UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-05715

 

The Gabelli Convertible and Income Securities Fund Inc.
(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)

 

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422
(Name and address of agent for service)

 

Registrant's telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2015 – June 30, 2016

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016

 

 

ProxyEdge Meeting Date Range: 07/01/2015 - 06/30/2016 The Gabelli Convertible and Income Securities Fund Inc.

Report Date: 07/05/2016

 

Investment Company Report

SEVERN TRENT PLC, COVENTRY

Security

G8056D159

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

15-Jul-2015

ISIN

GB00B1FH8J72

Agenda

706280524 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1

TO RECEIVE THE REPORTS AND ACCOUNTS

Management

For

For

2

TO APPROVE THE DIRECTORS' REMUNERATION REPORT, OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY

Management

For

For

3

TO APPROVE THE DIRECTORS' REMUNERATION POLICY

Management

For

For

4

TO DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2015 OF 50.94 PENCE FOR EACH ORDINARY SHARE OF 97 17 /19 PENCE

Management

For

For

5

TO APPOINT JAMES BOWLING

Management

For

For

6

TO REAPPOINT JOHN COGHLAN

Management

For

For

7

TO REAPPOINT ANDREW DUFF

Management

For

For

8

TO REAPPOINT GORDON FRYETT

Management

For

For

9

TO REAPPOINT OLIVIA GARFIELD

Management

For

For

10

TO REAPPOINT MARTIN LAMB

Management

For

For

11

TO REAPPOINT PHILIP REMNANT

Management

For

For

12

TO REAPPOINT DR ANGELA STRANK

Management

For

For

13

TO REAPPOINT DELOITTE LLP AS AUDITOR

Management

For

For

14

TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR

Management

For

For

15

TO AUTHORISE POLITICAL DONATIONS

Management

For

For

16

TO AUTHORISE ALLOTMENT OF SHARES

Management

Abstain

Against

17

TO DISAPPLY PRE-EMPTION RIGHTS

Management

Against

Against

18

TO AUTHORISE PURCHASE OF OWN SHARES

Management

Abstain

Against

19

TO REDUCE NOTICE PERIOD FOR GENERAL MEETINGS

Management

Against

Against

CABLE & WIRELESS COMMUNICATIONS PLC, LONDON

Security

G1839G102

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

21-Jul-2015

ISIN

GB00B5KKT968

Agenda

706281920 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1

TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS

Management

For

For

2

TO APPROVE THE DIRECTORS REMUNERATION REPORT

Management

For

For

3

TO RE-ELECT SIR RICHARD LAPTHORNE CBE

Management

For

For

4

TO RE-ELECT SIMON BALL

Management

For

For

5

TO ELECT JOHN RISLEY

Management

For

For

6

TO RE-ELECT PHIL BENTLEY

Management

For

For

7

TO RE-ELECT PERLEY MCBRIDE

Management

For

For

8

TO RE-ELECT MARK HAMLIN

Management

For

For

9

TO ELECT BRENDAN PADDICK

Management

For

For

10

TO RE-ELECT ALISON PLATT

Management

For

For

11

TO ELECT BARBARA THORALFSSON

Management

For

For

12

TO RE-ELECT IAN TYLER

Management

For

For

13

TO ELECT THAD YORK

Management

For

For

14

TO APPOINT KPMG LLP AS THE AUDITOR

Management

For

For

15

TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR

Management

For

For

16

TO DECLARE A FINAL DIVIDEND

Management

For

For

17

TO GIVE AUTHORITY TO ALLOT SHARES

Management

For

For

18

TO DISAPPLY PRE-EMPTION RIGHTS

Management

Against

Against

19

TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING OF SHAREHOLDERS ON NOT LESS THAN 14 CLEAR DAYS NOTICE

Management

Against

Against

LEGG MASON, INC.

Security

524901105

Meeting Type

Annual

Ticker Symbol

LM

Meeting Date

28-Jul-2015

ISIN

US5249011058

Agenda

934245487 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

ROBERT E. ANGELICA

For

For

2

CAROL ANTHONY DAVIDSON

For

For

3

BARRY W. HUFF

For

For

4

DENNIS M. KASS

For

For

5

CHERYL GORDON KRONGARD

For

For

6

JOHN V. MURPHY

For

For

7

JOHN H. MYERS

For

For

8

W. ALLEN REED

For

For

9

MARGARET M. RICHARDSON

For

For

10

KURT L. SCHMOKE

For

For

11

JOSEPH A. SULLIVAN

For

For

2.

AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LEGG MASON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2016.

Management

For

For

REMY COINTREAU SA, COGNAC

Security

F7725A100

Meeting Type

MIX

Ticker Symbol

Meeting Date

29-Jul-2015

ISIN

FR0000130395

Agenda

706283063 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.

Non-Voting

CMMT

THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.

Non-Voting

CMMT

06 JUL 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2015/0619/201506191503278.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/0706/20150706-1503684.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

O.1

APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2014/2015 FINANCIAL YEAR

Management

For

For

O.2

APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014/2015 FINANCIAL YEAR

Management

For

For

O.3

ALLOCATION OF INCOME AND SETTING THE DIVIDEND

Management

For

For

O.4

OPTION FOR PAYMENT OF THE DIVIDEND IN SHARES

Management

For

For

O.5

RATIFICATION OF CONTINUATION SINCE APRIL 1, 2014 OF THE SERVICE SUBSCRIPTION AGREEMENT OF MARCH 31, 2011 BETWEEN THE COMPANY REMY COINTREAU SA AND THE COMPANY ANDROMEDE SAS, ORIGINALLY AUTHORIZED BY THE BOARD OF DIRECTORS ON MARCH 22, 2011 AND APPROVED BY THE GENERAL MEETING OF JULY 26, 2011 AS A REGULATED AGREEMENT AND PURSUANT TO ARTICLES L.225-38 AND L.225-42 OF THE COMMERCIAL CODE

Management

For

For

O.6

APPROVAL OF THE AMENDMENT TO THE SERVICE SUBSCRIPTION AGREEMENT OF MARCH 31, 2011 BETWEEN THE COMPANY REMY COINTREAU SA AND THE COMPANY ANDROMEDE SAS PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE

Management

For

For

O.7

APPROVAL OF THE CURRENT ACCOUNT AGREEMENT OF MARCH 31, 2015 BETWEEN THE COMPANY REMY COINTREAU SA AND THE COMPANY ORPAR SA PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE

Management

For

For

O.8

APPROVAL OF THE COMPENSATION, SEVERANCE PAY, NON-COMPETITION COMPENSATION AND THE DEFINED BENEFIT RETIREMENT COMMITMENT IN FAVOR OF MRS. VALERIE CHAPOULAUD-FLOQUET, CEO OF THE COMPANY IN COMPLIANCE WITH ARTICLES L.225-42-1 AND L. 225-38 ET SEQ OF THE COMMERCIAL CODE AND ALLOCATION TERMS CONDITIONS

Management

For

For

O.9

APPROVAL OF THE AGREEMENTS PURSUANT TO ARTICLE L.225-40-1 OF THE COMMERCIAL CODE, PREVIOUSLY AUTHORIZED AND CONCLUDED AND REMAINING EFFECTIVE DURING THE 2014/2015 FINANCIAL YEAR

Management

For

For

O.10

DISCHARGE TO THE BOARD MEMBERS FOR THE FULFILMENT OF THEIR DUTIES DURING THIS FINANCIAL YEAR

Management

For

For

O.11

RENEWAL OF TERM OF MR. FRANCOIS HERIARD DUBREUIL AS DIRECTOR

Management

For

For

O.12

RENEWAL OF TERM OF MR. JACQUES-ETIENNE DE T'SERCLAES AS DIRECTOR

Management

For

For

O.13

APPOINTMENT OF MR. ELIE HERIARD DUBREUIL AS DIRECTOR

Management

For

For

O.14

APPOINTMENT OF MR. BRUNO PAVLOVSKY AS DIRECTOR

Management

For

For

O.15

SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE BOARD MEMBERS

Management

For

For

O.16

ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. FRANCOIS HERIARD DUBREUIL, PRESIDENT AND CEO FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2015

Management

For

For

O.17

ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. FRANCOIS VALERIE CHAPOULAUD- FLOQUET, MANAGING DIRECTOR FOR THE FINANCIAL YEAR ENDED ON MARCH 31, 2015

Management

For

For

O.18

AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE OR SELL SHARES OF THE COMPANY PURSUANT TO ARTICLE L.225-209 ET SEQ OF THE COMMERCIAL CODE

Management

Abstain

Against

O.19

POWERS TO CARRY OUT ALL LEGAL FORMALITIES

Management

For

For

E.20

AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES OF THE COMPANY

Management

Abstain

Against

E.21

DELEGATION OF AUTHORITY TO INCREASE CAPITAL OF THE COMPANY BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS

Management

For

For

E.22

DELEGATION TO THE BOARD OF DIRECTORS TO CARRY OUT THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO CAPITAL UP TO 10% OF CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL

Management

Abstain

Against

E.23

AUTHORIZATION TO REDUCE SHARE CAPITAL

Management

Abstain

Against

E.24

AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN

Management

Abstain

Against

E.25

AUTHORIZATION TO THE BOARD OF DIRECTORS TO ALLOCATE THE COSTS OF CAPITAL INCREASES TO PREMIUMS RELATED TO THESE CAPITAL INCREASE

Management

Abstain

Against

E.26

TITLE MODIFICATION OF ARTICLE 20 OF THE BYLAWS "AGREEMENTS BETWEEN THE COMPANY AND A DIRECTOR OR THE COE OR MANAGING DIRECTOR", AND AMENDMENT TO THE LAST PARAGRAPH OF ARTICLE 20 OF THE BYLAWS FOLLOWING THE IMPLEMENTATION OF ORDINANCE NO. 2014-863 OF JULY 31, 2014 AMENDING ARTICLE L.225-39 OF THE COMMERCIAL CODE

Management

Abstain

Against

E.27

AMENDMENT TO THE 5TH AND 9TH PARAGRAPHS OF ARTICLE 23.1 OF THE BYLAWS "GENERAL MEETINGS" FOLLOWING THE IMPLEMENTATION OF THE PROVISIONS OF DECREE NO. 214-1466 OF DECEMBER 8, 2014, ON JANUARY 1, 2015

Management

Abstain

Against

E.28

POWERS TO CARRY OUT ALL LEGAL FORMALITIES

Management

For

For

H&R BLOCK, INC.

Security

093671105

Meeting Type

Annual

Ticker Symbol

HRB

Meeting Date

10-Sep-2015

ISIN

US0936711052

Agenda

934264259 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: PAUL J. BROWN

Management

For

For

1B.

ELECTION OF DIRECTOR: WILLIAM C. COBB

Management

For

For

1C.

ELECTION OF DIRECTOR: ROBERT A. GERARD

Management

For

For

1D.

ELECTION OF DIRECTOR: RICHARD A. JOHNSON

Management

For

For

1E.

ELECTION OF DIRECTOR: DAVID BAKER LEWIS

Management

For

For

1F.

ELECTION OF DIRECTOR: VICTORIA J. REICH

Management

For

For

1G.

ELECTION OF DIRECTOR: BRUCE C. ROHDE

Management

For

For

1H.

ELECTION OF DIRECTOR: TOM D. SEIP

Management

For

For

1I.

ELECTION OF DIRECTOR: CHRISTIANNA WOOD

Management

For

For

1J.

ELECTION OF DIRECTOR: JAMES F. WRIGHT

Management

For

For

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2016.

Management

For

For

3.

ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

PEABODY ENERGY CORPORATION

Security

704549104

Meeting Type

Special

Ticker Symbol

BTU

Meeting Date

16-Sep-2015

ISIN

US7045491047

Agenda

934270911 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

APPROVAL OF ADOPTION OF AN AMENDMENT TO OUR THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (AS DESCRIBED IN PEABODY'S PROXY STATEMENT FOR THE SPECIAL MEETING).

Management

For

For

2.

APPROVAL OF AN ADJOURNMENT OF THE SPECIAL MEETING, FROM TIME TO TIME, IF NECESSARY OR ADVISABLE (AS DETERMINED BY PEABODY), TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1.

Management

For

For

HCC INSURANCE HOLDINGS, INC.

Security

404132102

Meeting Type

Special

Ticker Symbol

HCC

Meeting Date

18-Sep-2015

ISIN

US4041321021

Agenda

934272600 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 10, 2015, BY AND AMONG HCC INSURANCE HOLDINGS, INC. (THE "COMPANY"), TOKIO MARINE HOLDINGS, INC. ("TOKIO MARINE") AND TMGC INVESTMENT (DELAWARE) INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF TOKIO MARINE ("MERGER SUB"), AND APPROVE THE MERGER OF MERGER SUB WITH AND INTO THE COMPANY.

