 5283 SH DEFINED 01 5283 0 0
GRACE W R & CO DEL NEW 38388F108 307 12121 SH DEFINED 01 12121 0 0
GROUP 1 AUTOMOTIVE INC 398905109 245 8650 SH DEFINED 01 8650 0 0
GUSHAN ENVIRONMENTAL ENRGY L 40330W106 111 84346 SH DEFINED 01 84346 0 0
HALLIBURTON CO 406216101 438 14600 SH DEFINED 02 14600 0 0
HARRIS & HARRIS GROUP INC 413833104 94 20689 SH DEFINED 01 20689 0 0
HEINZ H J CO 423074103 228 5000 SH DEFINED 02 5000 0 0
HONEYWELL INTL INC 438516106 246 6300 SH DEFINED 01 6300 0 0
HORNBECK OFFSHORE SVCS INC N 440543106 255 10988 SH DEFINED 01 10988 0 0
ITT EDUCATIONAL SERVICES INC 45068B109 777 8102 SH DEFINED 01 8102 0 0
IDENIX PHARMACEUTICALS INC 45166R204 853 301476 SH DEFINED 02 301476 0 0
INNOPHOS HOLDINGS INC 45774N108 278 12140 SH DEFINED 01 12140 0 0
INTEL CORP 458140100 207 9300 SH DEFINED 01 9300 0 0
INTERNATIONAL BANCSHARES COR 459044103 248 10800 SH DEFINED 02 10800 0 0
ISHARES TR INDEX 464287234 11,745 279818 SH DEFINED 02 279818 0 0
ISHARES TR INDEX 464287473 239 5944 SH DEFINED 02 5944 0 0
ISHARES TR INDEX 464287630 238 3741 SH DEFINED 02 3741 0 0
ISHARES TR INDEX 464287655 298 4404 SH DEFINED 02 4404 0 0
ISHARES TR 464288174 227 5500 SH DEFINED 01 5500 0 0
ISHARES TR 464288372 738 21600 SH DEFINED 01 21600 0 0
ITAU UNIBANCO HLDG SA 465562106 328 14400 SH DEFINED 01 14400 0 0
0IVANHOE MINES LTD 46579N103 642 44000 SH DEFINED 01 44000 0 0
JPMORGAN CHASE & CO 46625H100 2,693 64661 SH DEFINED 01 64661 0 0
JPMORGAN CHASE & CO 46625H100 3,869 86700 SH DEFINED 02 86700 0 0
JAMES RIVER COAL CO 470355207 270 17000 SH DEFINED 02 17000 0 0
JOHNSON CTLS INC 478366107 321 11800 SH DEFINED 01 11800 0 0
JUNIPER NETWORKS INC 48203R104 273 8900 SH DEFINED 02 8900 0 0
LAYNE CHRISTENSEN CO 521050104 457 15922 SH DEFINED 01 15922 0 0
LEAP WIRELESS INTL INC 521863308 1,379 78583 SH DEFINED 01 78583 0 0
LEAR CORP 521865204 1,609 20284 SH DEFINED 01 20284 0 0
LEAR CORP 521865204 223 2820 SH DEFINED 01 0 0 2820
LINCOLN ELEC HLDGS INC 533900106 228 4209 SH DEFINED 02 4209 0 0
M & T BK CORP 55261F104 7,979 100590 SH DEFINED 02 100590 0 0
MBIA INC 55262C100 78 19800 SH DEFINED 01 19800 0 0
MARKET VECTORS ETF TR 57060U100 1,224 26500 SH DEFINED 01 26500 0 0
MAXWELL TECHNOLOGIES INC 577767106 523 29327 SH DEFINED 01 29327 0 0
MCKESSON CORP 58155Q103 9,927 158832 SH DEFINED 01 158832 0 0
MEAD JOHNSON NUTRITION CO 582839106 743 17011 SH DEFINED 01 17011 0 0
MEDTRONIC INC 585055106 1,235 28096 SH DEFINED 01 28096 0 0
MICROSOFT CORP 594918104 805 26424 SH DEFINED 01 26424 0 0
MICROSOFT CORP 594918104 271 9196 SH DEFINED 02 9196 0 0
