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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 12.1837 | 05/08/2008 | M | 16,416 | (1) | 05/31/2011 | Common Stock | 16,416 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 10.7593 | 05/08/2008 | M | 9,295 | (2) | 05/31/2010 | Common Stock | 9,295 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 8.0494 | 05/08/2008 | M | 12,432 | (3) | 05/27/2008 | Common Stock | 12,432 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 19.6178 | 05/08/2008 | M | 10,195 | (4) | 05/26/2014 | Common Stock | 10,195 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 24.6033 | 05/08/2008 | M | 7,923 | (5) | 05/24/2016 | Common Stock | 7,923 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DAUTEN KENT P KEYSTONE CAPITAL, INC. 520 LAKE COOK ROAD, STE 650 DEERFIELD, IL 60015 |
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/s/ Garry B. Watzke, under Power of Attorney dated September 9, 2002 from Kent P. Dauten | 05/12/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options vested from 2001 through 2004. |
(2) | These options vested from 2000 through 2001. |
(3) | These options vested from 1998 through 2001. |
(4) | These options vested from 2004 through 2007. |
(5) | These options vested on May 25, 2007. |