Management

For

For

2.

TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.

Management

For

For

3.

TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS (THE "SPECIAL MEETING OF STOCKHOLDERS"), IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER.

Management

For

For

DIAGEO PLC

Security

25243Q205

Meeting Type

Annual

Ticker Symbol

DEO

Meeting Date

23-Sep-2015

ISIN

US25243Q2057

Agenda

934270745 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

REPORT AND ACCOUNTS 2015.

Management

For

For

2.

DIRECTORS' REMUNERATION REPORT 2015.

Management

For

For

3.

DECLARATION OF FINAL DIVIDEND.

Management

For

For

4.

RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)

Management

For

For

5.

RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION COMMITTEE(CHAIRMAN OF THE COMMITTEE))

Management

For

For

6.

RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)

Management

For

For

7.

RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)

Management

For

For

8.

RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE))

Management

For

For

9.

RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE)

Management

For

For

10.

RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)

Management

For

For

11.

RE-ELECTION OF I MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE))

Management

For

For

12.

RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE)

Management

For

For

13.

RE-ELECTION OF AJH STEWART AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION COMMITTEE)

Management

For

For

14.

APPOINTMENT OF AUDITOR.

Management

For

For

15.

REMUNERATION OF AUDITOR.

Management

For

For

16.

AUTHORITY TO ALLOT SHARES.

Management

For

For

17.

DISAPPLICATION OF PRE-EMPTION RIGHTS.

Management

Against

Against

18.

AUTHORITY TO PURCHASE OWN ORDINARY SHARES.

Management

For

For

19.

AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU.

Management

For

For

GENERAL MILLS, INC.

Security

370334104

Meeting Type

Annual

Ticker Symbol

GIS

Meeting Date

29-Sep-2015

ISIN

US3703341046

Agenda

934268067 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A)

ELECTION OF DIRECTOR: BRADBURY H. ANDERSON

Management

For

For

1B)

ELECTION OF DIRECTOR: R. KERRY CLARK

Management

For

For

1C)

ELECTION OF DIRECTOR: DAVID M. CORDANI

Management

For

For

1D)

ELECTION OF DIRECTOR: PAUL DANOS

Management

For

For

1E)

ELECTION OF DIRECTOR: HENRIETTA H. FORE

Management

For

For

1F)

ELECTION OF DIRECTOR: HEIDI G. MILLER

Management

For

For

1G)

ELECTION OF DIRECTOR: STEVE ODLAND

Management

For

For

1H)

ELECTION OF DIRECTOR: KENDALL J. POWELL

Management

For

For

1I)

ELECTION OF DIRECTOR: MICHAEL D. ROSE

Management

For

For

1J)

ELECTION OF DIRECTOR: ROBERT L. RYAN

Management

For

For

1K)

ELECTION OF DIRECTOR: DOROTHY A. TERRELL

Management

For

For

2.

CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

For

3.

RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

ALTERA CORPORATION

Security

021441100

Meeting Type

Special

Ticker Symbol

ALTR

Meeting Date

06-Oct-2015

ISIN

US0214411003

Agenda

934273133 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 31, 2015, BY AND AMONG INTEL CORPORATION, 615 CORPORATION AND ALTERA CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME.

Management

For

For

2.

TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING.

Management

For

For

3.

TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY ALTERA CORPORATION TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT.

Management

For

For

THE PROCTER & GAMBLE COMPANY

Security

742718109

Meeting Type

Annual

Ticker Symbol

PG

Meeting Date

13-Oct-2015

ISIN

US7427181091

Agenda

934272787 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: FRANCIS S. BLAKE

Management

For

For

1B.

ELECTION OF DIRECTOR: ANGELA F. BRALY

Management

For

For

1C.

ELECTION OF DIRECTOR: KENNETH I. CHENAULT

Management

For

For

1D.

ELECTION OF DIRECTOR: SCOTT D. COOK

Management

For

For

1E.

ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN

Management

For

For

1F.

ELECTION OF DIRECTOR: A.G. LAFLEY

Management

For

For

1G.

ELECTION OF DIRECTOR: TERRY J. LUNDGREN

Management

For

For

1H.

ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.

Management

For

For

1I.

ELECTION OF DIRECTOR: DAVID S. TAYLOR

Management

For

For

1J.

ELECTION OF DIRECTOR: MARGARET C. WHITMAN

Management

For

For

1K.

ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER

Management

For

For

1L.

ELECTION OF DIRECTOR: PATRICIA A. WOERTZ

Management

For

For

1M.

ELECTION OF DIRECTOR: ERNESTO ZEDILLO

Management

For

For

2.

RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

3.

ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE)

Management

For

For

4.

SHAREHOLDER PROPOSAL - PROXY ACCESS

Shareholder

Against

For

HERTZ GLOBAL HOLDINGS, INC.

Security

42805T105

Meeting Type

Annual

Ticker Symbol

HTZ

Meeting Date

15-Oct-2015

ISIN

US42805T1051

Agenda

934274072 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: CARL T. BERQUIST

Management

For

For

1B.

ELECTION OF DIRECTOR: HENRY R. KEIZER

Management

For

For

1C.

ELECTION OF DIRECTOR: MICHAEL F. KOEHLER

Management

For

For

1D.

ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON

Management

For

For

1E.

ELECTION OF DIRECTOR: JOHN P. TAGUE

Management

For

For

2.

APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION.

Management

For

For

3.

RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE OBJECTIVES UNDER THE COMPANY'S 2008 OMNIBUS PLAN.

Management

For

For

4.

RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2015.

Management

For

For

5.

SHAREHOLDER PROPOSAL ON A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.

Shareholder

Against

For

PERNOD RICARD SA, PARIS

Security

F72027109

Meeting Type

MIX

Ticker Symbol

Meeting Date

06-Nov-2015

ISIN

FR0000120693

Agenda

706456096 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.

Non-Voting

CMMT

THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE.

Non-Voting

CMMT

21 OCT 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2015/1002/201510021504663.pdf. THIS-IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2015/1021/201510211504783.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

O.1

APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON JUNE 30, 2015

Management

For

For

O.2

APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON JUNE 30, 2015

Management

For

For

O.3

ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED JUNE 30, 2015 AND SETTING THE DIVIDEND: DIVIDENDS OF EUR 1.80 PER SHARE

Management

For

For

O.4

APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL CODE

Management

For

For

O.5

APPROVAL OF THE REGULATED COMMITMENT PURSUANT TO ARTICLE L.225-42-1 OF THE COMMERCIAL CODE IN FAVOR OF MR. ALEXANDRE RICARD

Management

For

For

O.6

RATIFICATION OF THE COOPTATION OF MRS. VERONICA VARGAS AS DIRECTOR

Management

For

For

O.7

RENEWAL OF TERM OF MRS. NICOLE BOUTON AS DIRECTOR

Management

For

For

O.8

APPOINTMENT OF MRS. KORY SORENSON AS DIRECTOR

Management

For

For

O.9

APPOINTMENT OF THE COMPANY CBA AS DEPUTY STATUTORY AUDITOR, REPLACING MR. PATRICK DE CAMBOURG

Management

For

For

O.10

SETTING THE ANNUAL AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS

Management

For

For

O.11

ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID DURING THE 2014/2015 FINANCIAL YEAR TO MR. ALEXANDRE RICARD AS PRESIDENT AND CEO SINCE FEBRUARY 11, 2015 AND PREVIOUSLY AS MANAGING DIRECTOR

Management

For

For

O.12

ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID DURING THE 2014/2015 FINANCIAL YEAR TO MR. PIERRE PRINGUET AS CEO UNTIL FEBRUARY 11, 2015

Management

For

For

O.13

ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID DURING THE 2014/2015 FINANCIAL YEAR TO MRS. DANIELE RICARD AS CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL FEBRUARY 11, 2015

Management

For

For

O.14

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES

Management

For

For

E.15

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES UP TO 10% OF SHARE CAPITAL

Management

For

For

E.16

DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS BY ISSUING COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS

Management

For

For

E.17

DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS BY ISSUING COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA A PUBLIC OFFERING

Management

Abstain

Against

E.18

DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF SHARE CAPITAL INCREASE CARRIED OUT WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS PURSUANT TO THE 16TH AND 17TH RESOLUTIONS UP TO 15% OF THE INITIAL ISSUANCE

Management

Abstain

Against

E.19

DELEGATION OF POWERS TO BE GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT THE ISSUANCE OF COMMON SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY UP TO 10% OF THE SHARES CAPITAL

Management

For

For

E.20

DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY UP TO 10% OF SHARE CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY

Management

Abstain

Against

E.21

DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHERWISE

Management

For

For

E.22

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE PERFORMANCE SHARES EXISTING OR TO BE ISSUED TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND COMPANIES OF THE GROUP

Management

Abstain

Against

E.23

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT COMPANY'S ISSUABLE SHARE SUBSCRIPTION OPTIONS OR EXISTING SHARE PURCHASE OPTIONS TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND COMPANIES OF THE GROUP

Management

Abstain

Against

E.24

DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL UP TO 2% BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO CAPITAL RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER

Management

Abstain

Against

E.25

COMPLIANCE OF ARTICLE 33 I OF THE BYLAWS WITH THE LEGAL AND REGULATORY PROVISIONS REGARDING THE DATE LISTING THE PERSONS ENTITLED TO ATTEND GENERAL MEETINGS OF SHAREHOLDERS CALLED THE "RECORD DATE"

Management

For

For

E.26

POWERS TO CARRY OUT ALL LEGAL FORMALITIES

Management

For

For

STANCORP FINANCIAL GROUP, INC.

Security

852891100

Meeting Type

Special

Ticker Symbol

SFG

Meeting Date

09-Nov-2015

ISIN

US8528911006

Agenda

934283742 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 23, 2015, AMONG MEIJI YASUDA LIFE INSURANCE COMPANY, MYL INVESTMENTS (DELAWARE) INC. AND STANCORP FINANCIAL GROUP, INC., AS IT MAY BE AMENDED FROM TIME TO TIME.

Management

For

For

2.

PROPOSAL TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO STANCORP FINANCIAL GROUP, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER AS DISCLOSED IN ITS PROXY STATEMENT.

Management

For

For

3.

PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO APPROVE THE MERGER AGREEMENT (AND TO CONSIDER SUCH .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

For

PARTNERRE LTD.

Security

G6852T105

Meeting Type

Special

Ticker Symbol

PRE

Meeting Date

19-Nov-2015

ISIN

BMG6852T1053

Agenda

934284352 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO APPROVE AMENDING THE PARTNERRE BYE- LAWS BY INSERTING IN BYE-LAW 45 "AND MERGERS" IN THE TITLE AND AFTER "AMALGAMATION" THE WORDS "OR MERGER"

Management

For

For

2.

TO APPROVE AND ADOPT THE MERGER AGREEMENT, THE STATUTORY MERGER AGREEMENT REQUIRED IN ACCORDANCE WITH SECTION 105 OF THE COMPANIES ACT AND THE MERGER

Management

For

For

3.

ON AN ADVISORY (NONBINDING) BASIS, TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO PARTNERRE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER

Management

For

For

4.

TO APPROVE AN ADJOURNMENT OF THE SPECIAL GENERAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES TO APPROVE THE MERGER PROPOSAL AT THE SPECIAL GENERAL MEETING

Management

For

For

CYTEC INDUSTRIES INC.

Security

232820100

Meeting Type

Special

Ticker Symbol

CYT

Meeting Date

24-Nov-2015

ISIN

US2328201007

Agenda

934293870 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 28, 2015, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG CYTEC INDUSTRIES INC., A DELAWARE CORPORATION, SOLVAY SA, A PUBLIC LIMITED COMPANY ORGANIZED UNDER THE LAWS OF BELGIUM, AND TULIP ACQUISITION INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF SOLVAY SA.

Management

For

For

2.

TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.

Management

For

For

3.

TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT OR IF A QUORUM IS NOT PRESENT AT THE SPECIAL MEETING.

Management

For

For

PEPCO HOLDINGS, INC.

Security

713291102

Meeting Type

Annual

Ticker Symbol

POM

Meeting Date

16-Dec-2015

ISIN

US7132911022

Agenda

934294644 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: PAUL M. BARBAS

Management

For

For

1B

ELECTION OF DIRECTOR: JACK B. DUNN, IV

Management

For

For

1C

ELECTION OF DIRECTOR: H. RUSSELL FRISBY, JR.