MIDCAP SPDR TR 595635103 244 1883 SH DEFINED 02 1883 0 0
MIRANT CORP NEW 60467R100 168 11046 SH DEFINED 01 11046 0 0
MONSANTO CO NEW 61166W101 852 11931 SH DEFINED 02 11931 0 0
MORGAN STANLEY 617446448 1,416 48500 SH DEFINED 02 48500 0 0
MOSAIC CO 61945A107 1,738 29098 SH DEFINED 01 29098 0 0
MYLAN INC 628530107 2,451 133043 SH DEFINED 01 133043 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------
NRG ENERGY INC 629377508 9,278 393010 SH DEFINED 01 393010 0 0
NRG ENERGY INC 629377508 416 17650 SH DEFINED 01 17650 0 0
NYSE EURONEXT 629491101 1,325 52400 SH DEFINED 01 52400 0 0
NEWMONT MINING CORP 651639106 382 7484 SH DEFINED 02 7484 0 0
NORTHWEST PIPE CO 667746101 634 23627 SH DEFINED 01 23627 0 0
OM GROUP INC 670872100 391 12478 SH DEFINED 01 12478 0 0
OIL SVC HOLDRS TR 678002106 1,555 13088 SH DEFINED 01 13088 0 0
PFIZER INC 717081103 7,394 406494 SH DEFINED 01 406494 0 0
PHILIP MORRIS INTL INC 718172109 1,741 36143 SH DEFINED 01 36143 0 0
PLUG POWER INC 72919P103 27 38902 SH DEFINED 01 38902 0 0
PLUM CREEK TIMBER CO INC 729251108 856 22000 SH DEFINED 01 22000 0 0
POWERSHARES QQQ TRUST 73935A104 72,097 1575905 SH DEFINED 01 1575905 0 0
POWERSHARES INDIA ETF TR 73935L100 366 16614 SH DEFINED 01 16614 0 0
PRAXAIR INC 74005P104 259 3134 SH DEFINED 02 3134 0 0
PRECISION CASTPARTS CORP 740189105 230 1820 SH DEFINED 02 1820 0 0
PROSHARES TR II 74347W858 2,147 100000 SH DEFINED 02 100000 0 0
PRUDENTIAL FINL INC 744320102 1,447 29084 SH DEFINED 01 29084 0 0
QUANTUM FUEL SYS TECH WORLDW 74765E109 108 97811 SH DEFINED 01 97811 0 0
QWEST COMMUNICATIONS INTL IN 749121109 43 10340 SH DEFINED 01 10340 0 0
RASER TECHNOLOGIES INC 754055101 166 133929 SH DEFINED 01 133929 0 0
0RAYONIER INC 754907103 1,072 23600 SH DEFINED 01 23600 0 0
REGIONS FINANCIAL CORP NEW 7591EP100 807 152667 SH DEFINED 01 152667 0 0
RENESOLA LTD 75971T103 95 20000 SH DEFINED 01 20000 0 0
RESEARCH IN MOTION LTD 760975102 4,035 54100 SH DEFINED 02 54100 0 0
RETAIL HOLDRS TR 76127U101 3,889 41450 SH DEFINED 01 41450 0 0
ROWAN COS INC 779382100 313 10931 SH DEFINED 02 10931 0 0
SLM CORP 78442P106 1,637 145275 SH DEFINED 01 145275 0 0
SPDR TR 78462F103 56,865 510275 SH DEFINED 01 510275 0 0
SPDR GOLD TRUST 78463V107 92,887 865599 SH DEFINED 01 865599 0 0
ST JUDE MED INC 790849103 4,024 109418 SH DEFINED 01 109418 0 0
SANDERSON FARMS INC 800013104 1,154 21534 SH DEFINED 02 21534 0 0
SARA LEE CORP 803111103 487 40000 SH DEFINED 01 40000 0 0
SCHLUMBERGER LTD 806857108 227 3593 SH DEFINED 02 3593 0 0
SCHWAB CHARLES CORP NEW 808513105 230 12390 SH DEFINED 02 12390 0 0