Management

For

For

1D

ELECTION OF DIRECTOR: TERENCE C. GOLDEN

Management

For

For

1E

ELECTION OF DIRECTOR: BARBARA J. KRUMSIEK

Management

For

For

1F

ELECTION OF DIRECTOR: LAWRENCE C. NUSSDORF

Management

For

For

1G

ELECTION OF DIRECTOR: PATRICIA A. OELRICH

Management

For

For

1H

ELECTION OF DIRECTOR: JOSEPH M. RIGBY

Management

For

For

1I

ELECTION OF DIRECTOR: LESTER P. SILVERMAN

Management

For

For

2

A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, PEPCO HOLDINGS, INC.'S EXECUTIVE COMPENSATION.

Management

For

For

3

A PROPOSAL TO RATIFY THE APPOINTMENT, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PEPCO HOLDINGS, INC. FOR 2015.

Management

For

For

CAMERON INTERNATIONAL CORPORATION

Security

13342B105

Meeting Type

Special

Ticker Symbol

CAM

Meeting Date

17-Dec-2015

ISIN

US13342B1052

Agenda

934304318 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 25, 2015, AMONG SCHLUMBERGER HOLDINGS CORPORATION, AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF SCHLUMBERGER LIMITED, RAIN MERGER SUB LLC, A DIRECT WHOLLY-OWNED SUBSIDIARY OF SCHLUMBERGER HOLDINGS CORP., SCHLUMBERGER LIMITED AND CAMERON INTERNATIONAL CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME.

Management

For

For

2.

TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION THAT MAY BECOME PAYABLE TO CAMERON INTERNATIONAL CORPORATION'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER.

Management

For

For

3.

TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OF STOCKHOLDERS.

Management

For

For

PARTNERRE LTD.

Security

G6852T105

Meeting Type

Annual

Ticker Symbol

PRE

Meeting Date

18-Dec-2015

ISIN

BMG6852T1053

Agenda

934298111 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

JAN H. HOLSBOER

For

For

2

ROBERTO MENDOZA

For

For

3

KEVIN M. TWOMEY

For

For

4

DAVID ZWIENER

For

For

2.

TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE OF DELOITTE LTD. AS OUR INDEPENDENT AUDITORS, TO SERVE UNTIL THE 2016 ANNUAL GENERAL MEETING, AND TO REFER DECISIONS ABOUT THE AUDITORS' COMPENSATION TO THE BOARD OF DIRECTORS.

Management

For

For

3.

TO APPROVE THE EXECUTIVE COMPENSATION DISCLOSED PURSUANT TO ITEM 402 REGULATION S-K (NON-BINDING ADVISORY VOTE).

Management

For

For

BECTON, DICKINSON AND COMPANY

Security

075887109

Meeting Type

Annual

Ticker Symbol

BDX

Meeting Date

26-Jan-2016

ISIN

US0758871091

Agenda

934311604 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: BASIL L. ANDERSON

Management

For

For

1B.

ELECTION OF DIRECTOR: CATHERINE M. BURZIK

Management

For

For

1C.

ELECTION OF DIRECTOR: VINCENT A. FORLENZA

Management

For

For

1D.

ELECTION OF DIRECTOR: CLAIRE M. FRASER

Management

For

For

1E.

ELECTION OF DIRECTOR: CHRISTOPHER JONES

Management

For

For

1F.

ELECTION OF DIRECTOR: MARSHALL O. LARSEN

Management

For

For

1G.

ELECTION OF DIRECTOR: GARY A. MECKLENBURG

Management

For

For

1H.

ELECTION OF DIRECTOR: JAMES F. ORR

Management

For

For

1I.

ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR.

Management

For

For

1J.

ELECTION OF DIRECTOR: CLAIRE POMEROY

Management

For

For

1K.

ELECTION OF DIRECTOR: REBECCA W. RIMEL

Management

For

For

1L.

ELECTION OF DIRECTOR: BERTRAM L. SCOTT

Management

For

For

2.

RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

4.

AMENDMENTS TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN.

Management

Against

Against

WALGREENS BOOTS ALLIANCE

Security

931427108

Meeting Type

Annual

Ticker Symbol

WBA

Meeting Date

27-Jan-2016

ISIN

US9314271084

Agenda

934311539 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: JANICE M. BABIAK

Management

For

For

1B.

ELECTION OF DIRECTOR: DAVID J. BRAILER

Management

For

For

1C.

ELECTION OF DIRECTOR: WILLIAM C. FOOTE

Management

For

For

1D.

ELECTION OF DIRECTOR: GINGER L. GRAHAM

Management

For

For

1E.

ELECTION OF DIRECTOR: JOHN A. LEDERER

Management

For

For

1F.

ELECTION OF DIRECTOR: DOMINIC P. MURPHY

Management

For

For

1G.

ELECTION OF DIRECTOR: STEFANO PESSINA

Management

For

For

1H.

ELECTION OF DIRECTOR: BARRY ROSENSTEIN

Management

For

For

1I.

ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER

Management

For

For

1J.

ELECTION OF DIRECTOR: NANCY M. SCHLICHTING

Management

For

For

1K.

ELECTION OF DIRECTOR: JAMES A. SKINNER

Management

For

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

3.

RATIFY DELOITTE & TOUCHE LLP AS WALGREENS BOOTS ALLIANCE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

ROYAL DUTCH SHELL PLC

Security

780259206

Meeting Type

Annual

Ticker Symbol

RDSA

Meeting Date

27-Jan-2016

ISIN

US7802592060

Agenda

934317252 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO APPROVE THE ACQUISITION OF BG GROUP PLC BY THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING.

Management

For

For

ROYAL DUTCH SHELL PLC

Security

780259206

Meeting Type

Annual

Ticker Symbol

RDSA

Meeting Date

27-Jan-2016

ISIN

US7802592060

Agenda

934319573 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO APPROVE THE ACQUISITION OF BG GROUP PLC BY THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING.

Management

For

For

POST HOLDINGS, INC.

Security

737446104

Meeting Type

Annual

Ticker Symbol

POST

Meeting Date

28-Jan-2016

ISIN

US7374461041

Agenda

934309938 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

GREGORY L. CURL

For

For

2

DAVID P. SKARIE

For

For

2.

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016.

Management

For

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

For

4.

APPROVAL OF POST HOLDINGS, INC. 2016 LONG- TERM INCENTIVE PLAN.

Management

Against

Against

ROCKWELL AUTOMATION, INC.

Security

773903109

Meeting Type

Annual

Ticker Symbol

ROK

Meeting Date

02-Feb-2016

ISIN

US7739031091

Agenda

934314092 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

A.

DIRECTOR

Management

1

KEITH D. NOSBUSCH

For

For

2

WILLIAM T MCCORMICK, JR

For

For

B.

TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

C.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.

Management

For

For

D.

TO APPROVE AN AMENDMENT TO OUR 2012 LONG- TERM INCENTIVES PLAN TO INCREASE SHARES AVAILABLE FOR DELIVERY.

Management

For

For

E.

TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO ADD AN EXCLUSIVE FORUM PROVISION.

Management

For

For

AIRGAS, INC.

Security

009363102

Meeting Type

Special

Ticker Symbol

ARG

Meeting Date

23-Feb-2016

ISIN

US0093631028

Agenda

934324384 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, "THE MERGER AGREEMENT"), DATED AS OF NOVEMBER 17, 2015, BY AND AMONG AIRGAS, INC., A CORPORATION ORGANIZED UNDER THE LAWS OF DELAWARE (THE "COMPANY"), L'AIR LIQUIDE, S.A., A SOCIETE ANONYME ORGANIZED ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)

Management

For

For

2.

A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S PRINCIPAL EXECUTIVE OFFICERS, PRINCIPAL FINANCIAL OFFICER AND THREE MOST HIGHLY COMPENSATED EXECUTIVE OFFICERS OTHER THAN THE PRINCIPAL EXECUTIVE OFFICERS AND PRINCIPAL FINANCIAL OFFICER IN CONNECTION WITH THE MERGER.

Management

For

For

3.

A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.

Management

For

For

NATIONAL FUEL GAS COMPANY

Security

636180101

Meeting Type

Annual

Ticker Symbol

NFG

Meeting Date

10-Mar-2016

ISIN

US6361801011

Agenda

934323065 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

DAVID C. CARROLL

For

For

2

JOSEPH N. JAGGERS

For

For

3

DAVID F. SMITH

For

For

4

CRAIG G. MATTHEWS

For

For

2.

ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

For

3.

AMENDMENT AND REAPPROVAL OF THE 2009 NON- EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN

Management

For

For

4.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016

Management

For

For

5.

STOCKHOLDER PROPOSAL

Shareholder

Against

For

TURKCELL ILETISIM HIZMETLERI A.S.

Security

900111204

Meeting Type

Annual

Ticker Symbol

TKC

Meeting Date

29-Mar-2016

ISIN

US9001112047

Agenda

934337406 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

2.

AUTHORIZING THE PRESIDENCY BOARD TO SIGN THE MINUTES OF THE MEETING.

Management

For

For

5.

READING, DISCUSSION AND APPROVAL OF THE TURKISH COMMERCIAL CODE AND CAPITAL MARKETS BOARD BALANCE SHEETS AND PROFITS/LOSS STATEMENTS RELATING TO FISCAL YEAR 2015.

Management

For

For

6.

RELEASE OF THE BOARD MEMBERS INDIVIDUALLY FROM THE ACTIVITIES AND OPERATIONS OF THE COMPANY PERTAINING TO THE YEAR 2015.

Management

For

For

7.

DISCUSSION OF AND DECISION ON BOARD OF DIRECTORS' PROPOSAL ON COMPANY'S DONATION POLICY; SUBMITTING THE SAME TO THE APPROVAL OF SHAREHOLDERS.

Management

For

For

8.

INFORMING THE GENERAL ASSEMBLY ON THE DONATION AND CONTRIBUTIONS MADE IN 2015; DISCUSSION OF AND DECISION ON BOARD OF DIRECTORS' PROPOSAL CONCERNING DETERMINATION OF DONATION LIMIT TO BE MADE IN 2016, STARTING FROM THE FISCAL YEAR 2016.

Management

For

For

9.

SUBJECT TO THE APPROVAL OF THE MINISTRY OF CUSTOMS AND TRADE AND CAPITAL MARKETS BOARD; DISCUSSION OF AND DECISION ON THE AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND 26 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY.

Management

For

For

10.

ELECTION OF NEW BOARD MEMBERS IN ACCORDANCE WITH RELATED LEGISLATION AND DETERMINATION OF THE NEWLY ELECTED BOARD MEMBERS' TERM OF OFFICE IF THERE WILL BE ANY NEW ELECTION.

Management

For

For

11.

DETERMINATION OF THE REMUNERATION OF THE BOARD OF DIRECTORS MEMBERS.

Management

For

For

12.

DISCUSSION OF AND APPROVAL OF THE ELECTION OF THE INDEPENDENT AUDIT FIRM APPOINTED BY THE BOARD OF DIRECTORS PURSUANT TO TURKISH COMMERCIAL CODE AND THE CAPITAL MARKETS LEGISLATION FOR AUDITING OF THE ACCOUNTS AND FINANCIALS OF THE YEAR 2016.

Management

For

For

13.

DISCUSSION OF AND DECISION ON BOARD OF DIRECTORS' PROPOSAL ON SHARE BUYBACK PLAN AND AUTHORIZING THE BOARD OF DIRECTORS FOR CARRYING OUT SHARE BUYBACK IN LINE WITH THE MENTIONED PLAN, WITHIN THE SCOPE OF THE COMMUNIQUE ON BUY-BACKED SHARES (NUMBERED II-22.1).

Management

For

For

14.

DECISION PERMITTING THE BOARD MEMBERS TO, DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE IN AREAS FALLING WITHIN OR OUTSIDE THE SCOPE OF THE COMPANY'S OPERATIONS AND TO PARTICIPATE IN COMPANIES OPERATING IN THE SAME BUSINESS AND TO PERFORM OTHER ACTS IN COMPLIANCE WITH ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE.

Management

For

For

15.

DISCUSSION OF AND DECISION ON THE DISTRIBUTION OF DIVIDEND FOR THE YEAR 2015 AND DETERMINATION OF THE DIVIDEND DISTRIBUTION DATE.

Management

For

For

SWISSCOM AG, ITTIGEN

Security

H8398N104

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

06-Apr-2016

ISIN

CH0008742519

Agenda

706753779 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE

Non-Voting

1.1

REPORT OF THE FINANCIAL YEAR 2015: APPROVAL OF THE MANAGEMENT COMMENTARY, FINANCIAL STATEMENTS OF SWISSCOM LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015

Management

No Action

1.2

REPORT OF THE FINANCIAL YEAR 2015: CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2015

Management

No Action

2

APPROPRIATION OF THE RETAINED EARNINGS 2015 AND DECLARATION OF DIVIDEND

Management

No Action

3

DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD

Management

No Action

4.1

ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF FRANK ESSER

Management

No Action

4.2

ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF BARBARA FREI

Management

No Action

4.3

ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF CATHERINE MUEHLEMANN

Management

No Action

4.4

ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF THEOPHIL SCHLATTER

Management

No Action

4.5

ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF ROLAND ABT

Management

No Action

4.6

ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF VALERIE BERSET BIRCHER

Management

No Action

4.7

ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF ALAIN CARRUPT

Management

No Action

4.8

ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF HANSUELI LOOSLI

Management

No Action

4.9

ELECTION TO THE BOARD OF DIRECTORS: RE- ELECTION OF HANSUELI LOOSLI AS CHAIRMAN

Management

No Action

5.1

ELECTION TO THE REMUNERATION COMMITTEE: ELECTION OF FRANK ESSER

Management

No Action

5.2

ELECTION TO THE REMUNERATION COMMITTEE: RE-ELECTION OF BARBARA FREI

Management

No Action

5.3

ELECTION TO THE REMUNERATION COMMITTEE: RE-ELECTION OF HANSUELI LOOSLI

Management

No Action

5.4

ELECTION TO THE REMUNERATION COMMITTEE: RE-ELECTION OF THEOPHIL SCHLATTER

Management

No Action

5.5

ELECTION TO THE REMUNERATION COMMITTEE: RE-ELECTION OF HANS WERDER

Management

No Action

6.1

APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR 2017

Management

No Action

6.2

APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2017

Management

No Action

7

RE-ELECTION OF THE INDEPENDENT PROXY / ANWALTSKANZLEI REBER RECHTSANWAELTE, ZURICH

Management

No Action

8

RE-ELECTION OF THE STATUTORY AUDITORS / KPMG AG, MURI B. BERN

Management

No Action

ROYAL BANK OF CANADA

Security

780087102

Meeting Type

Annual and Special Meeting

Ticker Symbol

RY

Meeting Date

06-Apr-2016

ISIN

CA7800871021

Agenda

934334551 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

01

DIRECTOR

Management

1

W.G. BEATTIE

For

For

2

J. CÔTÉ

For

For

3

T.N. DARUVALA

For

For

4

D.F. DENISON

For

For

5

R.L. GEORGE

For

For

6

A.D. LABERGE

For

For

7

M.H. MCCAIN

For

For

8

D.I. MCKAY

For

For

9

H. MUNROE-BLUM

For

For

10

T.A. RENYI

For

For

11

E. SONSHINE

For

For

12

K.P. TAYLOR

For

For

13

B.A. VAN KRALINGEN

For

For

14

T. VANDAL

For

For

02

APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR

Management

For

For

03

SHAREHOLDER ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION

Management

For

For

04

SPECIAL RESOLUTION TO AMEND BY-LAW TWO - MAXIMUM BOARD COMPENSATION

Management

For

For

05

SHAREHOLDER PROPOSAL NO. 1

Shareholder

Against

For

THE BANK OF NEW YORK MELLON CORPORATION

Security

064058100

Meeting Type

Annual

Ticker Symbol

BK

Meeting Date

12-Apr-2016

ISIN

US0640581007

Agenda

934344095 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO

Management

For

For

1B.

ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA

Management

For

For

1C.

ELECTION OF DIRECTOR: EDWARD P. GARDEN

Management

For

For

1D.

ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN

Management

For

For

1E.

ELECTION OF DIRECTOR: GERALD L. HASSELL

Management

For

For

1F.

ELECTION OF DIRECTOR: JOHN M. HINSHAW

Management

For

For

1G.

ELECTION OF DIRECTOR: EDMUND F. KELLY

Management

For

For

1H.

ELECTION OF DIRECTOR: JOHN A. LUKE, JR.

Management

For

For

1I.

ELECTION OF DIRECTOR: MARK A. NORDENBERG

Management

For

For

1J.

ELECTION OF DIRECTOR: CATHERINE A. REIN

Management

For

For

1K.

ELECTION OF DIRECTOR: SAMUEL C. SCOTT III

Management

For

For

2.

ADVISORY RESOLUTION TO APPROVE THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

APPROVAL OF OUR 2016 EXECUTIVE INCENTIVE COMPENSATION PLAN.

Management

For

For

4.

RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2016.

Management

For

For

5.

STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

For

JULIUS BAER GRUPPE AG, ZUERICH

Security

H4414N103

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

13-Apr-2016

ISIN

CH0102484968

Agenda

706806126 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE

Non-Voting

1.1

FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2015

Management

No Action

1.2

CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2015

Management

No Action

2

APPROPRIATION OF DISPOSABLE PROFIT, DISSOLUTION AND DISTRIBUTION OF STATUTORY CAPITAL RESERVE

Management

No Action

3

DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD

Management

No Action

4.1.1

COMPENSATION OF THE BOARD OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE COMING TERM OF OFFICE (AGM 2016-AGM 2017)

Management

No Action

4.2.1

COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE CASH-BASED COMPENSATION ELEMENTS FOR THE COMPLETED FINANCIAL YEAR 2015

Management

No Action

4.2.2

COMPENSATION OF THE EXECUTIVE BOARD: AGGREGATE AMOUNT OF VARIABLE SHARE-BASED COMPENSATION ELEMENTS THAT ARE ALLOCATED IN THE CURRENT FINANCIAL YEAR 2016

Management

No Action

4.2.3

COMPENSATION OF THE EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE NEXT FINANCIAL YEAR 2017

Management

No Action

5.1.1

RE-ELECTION TO THE BOARD OF DIRECTORS: MR. DANIEL J. SAUTER

Management

No Action

5.1.2

RE-ELECTION TO THE BOARD OF DIRECTORS: MR. GILBERT ACHERMANN

Management

No Action

5.1.3

RE-ELECTION TO THE BOARD OF DIRECTORS: MR. ANDREAS AMSCHWAND

Management

No Action

5.1.4

RE-ELECTION TO THE BOARD OF DIRECTORS: MR. HEINRICH BAUMANN

Management

No Action

5.1.5

RE-ELECTION TO THE BOARD OF DIRECTORS: MR. PAUL MAN YIU CHOW

Management

No Action

5.1.6

RE-ELECTION TO THE BOARD OF DIRECTORS: MRS. CLAIRE GIRAUT

Management

No Action

5.1.7

RE-ELECTION TO THE BOARD OF DIRECTORS: MR. GARETH PENNY

Management

No Action

5.1.8

RE-ELECTION TO THE BOARD OF DIRECTORS: MR. CHARLES G.T. STONEHILL

Management

No Action

5.2

NEW ELECTION TO THE BOARD OF DIRECTORS: MRS. ANN ALMEIDA

Management

No Action

5.3

ELECTION OF MR. DANIEL J. SAUTER AS CHAIRMAN OF THE BOARD OF DIRECTORS

Management

No Action

5.4.1

ELECTION TO THE COMPENSATION COMMITTEE: MRS. ANN ALMEIDA

Management

No Action

5.4.2

ELECTION TO THE COMPENSATION COMMITTEE: MR. GILBERT ACHERMANN

Management

No Action

5.4.3

ELECTION TO THE COMPENSATION COMMITTEE: MR. HEINRICH BAUMANN

Management

No Action

5.4.4

ELECTION TO THE COMPENSATION COMMITTEE: MR. GARETH PENNY

Management

No Action

6

ELECTION OF THE STATUTORY AUDITOR, KPMG AG, ZURICH

Management

No Action

7

ELECTION OF THE INDEPENDENT REPRESENTATIVE, MR. MARC NATER

Management

No Action

GRACO INC.

Security

384109104

Meeting Type

Annual

Ticker Symbol

GGG

Meeting Date

22-Apr-2016

ISIN

US3841091040

Agenda

934335868 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: ERIC P. ETCHART

Management

For

For

1B.

ELECTION OF DIRECTOR: JODY H. FERAGEN

Management

For

For

1C.

ELECTION OF DIRECTOR: J. KEVIN GILLIGAN

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM.

Management

For

For

3.

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

Management

For

For

GATX CORPORATION

Security

361448103

Meeting Type

Annual

Ticker Symbol

GMT

Meeting Date

22-Apr-2016

ISIN

US3614481030

Agenda

934340011 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

ELECTION OF DIRECTOR: ANNE L. ARVIA

Management

For

For

1.2

ELECTION OF DIRECTOR: ERNST A. HABERLI

Management

For

For

1.3

ELECTION OF DIRECTOR: BRIAN A. KENNEY

Management

For

For

1.4

ELECTION OF DIRECTOR: JAMES B. REAM

Management

For

For

1.5

ELECTION OF DIRECTOR: ROBERT J. RITCHIE

Management

For

For

1.6

ELECTION OF DIRECTOR: DAVID S. SUTHERLAND

Management

For

For

1.7

ELECTION OF DIRECTOR: CASEY J. SYLLA

Management

For

For

1.8

ELECTION OF DIRECTOR: STEPHEN R. WILSON

Management

For

For

1.9

ELECTION OF DIRECTOR: PAUL G. YOVOVICH

Management

For

For

2.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

Management

For

For

3.

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016

Management

For

For

GENUINE PARTS COMPANY

Security

372460105

Meeting Type

Annual

Ticker Symbol

GPC

Meeting Date

25-Apr-2016

ISIN

US3724601055

Agenda

934333559 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

DR. MARY B. BULLOCK

For

For

2

ELIZABETH W. CAMP

For

For

3

PAUL D. DONAHUE

For

For

4

GARY P. FAYARD

For

For

5

THOMAS C. GALLAGHER

For

For

6

JOHN R. HOLDER

For

For

7

DONNA W. HYLAND

For

For

8

JOHN D. JOHNS

For

For

9

ROBERT C. LOUDERMILK JR

For

For

10

WENDY B. NEEDHAM

For

For

11

JERRY W. NIX

For

For

12

GARY W. ROLLINS

For

For

13

E. JENNER WOOD III

For

For

2.

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

For

3.

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 .

Management

For

For

THE PNC FINANCIAL SERVICES GROUP, INC.

Security

693475105

Meeting Type

Annual

Ticker Symbol

PNC

Meeting Date

26-Apr-2016

ISIN

US6934751057

Agenda

934337672 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: CHARLES E. BUNCH

Management

For

For

1B.

ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE

Management

For

For

1C.

ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK

Management

For

For

1D.

ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN

Management

For

For

1E.

ELECTION OF DIRECTOR: DANIEL R. HESSE

Management

For

For

1F.

ELECTION OF DIRECTOR: KAY COLES JAMES

Management

For

For

1G.

ELECTION OF DIRECTOR: RICHARD B. KELSON

Management

For

For

1H.

ELECTION OF DIRECTOR: JANE G. PEPPER

Management

For

For

1I.

ELECTION OF DIRECTOR: DONALD J. SHEPARD

Management

For

For

1J.

ELECTION OF DIRECTOR: LORENE K. STEFFES

Management

For

For

1K.

ELECTION OF DIRECTOR: DENNIS F. STRIGL

Management

For

For

1L.

ELECTION OF DIRECTOR: MICHAEL J. WARD

Management

For

For

1M.

ELECTION OF DIRECTOR: GREGORY D. WASSON

Management

For

For

2.

RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

3.

APPROVAL OF 2016 INCENTIVE AWARD PLAN.

Management

For

For

4.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

INTERNATIONAL BUSINESS MACHINES CORP.

Security

459200101

Meeting Type

Annual

Ticker Symbol

IBM

Meeting Date

26-Apr-2016

ISIN

US4592001014

Agenda

934338092 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT

Management

For

For

1B.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW

Management

For

For

1C.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR

Management

For

For

1D.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS

Management

For

For

1E.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY

Management

For

For

1F.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON

Management

For

For

1G.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS

Management

For

For

1H.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR.

Management

For

For

1I.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN

Management

For

For

1J.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS

Management

For

For

1K.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY

Management

For

For

1L.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.E. SPERO

Management

For

For

1M.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL

Management

For

For

1N.

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 55)

Management

For

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56)

Management

For

For

4.

STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 58)

Shareholder

Against

For

5.

STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 59)

Shareholder

Against

For

6.