SCOTTS MIRACLE GRO CO 810186106 361 9190 SH DEFINED 01 9190 0 0
SELECT SECTOR SPDR TR 81369Y100 385 11700 SH DEFINED 01 11700 0 0
SELECT SECTOR SPDR TR 81369Y209 271 8435 SH DEFINED 02 8435 0 0
SEMICONDUCTOR HLDRS TR 816636203 9,282 332450 SH DEFINED 01 332450 0 0
SEMTECH CORP 816850101 453 26000 SH DEFINED 02 26000 0 0
SILGAN HOLDINGS INC 827048109 1,447 25000 SH DEFINED 01 25000 0 0
SIRONA DENTAL SYSTEMS INC 82966C103 277 7300 SH DEFINED 02 7300 0 0
SOLARFUN POWER HOLDINGS CO L 83415U108 152 20000 SH DEFINED 01 20000 0 0
SOLUTIA INC 834376501 2,695 167289 SH DEFINED 01 167289 0 0
SOLUTIA INC 834376501 213 13222 SH DEFINED 01 0 13222
SPRINT NEXTEL CORP 852061100 281 72600 SH DEFINED 02 72600 0 0
STAPLES INC 855030102 5,065 205995 SH DEFINED 01 205995 0 0
SUN MICROSYSTEMS INC 866810203 4,169 445000 SH DEFINED 01 445000 0 0
SUNCOR ENERGY INC NEW 867224107 860 24365 SH DEFINED 01 24365 0 0
SUPERMEDIA INC 868447103 122 3003 SH DEFINED 01 3003 0 0
SYMYX TECHNOLOGIES 87155S108 88 16025 SH DEFINED 01 16025 0 0
SYNOVUS FINL CORP 87161C105 563 171300 SH DEFINED 02 171300 0 0
TAIWAN SEMICONDUCTOR MFG LTD 874039100 3,151 301700 SH DEFINED 02 301700 0 0
TAKE-TWO INTERACTIVE SOFTWAR 874054109 6,332 630091 SH DEFINED 01 630091 0 0
TIFFANY & CO NEW 886547108 302 6380 SH DEFINED 02 6380 0 0
TYSON FOODS INC 902494103 1,380 72037 SH DEFINED 02 72037 0 0
UAL CORP 902549807 129 10000 SH DEFINED 04 10000 0 0
US BANCORP DEL 902973304 980 43569 SH DEFINED 01 43569 0 0
UQM TECHNOLOGIES INC 903213106 184 26900 SH DEFINED 01 26900 0 0
UNITED PARCEL SERVICE INC 911312106 1,482 23100 SH DEFINED 02 23100 0 0
UNITED STATES STL CORP NEW 912909108 16,010 290470 SH DEFINED 01 290470 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------
UNITEDHEALTH GROUP INC 91324P102 44,257 1452014 SH DEFINED 01 1452014 0 0
URBAN OUTFITTERS INC 917047102 2,037 53600 SH DEFINED 02 53600 0 0
VCA ANTECH INC 918194101 1,060 37832 SH DEFINED 02 37832 0 0
VALERO ENERGY CORP NEW 91913Y100 1,736 103688 SH DEFINED 01 103688 0 0
VALERO ENERGY CORP NEW 91913Y100 3,594 183164 SH DEFINED 02 183164 0 0
VEOLIA ENVIRONNEMENT 92334N103 685 20834 SH DEFINED 01 20834 0 0
VERIFONE HLDGS INC 92342Y109 681 33700 SH DEFINED 02 33700 0 0
VISA INC 92826C839 207,678 2374554 SH DEFINED 01 2374554 0 0
0WELLPOINT INC 94973V107 6,547 112328 SH DEFINED 01 112328 0 0
WELLPOINT INC 94973V107 358 5547 SH DEFINED 02 5547 0 0
WELLS FARGO & CO NEW 949746101 3,072 113825 SH DEFINED 01 113825 0 0
WELLS FARGO & CO NEW 949746101 309 10000 SH DEFINED 02 10000 0 0
ZOLTEK COS INC 98975W104 303 31924 SH DEFINED 01 31924 0 0