STOCKHOLDER PROPOSAL TO HAVE AN INDEPENDENT BOARD CHAIRMAN (PAGE 60)

Shareholder

Against

For

CITIGROUP INC.

Security

172967424

Meeting Type

Annual

Ticker Symbol

C

Meeting Date

26-Apr-2016

ISIN

US1729674242

Agenda

934339183 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: MICHAEL L. CORBAT

Management

For

For

1B.

ELECTION OF DIRECTOR: ELLEN M. COSTELLO

Management

For

For

1C.

ELECTION OF DIRECTOR: DUNCAN P. HENNES

Management

For

For

1D.

ELECTION OF DIRECTOR: PETER B. HENRY

Management

For

For

1E.

ELECTION OF DIRECTOR: FRANZ B. HUMER

Management

For

For

1F.

ELECTION OF DIRECTOR: RENEE J. JAMES

Management

For

For

1G.

ELECTION OF DIRECTOR: EUGENE M. MCQUADE

Management

For

For

1H.

ELECTION OF DIRECTOR: MICHAEL E. O'NEILL

Management

For

For

1I.

ELECTION OF DIRECTOR: GARY M. REINER

Management

For

For

1J.

ELECTION OF DIRECTOR: JUDITH RODIN

Management

For

For

1K.

ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO

Management

For

For

1L.

ELECTION OF DIRECTOR: JOAN E. SPERO

Management

For

For

1M.

ELECTION OF DIRECTOR: DIANA L. TAYLOR

Management

For

For

1N.

ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.

Management

For

For

1O.

ELECTION OF DIRECTOR: JAMES S. TURLEY

Management

For

For

1P.

ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON

Management

For

For

2.

PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

3.

ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE COMPENSATION.

Management

For

For

4.

APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES.

Management

For

For

5.

APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN.

Management

For

For

6.

STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP.

Shareholder

Against

For

7.

STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.

Shareholder

Against

For

8.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE.

Shareholder

Against

For

9.

STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY.

Shareholder

Against

For

10.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE.

Shareholder

Against

For

WELLS FARGO & COMPANY

Security

949746101

Meeting Type

Annual

Ticker Symbol

WFC

Meeting Date

26-Apr-2016

ISIN

US9497461015

Agenda

934339830 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: JOHN D. BAKER II

Management

For

For

1B.

ELECTION OF DIRECTOR: ELAINE L. CHAO

Management

For

For

1C.

ELECTION OF DIRECTOR: JOHN S. CHEN

Management

For

For

1D.

ELECTION OF DIRECTOR: LLOYD H. DEAN

Management

For

For

1E.

ELECTION OF DIRECTOR: ELIZABETH A. DUKE

Management

For

For

1F.

ELECTION OF DIRECTOR: SUSAN E. ENGEL

Management

For

For

1G.

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

Management

For

For

1H.

ELECTION OF DIRECTOR: DONALD M. JAMES

Management

For

For

1I.

ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN

Management

For

For

1J.

ELECTION OF DIRECTOR: FEDERICO F. PENA

Management

For

For

1K.

ELECTION OF DIRECTOR: JAMES H. QUIGLEY

Management

For

For

1L.

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

For

For

1M.

ELECTION OF DIRECTOR: JOHN G. STUMPF

Management

For

For

1N.

ELECTION OF DIRECTOR: SUSAN G. SWENSON

Management

For

For

1O.

ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT

Management

For

For

2.

VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

3.

RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

4.

ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.

Shareholder

Against

For

5.

PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.

Shareholder

Against

For

GAM HOLDING AG, ZUERICH

Security

H2878E106

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

27-Apr-2016

ISIN

CH0102659627

Agenda

706884156 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE

Non-Voting

1.1

APPROVAL OF MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2015

Management

No Action

1.2

CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2015

Management

No Action

2

APPROPRIATION OF AVAILABLE EARNINGS AND OF CAPITAL CONTRIBUTION RESERVE: 0.65 PER SHARE

Management

No Action

3

DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD

Management

No Action

4

CAPITAL REDUCTION BY CANCELLATION OF SHARES

Management

No Action

5

CREATION OF AUTHORISED CAPITAL

Management

No Action

6.1

ELECTION OF MEMBER OF THE BOARD OF DIRECTOR:  RE-ELECTION OF MR JOHANNES A. DE GIER AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS

Management

No Action

6.2

ELECTION OF MEMBER OF THE BOARD OF DIRECTOR:  RE-ELECTION OF MR DIEGO DU MONCEAU

Management

No Action

6.3

ELECTION OF MEMBER OF THE BOARD OF DIRECTOR:  RE-ELECTION OF MR HUGH SCOTT- BARRETT

Management

No Action

6.4

ELECTION OF MEMBER OF THE BOARD OF DIRECTOR:  NEW ELECTION OF MS NANCY MISTRETTA

Management

No Action

6.5

ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: NEW ELECTION OF MR EZRA S. FIELD

Management

No Action

6.6

ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: NEW ELECTION OF MR BENJAMIN MEULI

Management

No Action

7.1

ELECTIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTOR: RE-ELECTION OF MR DIEGO DU MONCEAU

Management

No Action

7.2

ELECTIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTOR: NEW ELECTION OF MS NANCY MISTRETTA

Management

No Action

7.3

ELECTIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTOR: NEW ELECTION OF MR BENJAMIN MEULI

Management

No Action

8.1

COMPENSATION OF THE BOARD OF DIRECTOR AND THE GROUP MANAGEMENT BOARD: APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS

Management

No Action

8.2

COMPENSATION OF THE BOARD OF DIRECTOR AND THE GROUP MANAGEMENT BOARD: APPROVAL OF THE FIXED COMPENSATION OF THE GROUP MANAGEMENT BOARD

Management

No Action

8.3

COMPENSATION OF THE BOARD OF DIRECTOR AND THE GROUP MANAGEMENT BOARD: APPROVAL OF THE VARIABLE COMPENSATION OF THE GROUP MANAGEMENT BOARD

Management

No Action

9

APPOINTMENT OF THE STATUTORY AUDITORS / KPMG AG, ZURICH

Management

No Action

10

RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE / MR TOBIAS ROHNER, ZURICH

Management

No Action

CMMT

07 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

GENERAL ELECTRIC COMPANY

Security

369604103

Meeting Type

Annual

Ticker Symbol

GE

Meeting Date

27-Apr-2016

ISIN

US3696041033

Agenda

934341532 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

A1

ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN

Management

For

For

A2

ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE

Management

For

For

A3

ELECTION OF DIRECTOR: JOHN J. BRENNAN

Management

For

For

A4

ELECTION OF DIRECTOR: FRANCISCO D'SOUZA

Management

For

For

A5

ELECTION OF DIRECTOR: MARIJN E. DEKKERS

Management

For

For

A6

ELECTION OF DIRECTOR: PETER B. HENRY

Management

For

For

A7

ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD

Management

For

For

A8

ELECTION OF DIRECTOR: JEFFREY R. IMMELT

Management

For

For

A9

ELECTION OF DIRECTOR: ANDREA JUNG

Management

For

For

A10

ELECTION OF DIRECTOR: ROBERT W. LANE

Management

For

For

A11

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

For

For

A12

ELECTION OF DIRECTOR: LOWELL C. MCADAM

Management

For

For

A13

ELECTION OF DIRECTOR: JAMES J. MULVA

Management

For

For

A14

ELECTION OF DIRECTOR: JAMES E. ROHR

Management

For

For

A15

ELECTION OF DIRECTOR: MARY L. SCHAPIRO

Management

For

For

A16

ELECTION OF DIRECTOR: JAMES S. TISCH

Management

For

For

B1

ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION

Management

For

For

B2

RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2016

Management

For

For

C1

LOBBYING REPORT

Shareholder

Against

For

C2

INDEPENDENT CHAIR

Shareholder

Against

For

C3

HOLY LAND PRINCIPLES

Shareholder

Against

For

C4

CUMULATIVE VOTING

Shareholder

Against

For

C5

PERFORMANCE-BASED OPTIONS

Shareholder

Against

For

C6

HUMAN RIGHTS REPORT

Shareholder

Against

For

SJW CORP.

Security

784305104

Meeting Type

Annual

Ticker Symbol

SJW

Meeting Date

27-Apr-2016

ISIN

US7843051043

Agenda

934345744 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

K. ARMSTRONG

For

For

2

W.J. BISHOP

For

For

3

D.R. KING

For

For

4

D. MAN

For

For

5

D.B. MORE

For

For

6

R.B. MOSKOVITZ

For

For

7

G.E. MOSS

For

For

8

W.R. ROTH

For

For

9

R.A. VAN VALER

For

For

2.

RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2016.

Management

For

For

CABLE & WIRELESS COMMUNICATIONS PLC, LONDON

Security

G1839G102

Meeting Type

Court Meeting

Ticker Symbol

Meeting Date

28-Apr-2016

ISIN

GB00B5KKT968

Agenda

706817458 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.

Non-Voting

1

TO APPROVE THE SCHEME OF ARRANGEMENT DATED 22 MARCH 2016

Management

For

For

CABLE & WIRELESS COMMUNICATIONS PLC, LONDON

Security

G1839G102

Meeting Type

Ordinary General Meeting

Ticker Symbol

Meeting Date

28-Apr-2016

ISIN

GB00B5KKT968

Agenda

706903627 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 615187 DUE TO DELETION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU

Non-Voting

1

THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 22 MARCH 2016 BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SAID SCHEME OF ARRANGEMENT), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION HAS BEEN SIGNED BY THE CHAIRMAN OF THIS MEETING, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BY THE COMPANY AND LIBERTY GLOBAL PIC ("LIBERTY GLOBAL") AND APPROVED OR IMPOSED BY THE COURT (THE "SCHEME") THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 152: "152 SHARES NOT SUBJECT TO THE SCHEME OF ARRANGEMENT (I) IN THIS ARTICLE, REFERENCES TO THE "SCHEME" ARE TO THE SCHEME OF ARRANGEMENT BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME) DATED 22 MARCH 2016 (WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND LIBERTY GLOBAL PIC ("LIBERTY GLOBAL")) UNDER PART 26 OF THE COMPANIES ACT 2006 AND (SAVE AS DEFINED IN THIS ARTICLE) TERMS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. (II) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, IF THE COMPANY ISSUES ANY ORDINARY SHARES (OTHER THAN TO ANY MEMBER OF THE LIBERTY GLOBAL GROUP OR A NOMINEE FOR ANY OF THEM (EACH A "LIBERTY GLOBAL COMPANY")) ON OR AFTER THE DATE OF THE

Management

For

For

ADOPTION OF THIS ARTICLE AND PRIOR TO THE SCHEME RECORD TIME, SUCH ORDINARY SHARES SHALL BE ISSUED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES THEREOF) AND THE HOLDER OR HOLDERS OF SUCH ORDINARY SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. (III) SUBJECT TO THE SCHEME BECOMING EFFECTIVE, IF ANY ORDINARY SHARES ARE ISSUED TO ANY PERSON (A "NEW SHARE RECIPIENT") (OTHER THAN UNDER THE SCHEME OR TO A LIBERTY GLOBAL COMPANY) AFTER THE SCHEME RECORD TIME (THE "POST-SCHEME SHARES") THEY SHALL BE IMMEDIATELY TRANSFERRED TO LIBERTY GLOBAL OR ITS NOMINEE(S) IN CONSIDERATION OF AND CONDITIONAL ON THE ISSUE TO THE NEW SHARE RECIPIENT OF SUCH NUMBER OF NEW LIBERTY GLOBAL ORDINARY SHARES OR NEW LILAC ORDINARY SHARES (THE "CONSIDERATION SHARES") (TOGETHER WITH PAYMENT OF ANY CASH IN RESPECT OF FRACTIONAL ENTITLEMENTS) AS THAT NEW SHARE RECIPIENT WOULD HAVE BEEN ENTITLED TO IF EACH POST- SCHEME SHARE TRANSFERRED TO LIBERTY GLOBAL HEREUNDER HAD BEEN A SCHEME SHARE; PROVIDED THAT IF, IN RESPECT OF ANY NEW SHARE RECIPIENT WITH A REGISTERED ADDRESS IN A JURISDICTION OUTSIDE THE UNITED KINGDOM, OR WHOM THE COMPANY REASONABLY BELIEVES TO BE A CITIZEN, RESIDENT OR NATIONAL OF A JURISDICTION OUTSIDE THE UNITED KINGDOM, THE COMPANY IS ADVISED THAT THE ALLOTMENT AND/OR ISSUE OF CONSIDERATION SHARES PURSUANT TO THIS ARTICLE WOULD OR MAY INFRINGE THE LAWS OF SUCH JURISDICTION, OR WOULD OR MAY REQUIRE THE COMPANY OR LIBERTY GLOBAL TO COMPLY WITH ANY GOVERNMENTAL OR OTHER CONSENT OR ANY REGISTRATION, FILING OR OTHER FORMALITY WHICH THE COMPANY REGARDS AS UNDULY ONEROUS, THE COMPANY MAY, IN ITS SOLE DISCRETION, DETERMINE THAT SUCH CONSIDERATION SHARES SHALL BE SOLD, IN WHICH EVENT THE COMPANY SHALL APPOINT A PERSON TO ACT PURSUANT TO THIS ARTICLE AND SUCH PERSON SHALL BE AUTHORISED ON BEHALF OF SUCH HOLDER TO PROCURE THAT ANY CONSIDERATION SHARES IN RESPECT OF WHICH THE COMPANY HAS MADE SUCH DETERMINATION SHALL, AS SOON AS PRACTICABLE FOLLOWING THE ALLOTMENT, ISSUE OR TRANSFER OF SUCH CONSIDERATION SHARES, BE SOLD. (IV) THE CONSIDERATION SHARES ALLOTTED AND ISSUED OR TRANSFERRED TO A NEW SHARE RECIPIENT PURSUANT TO PARAGRAPH (III) OF THIS ARTICLE 152 SHALL BE CREDITED AS FULLY PAID AND SHALL RANK PARI PASSU IN ALL RESPECTS WITH

ALL OTHER LIBERTY GLOBAL ORDINARY SHARES OR LILAC ORDINARY SHARES (AS APPLICABLE) IN ISSUE AT THAT TIME (OTHER THAN AS REGARDS ANY DIVIDEND OR OTHER DISTRIBUTION PAYABLE BY REFERENCE TO A RECORD DATE PRECEDING THE DATE OF ALLOTMENT) AND SHALL BE SUBJECT TO THE ARTICLES OF ASSOCIATION OF LIBERTY GLOBAL. (V) THE NUMBER OF ORDINARY SHARES IN LIBERTY GLOBAL OR LILAC (AS APPLICABLE) TO BE ALLOTTED AND ISSUED OR TRANSFERRED TO THE NEW SHARE RECIPIENT PURSUANT TO PARAGRAPH (III) OF THIS ARTICLE 152 MAY BE ADJUSTED BY THE DIRECTORS IN SUCH MANNER AS THE COMPANY'S AUDITOR MAY DETERMINE ON ANY REORGANISATION OF OR MATERIAL ALTERATION TO THE SHARE CAPITAL OF THE COMPANY OR OF LIBERTY GLOBAL AFTER THE CLOSE OF BUSINESS ON THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME). (VI) THE AGGREGATE NUMBER OF POST-SCHEME SHARES TO WHICH A NEW SHARE RECIPIENT IS ENTITLED UNDER PARAGRAPH (III) OF THIS ARTICLE 152 SHALL IN EACH CASE BE ROUNDED DOWN TO THE NEAREST WHOLE NUMBER. NO FRACTION OF A POST- SCHEME SHARE SHALL BE ALLOTTED TO ANY NEW SHARE RECIPIENT, BUT ALL FRACTIONS TO WHICH, BUT FOR THIS PARAGRAPH (VI), NEW SHARE RECIPIENTS WOULD HAVE BEEN ENTITLED, SHALL BE AGGREGATED, ALLOTTED, ISSUED AND SOLD IN THE MARKET AS SOON AS PRACTICABLE AFTER THE ISSUE OF THE RELEVANT WHOLE POST- SCHEME SHARES, AND THE NET PROCEEDS OF THE SALE (AFTER DEALING COSTS) SHALL BE PAID TO THE NEW SHARE RECIPIENTS ENTITLED THERETO IN DUE PROPORTIONS WITHIN FOURTEEN DAYS OF THE SALE. (VII) TO GIVE EFFECT TO ANY SUCH TRANSFER REQUIRED BY THIS ARTICLE 152, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY TO EXECUTE A FORM OF TRANSFER ON BEHALF OF ANY NEW SHARE RECIPIENT IN FAVOUR OF LIBERTY GLOBAL (OR ITS NOMINEES(S)) AND TO AGREE FOR AND ON BEHALF OF THE NEW SHARE RECIPIENT TO BECOME A MEMBER OF LIBERTY GLOBAL. THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST- SCHEME SHARES AND MAY REGISTER LIBERTY GLOBAL AND/OR ITS NOMINEE(S) AS HOLDER THEREOF AND ISSUE TO IT CERTIFICATES FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW SHARE RECIPIENT FOR THE POST- SCHEME SHARES. PENDING THE REGISTRATION OF LIBERTY GLOBAL (OR ITS NOMINEE(S)) AS THE HOLDER OF ANY SHARE TO BE TRANSFERRED PURSUANT TO THIS ARTICLE 152, LIBERTY GLOBAL SHALL BE EMPOWERED TO APPOINT A PERSON NOMINATED BY THE DIRECTORS TO ACT AS

ATTORNEY ON BEHALF OF EACH HOLDER OF ANY SUCH SHARE IN ACCORDANCE WITH SUCH DIRECTIONS AS LIBERTY GLOBAL MAY GIVE IN RELATION TO ANY DEALINGS WITH OR DISPOSAL OF SUCH SHARE (OR ANY INTEREST THEREIN), EXERCISING ANY RIGHTS ATTACHED THERETO OR RECEIVING ANY DISTRIBUTION OR OTHER BENEFIT ACCRUING OR PAYABLE IN RESPECT THEREOF AND THE REGISTERED HOLDER OF SUCH SHARE SHALL EXERCISE ALL RIGHTS ATTACHING THERETO IN ACCORDANCE WITH THE DIRECTIONS OF LIBERTY GLOBAL BUT NOT OTHERWISE. (VIII) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, NEITHER THE COMPANY NOR THE DIRECTORS SHALL REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE (BOTH AS DEFINED IN THE SCHEME)."

SWEDISH MATCH AB, STOCKHOLM

Security

W92277115

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

28-Apr-2016

ISIN

SE0000310336

Agenda

706928643 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 585939 DUE TO DELETION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.

Non-Voting

CMMT

AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION.

Non-Voting

CMMT

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED

Non-Voting

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

1

OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: BJORN- KRISTIANSSON

Non-Voting

2

PREPARATION AND APPROVAL OF THE VOTING LIST

Non-Voting

3

ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES

Non-Voting

4

DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED

Non-Voting

5

APPROVAL OF THE AGENDA

Non-Voting

6

PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL- STATEMENTS FOR 2015, THE AUDITOR'S OPINION REGARDING COMPLIANCE WITH THE-PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE

Non-Voting

EXECUTIVE MANAGEMENT AS WELL AS-THE BOARD OF DIRECTORS' PROPOSAL REGARDING THE ALLOCATION OF PROFIT AND-MOTIVATED STATEMENT. IN CONNECTION THERETO, THE PRESIDENT'S AND THE CHIEF-FINANCIAL OFFICER'S SPEECHES AND THE BOARD OF DIRECTORS' REPORT ON ITS WORK-AND THE WORK AND FUNCTION OF THE COMPENSATION COMMITTEE AND THE AUDIT-COMMITTEE

7

RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET

Management

No Action

8

RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: SEK 20 PER SHARE

Management

No Action

9

RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT

Management

No Action

10.A

RESOLUTION REGARDING: THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES

Management

No Action

10.B

RESOLUTION REGARDING: BONUS ISSUE

Management

No Action

11

RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF SHARES IN THE COMPANY

Management

No Action

12

RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT

Management

No Action

13

RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: SEVEN (7)

Management

No Action

14

RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS

Management

No Action

15.A

REELECTION OF MEMBERS OF THE BOARD: CHARLES A. BLIXT, ANDREW CRIPPS, JACQUELINE HOOGERBRUGGE, CONNY KARLSSON, WENCHE ROLFSEN, MEG TIVEUS AND JOAKIM WESTH

Management

No Action

15.B

REELECTION OF THE CHAIRMAN OF THE BOARD: CONNY KARLSSON

Management

No Action

15.C

REELECTION OF THE DEPUTY CHAIRMAN OF THE BOARD: ANDREW CRIPPS

Management

No Action

16

RESOLUTION REGARDING THE NUMBER OF AUDITORS

Management

No Action

17

RESOLUTION REGARDING REMUNERATION TO THE AUDITOR

Management

No Action

18

ELECTION OF AUDITOR: KPMG AB

Management

No Action

19

RESOLUTION REGARDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ARTICLE 7

Management

No Action

CMMT

PLEASE NOTE THAT THE MANAGEMENT DOES NOT MAKE ANY VOTE RECOMMENDATIONS FOR- RESOLUTIONS 20.A TO 20.N. THANK YOU

Non-Voting

20.A

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO ADOPT A VISION ZERO REGARDING WORKPLACE ACCIDENTS WITHIN THE COMPANY

Management

No Action

20.B

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO INSTRUCT THE BOARD OF DIRECTORS OF THE COMPANY TO SET UP A WORKING GROUP TO IMPLEMENT THIS VISION ZERO

Management

No Action

20.C

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: ON ANNUAL REPORTING OF THE VISION ZERO

Management

No Action

20.D

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO ADOPT A VISION ON EQUALITY WITHIN THE COMPANY

Management

No Action

20.E

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO INSTRUCT THE BOARD OF DIRECTORS OF THE COMPANY TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING THE VISION ON EQUALITY

Management

No Action

20.F

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: ON ANNUAL REPORTING OF THE VISION ON EQUALITY

Management

No Action

20.G

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO CREATE A SHAREHOLDERS' ASSOCIATION IN THE COMPANY

Management

No Action

20.H

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: THAT A BOARD MEMBER MAY NOT HAVE A LEGAL ENTITY TO INVOICE REMUNERATION FOR WORK ON THE BOARD OF DIRECTORS

Management

No Action

20.I

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: THAT THE NOMINATING COMMITTEE SHALL PAY PARTICULAR ATTENTION TO ISSUES ASSOCIATED WITH ETHICS, GENDER AND ETHNICITY

Management

No Action

20.J

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ACHIEVE A CHANGE IN THE LEGAL FRAMEWORK REGARDING INVOICING REMUNERATION FOR WORK ON THE BOARD OF DIRECTORS

Management

No Action

20.K

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO PREPARE A PROPOSAL CONCERNING A SYSTEM FOR GIVING SMALL AND MEDIUM-SIZED SHAREHOLDERS REPRESENTATION IN BOTH THE BOARD OF DIRECTORS OF THE COMPANY AND THE NOMINATING COMMITTEE

Management

No Action

20.L

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ABOLISH THE LEGAL POSSIBILITY TO SO CALLED VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY COMPANIES

Management

No Action

20.M

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION

Management

No Action

20.N

RESOLUTION REGARDING PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON REGARDING THAT THE ANNUAL GENERAL MEETING SHALL RESOLVE: TO DELEGATE TO THE BOARD OF DIRECTORS TO TRY TO ACHIEVE A NATIONAL SO CALLED "COOL-OFF PERIOD" FOR POLITICIANS

Management

No Action

JOHNSON & JOHNSON

Security

478160104

Meeting Type

Annual

Ticker Symbol

JNJ

Meeting Date

28-Apr-2016

ISIN

US4781601046

Agenda

934340984 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: MARY C. BECKERLE

Management

For

For

1B.

ELECTION OF DIRECTOR: D. SCOTT DAVIS

Management

For

For

1C.

ELECTION OF DIRECTOR: IAN E.L. DAVIS

Management

For

For

1D.

ELECTION OF DIRECTOR: ALEX GORSKY

Management

For

For

1E.

ELECTION OF DIRECTOR: SUSAN L. LINDQUIST

Management

For

For

1F.

ELECTION OF DIRECTOR: MARK B. MCCLELLAN

Management

For

For

1G.

ELECTION OF DIRECTOR: ANNE M. MULCAHY

Management

For

For

1H.

ELECTION OF DIRECTOR: WILLIAM D. PEREZ

Management

For

For

1I.

ELECTION OF DIRECTOR: CHARLES PRINCE

Management

For

For

1J.

ELECTION OF DIRECTOR: A. EUGENE WASHINGTON

Management

For

For

1K.

ELECTION OF DIRECTOR: RONALD A. WILLIAMS

Management

For

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

For

3.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

For

4.

SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE

Shareholder

Against

For

5.

SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE

Shareholder

Against

For

7.

SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES

Shareholder

Against

For

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

28-Apr-2016

ISIN

US7170811035

Agenda

934341203 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: DENNIS A. AUSIELLO

Management

For

For

1B.

ELECTION OF DIRECTOR: W. DON CORNWELL

Management

For

For

1C.

ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA

Management

For

For

1D.

ELECTION OF DIRECTOR: FRANCES D. FERGUSSON

Management

For

For

1E.

ELECTION OF DIRECTOR: HELEN H. HOBBS

Management

For

For

1F.

ELECTION OF DIRECTOR: JAMES M. KILTS

Management

For

For

1G.

ELECTION OF DIRECTOR: SHANTANU NARAYEN

Management

For

For

1H.

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

Management

For

For

1I.

ELECTION OF DIRECTOR: IAN C. READ

Management

For

For

1J.

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

For

For

1K.

ELECTION OF DIRECTOR: JAMES C. SMITH

Management

For

For

2.

RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION

Management

For

For

4.

SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES

Shareholder

Against

For

5.

SHAREHOLDER PROPOSAL REGARDING POLICY ON DIRECTOR ELECTIONS

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT

Shareholder

Against

For

7.

SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS

Shareholder

Against

For

TIMKENSTEEL CORPORATION

Security

887399103

Meeting Type

Annual

Ticker Symbol

TMST

Meeting Date

28-Apr-2016

ISIN

US8873991033

Agenda

934342851 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

DIANE C. CREEL

For

For

2

DONALD T. MISHEFF

For

For

3

RONALD A. RICE

For

For

2.

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

For

3.

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

4.

APPROVAL OF THE TIMKENSTEEL CORPORATION AMENDED AND RESTATED 2014 EQUITY AND INCENTIVE COMPENSATION PLAN.

Management

Against

Against

PARMALAT SPA, COLLECCHIO

Security

T7S73M107

Meeting Type

MIX

Ticker Symbol

Meeting Date

29-Apr-2016

ISIN

IT0003826473

Agenda

706951591 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 620471 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.

Non-Voting

CMMT

PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999Z/19840 101/NPS_278037.PDF

Non-Voting

E.1.1

TO AMEND ART. 2 (COMPANY HEADQUARTER), ITEM 1 AND ART. 11 (BOARD OF DIRECTORS), ITEMS 10, 11 E 12 OF THE BYLAWS

Management

Against

Against

E.1.2

RESOLUTIONS RELATED THERETO

Management

No Action

E.2.1

TO AMEND ARTICLES 11(BOARD OF DIRECTORS), 13 (DUTIES OF DIRECTORS), 14 (BOARD OF DIRECTORS' CHAIRMAN) AND 18 (COMMITTEES) OF BYLAWS

Management

Against

Against

E.2.2

RESOLUTIONS RELATED THERETO

Management

No Action

O.1.1

BALANCE SHEET OF PARMALAT S.P.A. AS OF 31 DECEMBER 2015. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET'S PRESENTATION AS OF 31 DECEMBER 2015. DIRECTORS, INTERNAL AND EXTERNAL AUDITORS' REPORT.

Management

For

For

O.1.2

ALLOCATION OF FINANCIAL RESULT

Management

For

For

O.2

REWARDING REPORT: REWARDING POLICY

Management

For

For

O.3.1

THREE-YEARS MONETARY PLAN 2016-2018 FOR PARMALAT GROUP'S TOP MANAGEMENT

Management

For

For

O.3.2

RESOLUTIONS RELATED THERETO

Management

No Action

CMMT

PLEASE NOTE THAT ALTHOUGH THERE ARE 02 SLATES TO BE ELECTED AS DIRECTORS,-THERE IS ONLY 01 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR ONLY 01 OUT OF THE 02 SLATES. THANK YOU

Non-Voting

O4.11

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS, LIST PRESENTED BY SOFIL S.A.S-SOCIETE POUR LE FINANCEMENT DE L'INDUSTRIE LATIERE, REPRESENTING 86,96PCT OF COMPANY STOCK CAPITAL: GABRIELLA CHERSICLA YVON GUERIN PATRICE GASSENBACH-MICHEL PESLIER ELENA VASCO ANGELA GAMBA PIER GIUSEPPE BIANDRINO NICOLO' DUBINI

Shareholder

Against

For

O4.12

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS, LIST PRESENTED BY FIL INVESTMENTS INTERNATIONAL, GABELLI FUNDS LLC, SETANTA ASSET MANAGEMENT LIMITED, AMBER CAPITAL UK LLP E AMBER CAPITAL ITALIA SGR S.P.A, REPRESENTING 4,157PCT OF COMPANY STOCK CAPITAL: UMBERTO MOSETTI ANTONIO ARISTIDE MASTRANGELO ELISA CORGHI

Shareholder

For

Against

O.4.2

TO STATE DIRECTORS NUMBER

Management

Abstain

Against

O.4.3

TO STATE BOARD OF DIRECTORS TERM OF OFFICE

Management

Abstain

Against

O.4.4

TO APPOINT BOARD OF DIRECTORS' CHAIRMAN

Management

Abstain

Against

O.4.5

TO STATE BOARD OF DIRECTORS EMOLUMENT

Management

Abstain

Against

O.4.6

RESOLUTIONS ABOUT THE ATTRIBUTION TO DIRECTORS OF AN ADDITIONAL EMOLUMENT

Management

Abstain

Against

O.4.7

RESOLUTIONS RELATED THERETO

Management

No Action

O.5

TO INTEGRATE INTERNAL AUDITORS AND TO APPOINT INTERNAL AUDITORS' CHAIRMAN. RESOLUTIONS RELATED THERETO

Management

For

For

CINCINNATI BELL INC.

Security

171871403

Meeting Type

Annual

Ticker Symbol

CBBPRB

Meeting Date

29-Apr-2016

ISIN

US1718714033

Agenda

934342940 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A

ELECTION OF DIRECTOR: PHILLIP R. COX

Management

For

For

1B

ELECTION OF DIRECTOR: JAKKI L. HAUSSLER

Management

For

For

1C

ELECTION OF DIRECTOR: CRAIG F. MAIER

Management

For

For

1D

ELECTION OF DIRECTOR: RUSSEL P. MAYER

Management

For

For

1E

ELECTION OF DIRECTOR: JOHN W. ECK

Management

For

For

1F

ELECTION OF DIRECTOR: LYNN A. WENTWORTH

Management

For

For

1G

ELECTION OF DIRECTOR: MARTIN J. YUDKOVITZ

Management

For

For

1H

ELECTION OF DIRECTOR: JOHN M. ZRNO

Management

For

For

1I

ELECTION OF DIRECTOR: THEODORE H. TORBECK

Management

For

For

2.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

For

3.

APPROVE AN AMENDMENT TO THE CINCINNATI BELL INC. 2007 STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS.

Management

For

For

4.

RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE CINCINNATI BELL INC. 2011 SHORT-TERM INCENTIVE PLAN.

Management

For

For

5.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.

Management

For

For

ELI LILLY AND COMPANY

Security

532457108

Meeting Type

Annual

Ticker Symbol

LLY

Meeting Date

02-May-2016

ISIN

US5324571083

Agenda

934336505 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R. ALVAREZ

Management

For

For

1B.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R.D. HOOVER

Management

For

For

1C.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: J.R. LUCIANO

Management

For

For

1D.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: F.G. PRENDERGAST

Management

For

For

1E.

ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: K.P. SEIFERT

Management

For

For

2.

APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2016.

Management

For

For

4.

CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING HOW WE SELECT THE COUNTRIES IN WHICH WE OPERATE OR INVEST.

Shareholder

Against

For

INTERNATIONAL FLAVORS & FRAGRANCES INC.

Security

459506101

Meeting Type

Annual

Ticker Symbol

IFF

Meeting Date

02-May-2016

ISIN

US4595061015

Agenda

934347572 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI

Management

For

For

1B.

ELECTION OF DIRECTOR: DR. LINDA BUCK

Management

For

For

1C.

ELECTION OF DIRECTOR: MICHAEL L. DUCKER

Management

For

For

1D.

ELECTION OF DIRECTOR: DAVID R. EPSTEIN

Management

For

For

1E.

ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR.

Management

For

For

1F.

ELECTION OF DIRECTOR: JOHN F. FERRARO

Management

For

For

1G.

ELECTION OF DIRECTOR: ANDREAS FIBIG

Management

For

For

1H.

ELECTION OF DIRECTOR: CHRISTINA GOLD

Management

For

For

1I.

ELECTION OF DIRECTOR: HENRY W. HOWELL, JR.

Management

For

For

1J.

ELECTION OF DIRECTOR: KATHERINE M. HUDSON

Management

For

For

1K.

ELECTION OF DIRECTOR: DALE F. MORRISON

Management

For

For

2.

TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

For

For

3.

ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2015.

Management

For

For

AMERICAN EXPRESS COMPANY

Security

025816109

Meeting Type

Annual

Ticker Symbol

AXP

Meeting Date

02-May-2016

ISIN

US0258161092

Agenda

934348966 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: CHARLENE BARSHEFSKY

Management

For

For

1B.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: URSULA M. BURNS

Management

For

For

1C.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: KENNETH I. CHENAULT

Management

For

For

1D.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: PETER CHERNIN

Management

For

For

1E.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RALPH DE LA VEGA

Management

For

For

1F.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: ANNE L. LAUVERGEON

Management

For

For

1G.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: MICHAEL O. LEAVITT

Management

For

For

1H.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: THEODORE J. LEONSIS

Management

For

For

1I.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RICHARD C. LEVIN

Management

For

For

1J.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: SAMUEL J. PALMISANO

Management

For

For

1K.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: DANIEL L. VASELLA

Management

For

For

1L.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: ROBERT D. WALTER

Management

For

For

1M.

ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RONALD A. WILLIAMS

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

3.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

4.

APPROVAL OF THE AMERICAN EXPRESS COMPANY 2016 INCENTIVE COMPENSATION PLAN.

Management

For

For

5.

SHAREHOLDER PROPOSAL RELATING TO ANNUAL DISCLOSURE OF EEO-1 DATA.

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL RELATING TO REPORT ON PRIVACY, DATA SECURITY AND GOVERNMENT REQUESTS.

Shareholder

Against

For

7.

SHAREHOLDER PROPOSAL RELATING TO ACTION BY WRITTEN CONSENT.

Shareholder

Against

For

8.

SHAREHOLDER PROPOSAL RELATING TO LOBBYING DISCLOSURE.

Shareholder

Against

For

9.

SHAREHOLDER PROPOSAL RELATING TO INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

For

GREAT PLAINS ENERGY INCORPORATED

Security

391164100

Meeting Type

Annual

Ticker Symbol

GXP

Meeting Date

03-May-2016

ISIN

US3911641005

Agenda

934346998 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

TERRY BASSHAM

For

For

2

DAVID L. BODDE

For

For

3

RANDALL C. FERGUSON, JR

For

For

4

GARY D. FORSEE

For

For

5

SCOTT D. GRIMES

For

For

6

THOMAS D. HYDE

For

For

7

JAMES A. MITCHELL

For

For

8

ANN D. MURTLOW

For

For

9

JOHN J. SHERMAN

For

For

2.

TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE 2015 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

TO APPROVE THE COMPANY'S AMENDED LONG- TERM INCENTIVE PLAN.

Management

For

For

4.

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

ROLLS-ROYCE HOLDINGS PLC, LONDON

Security

G76225104

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

05-May-2016

ISIN

GB00B63H8491

Agenda

706837450 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1

TO RECEIVE THE STRATEGIC REPORT, THE DIRECTORS' REPORT AND THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015

Management

For

For

2

TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2015

Management

For

For

3

TO ELECT ALAN DAVIES AS A DIRECTOR OF THE COMPANY

Management

For

For

4

TO ELECT IRENE DORNER AS A DIRECTOR OF THE COMPANY

Management

For

For

5

TO ELECT BRADLEY SINGER AS A DIRECTOR OF THE COMPANY

Management

For

For

6

TO ELECT SIR KEVIN SMITH AS A DIRECTOR OF THE COMPANY

Management

For

For

7

TO RE-ELECT IAN DAVIS AS A DIRECTOR OF THE COMPANY

Management

For

For

8

TO RE-ELECT WARREN EAST CBE AS A DIRECTOR OF THE COMPANY

Management

For

For

9

TO RE-ELECT LEWIS BOOTH CBE AS A DIRECTOR OF THE COMPANY

Management

For

For

10

TO RE-ELECT RUTH CAIRNIE AS A DIRECTOR OF THE COMPANY

Management

For

For

11

TO RE-ELECT SIR FRANK CHAPMAN AS A DIRECTOR OF THE COMPANY

Management

For

For

12

TO RE-ELECT LEE HSIEN YANG AS A DIRECTOR OF THE COMPANY

Management

For

For

13

TO RE-ELECT JOHN MCADAM AS A DIRECTOR OF THE COMPANY

Management

For

For

14

TO RE-ELECT COLIN SMITH CBE AS A DIRECTOR OF THE COMPANY

Management

For

For

15

TO RE-ELECT DAVID SMITH AS A DIRECTOR OF THE COMPANY

Management

For

For

16

TO RE-ELECT JASMIN STAIBLIN AS A DIRECTOR OF THE COMPANY

Management

For

For

17

TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR

Management

For

For

18

TO AUTHORISE THE AUDIT COMMITTEE, ON BEHALF OF THE BOARD, TO DETERMINE THE AUDITOR'S REMUNERATION

Management

For

For

19

TO AUTHORISE PAYMENTS TO SHAREHOLDERS

Management

For

For

20

TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE

Management

For

For

21

TO AUTHORISE THE DIRECTORS TO ALLOT SHARES

Management

For

For

22

TO DISAPPLY PRE-EMPTION RIGHTS

Management

Against

Against

23

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES

Management

For

For

VERIZON COMMUNICATIONS INC.

Security

92343V104

Meeting Type

Annual

Ticker Symbol

VZ

Meeting Date

05-May-2016

ISIN

US92343V1044

Agenda

934342712 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU

Management

For

For

1B.

ELECTION OF DIRECTOR: MARK T. BERTOLINI

Management

For

For

1C.

ELECTION OF DIRECTOR: RICHARD L. CARRION

Management

For

For

1D.

ELECTION OF DIRECTOR: MELANIE L. HEALEY

Management

For

For

1E.

ELECTION OF DIRECTOR: M. FRANCES KEETH

Management

For

For

1F.

ELECTION OF DIRECTOR: KARL-LUDWIG KLEY

Management

For

For

1G.

ELECTION OF DIRECTOR: LOWELL C. MCADAM

Management

For

For

1H.

ELECTION OF DIRECTOR: DONALD T. NICOLAISEN

Management

For

For

1I.

ELECTION OF DIRECTOR: CLARENCE OTIS, JR.

Management

For

For

1J.

ELECTION OF DIRECTOR: RODNEY E. SLATER

Management

For

For

1K.

ELECTION OF DIRECTOR: KATHRYN A. TESIJA

Management

For

For

1L.

ELECTION OF DIRECTOR: GREGORY D. WASSON

Management

For

For

1M.

ELECTION OF DIRECTOR: GREGORY G. WEAVER

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

For

4.

RENEWABLE ENERGY TARGETS

Shareholder

Against

For

5.

INDIRECT POLITICAL SPENDING REPORT

Shareholder

Against

For

6.

LOBBYING ACTIVITIES REPORT

Shareholder

Against

For

7.

INDEPENDENT CHAIR POLICY

Shareholder

Against

For

8.

SEVERANCE APPROVAL POLICY

Shareholder

Against

For

9.

STOCK RETENTION POLICY

Shareholder

Against

For

MUELLER INDUSTRIES, INC.

Security

624756102

Meeting Type

Annual

Ticker Symbol

MLI

Meeting Date

05-May-2016

ISIN

US6247561029

Agenda

934359919 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

GREGORY L. CHRISTOPHER

For

For

2

PAUL J. FLAHERTY

For

For

3

GENNARO J. FULVIO

For

For

4

GARY S. GLADSTEIN

For

For

5

SCOTT J. GOLDMAN

For

For

6

JOHN B. HANSEN

For

For

7

TERRY HERMANSON

For

For

2.

APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

3.

TO APPROVE, ON AN ADVISORY BASIS BY NON- BINDING VOTE, EXECUTIVE COMPENSATION.

Management

For

For

RYMAN HOSPITALITY PROPERTIES, INC.

Security

78377T107

Meeting Type

Annual

Ticker Symbol

RHP

Meeting Date

05-May-2016

ISIN

US78377T1079

Agenda

934361609 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: MICHAEL J. BENDER

Management

For

For

1B.

ELECTION OF DIRECTOR: RACHNA BHASIN

Management

For

For

1C.

ELECTION OF DIRECTOR: WILLIAM F. HAGERTY, IV

Management

For

For

1D.

ELECTION OF DIRECTOR: ELLEN LEVINE

Management

For

For

1E.

ELECTION OF DIRECTOR: PATRICK Q. MOORE

Management

For

For

1F.

ELECTION OF DIRECTOR: ROBERT S. PRATHER, JR.

Management

For

For

1G.

ELECTION OF DIRECTOR: COLIN V. REED

Management

For

For

1H.

ELECTION OF DIRECTOR: MICHAEL D. ROSE

Management

For

For

1I.

ELECTION OF DIRECTOR: MICHAEL I. ROTH

Management

For

For

2.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

For

3.

TO APPROVE THE 2016 OMNIBUS INCENTIVE PLAN.

Management

For

For

4.

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

For

For

AMERICAN INTERNATIONAL GROUP, INC.

Security

026874784

Meeting Type

Annual

Ticker Symbol

AIG

Meeting Date

11-May-2016

ISIN

US0268747849

Agenda

934356735 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: W. DON CORNWELL

Management

For

For

1B.

ELECTION OF DIRECTOR: PETER R. FISHER

Management

For

For

1C.

ELECTION OF DIRECTOR: JOHN H. FITZPATRICK

Management

For

For

1D.

ELECTION OF DIRECTOR: PETER D. HANCOCK

Management

For

For

1E.

ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN

Management

For

For

1F.

ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH

Management

For

For

1G.

ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER

Management

For

For

1H.

ELECTION OF DIRECTOR: GEORGE L. MILES, JR.

Management

For

For

1I.

ELECTION OF DIRECTOR: HENRY S. MILLER

Management

For

For

1J.

ELECTION OF DIRECTOR: ROBERT S. MILLER

Management

For

For

1K.

ELECTION OF DIRECTOR: LINDA A. MILLS

Management

For

For

1L.

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

Management

For

For

1M.

ELECTION OF DIRECTOR: JOHN A. PAULSON

Management

For

For

1N.

ELECTION OF DIRECTOR: RONALD A. RITTENMEYER

Management

For

For

1O.

ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND

Management

For

For

1P.

ELECTION OF DIRECTOR: THERESA M. STONE

Management

For

For

2.

TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

3.

TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

MORGAN STANLEY

Security

617446448

Meeting Type

Annual

Ticker Symbol

MS

Meeting Date

17-May-2016

ISIN

US6174464486

Agenda

934366673 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: ERSKINE B. BOWLES

Management

For

For

1B.

ELECTION OF DIRECTOR: ALISTAIR DARLING

Management

For

For

1C.

ELECTION OF DIRECTOR: THOMAS H. GLOCER

Management

For

For

1D.

ELECTION OF DIRECTOR: JAMES P. GORMAN

Management

For

For

1E.

ELECTION OF DIRECTOR: ROBERT H. HERZ

Management

For

For

1F.

ELECTION OF DIRECTOR: NOBUYUKI HIRANO

Management

For

For

1G.

ELECTION OF DIRECTOR: KLAUS KLEINFELD

Management

For

For

1H.

ELECTION OF DIRECTOR: JAMI MISCIK

Management

For

For

1I.

ELECTION OF DIRECTOR: DONALD T. NICOLAISEN

Management

For

For

1J.

ELECTION OF DIRECTOR: HUTHAM S. OLAYAN

Management

For

For

1K.

ELECTION OF DIRECTOR: JAMES W. OWENS

Management

For

For

1L.

ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI

Management

For

For

1M.

ELECTION OF DIRECTOR: PERRY M. TRAQUINA

Management

For

For

1N.

ELECTION OF DIRECTOR: RAYFORD WILKINS, JR.

Management

For

For

2.

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR

Management

For

For

3.

TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON- BINDING ADVISORY RESOLUTION)

Management

For

For

4.

TO APPROVE THE AMENDMENT OF THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND ADD PERFORMANCE MEASURES FOR CERTAIN AWARDS

Management

Against

Against

5.

SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE

Shareholder

Against

For

JPMORGAN CHASE & CO.

Security

46625H100

Meeting Type

Annual

Ticker Symbol

JPM

Meeting Date

17-May-2016

ISIN

US46625H1005

Agenda

934367257 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: LINDA B. BAMMANN

Management

For

For

1B.

ELECTION OF DIRECTOR: JAMES A. BELL

Management

For

For

1C.

ELECTION OF DIRECTOR: CRANDALL C. BOWLES

Management

For

For

1D.

ELECTION OF DIRECTOR: STEPHEN B. BURKE

Management

For

For

1E.

ELECTION OF DIRECTOR: JAMES S. CROWN

Management

For

For

1F.

ELECTION OF DIRECTOR: JAMES DIMON

Management

For

For

1G.

ELECTION OF DIRECTOR: TIMOTHY P. FLYNN

Management

For

For

1H.

ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.

Management

For

For

1I.

ELECTION OF DIRECTOR: MICHAEL A. NEAL

Management

For

For

1J.

ELECTION OF DIRECTOR: LEE R. RAYMOND

Management

For

For

1K.

ELECTION OF DIRECTOR: WILLIAM C. WELDON

Management

For

For

2.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

Management

For

For

3.

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

4.

INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR

Shareholder

Against

For

5.

HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS

Shareholder

Against

For

6.

VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE

Shareholder

Against

For

7.

APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS WHETHER DIVESTITURE OF ALL NON- CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE

Shareholder

Against

For

8.

CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW

Shareholder

Against

For

9.

EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION

Shareholder

Against

For

HERTZ GLOBAL HOLDINGS, INC.

Security

42805T105

Meeting Type

Annual

Ticker Symbol

HTZ

Meeting Date

18-May-2016

ISIN

US42805T1051

Agenda

934367942 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: CAROLYN N. EVERSON

Management

For

For

1B.

ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER

Management

For

For

1C.

ELECTION OF DIRECTOR: DANIEL A. NINIVAGGI

Management

For

For

1D.

ELECTION OF DIRECTOR: DAVID A. BARNES

Management

For

For

1E.

ELECTION OF DIRECTOR: CARL T. BERQUIST

Management

For

For

1F.

ELECTION OF DIRECTOR: HENRY R. KEIZER

Management

For

For

1G.

ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON

Management

For

For

1H.

ELECTION OF DIRECTOR: JOHN P. TAGUE

Management

For

For

2.

APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION.

Management

For

For

3.

APPROVAL OF A POTENTIAL AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS TO SELECT THE RATIO OF THE REVERSE STOCK SPLIT AS SET FORTH IN THE AMENDMENT.

Management

For

For

4.

RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2016.

Management

For

For

STATE STREET CORPORATION

Security

857477103

Meeting Type

Annual

Ticker Symbol

STT

Meeting Date

18-May-2016

ISIN

US8574771031

Agenda

934368297 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: K. BURNES

Management

For

For

1B.

ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN

Management

For

For

1C.

ELECTION OF DIRECTOR: L. DUGLE

Management

For

For

1D.

ELECTION OF DIRECTOR: W. FREDA

Management

For

For

1E.

ELECTION OF DIRECTOR: A. FAWCETT

Management

For

For

1F.

ELECTION OF DIRECTOR: L. HILL

Management

For

For

1G.

ELECTION OF DIRECTOR: J. HOOLEY

Management

For

For

1H.

ELECTION OF DIRECTOR: R. SERGEL

Management

For

For

1I.

ELECTION OF DIRECTOR: R. SKATES

Management

For

For

1J.

ELECTION OF DIRECTOR: G. SUMME

Management

For

For

1K.

ELECTION OF DIRECTOR: T. WILSON

Management

For

For

2.

TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION.

Management

For

For

3.

TO APPROVE THE 2016 SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN.

Management

For

For

4.

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.

Management

For

For

CVS HEALTH CORPORATION

Security

126650100

Meeting Type

Annual

Ticker Symbol

CVS

Meeting Date

19-May-2016

ISIN

US1266501006

Agenda

934366584 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: RICHARD M. BRACKEN

Management

For

For

1B.

ELECTION OF DIRECTOR: C. DAVID BROWN II

Management

For

For

1C.

ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX

Management

For

For

1D.

ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE

Management

For

For

1E.

ELECTION OF DIRECTOR: DAVID W. DORMAN

Management

For

For

1F.

ELECTION OF DIRECTOR: ANNE M. FINUCANE

Management

For

For

1G.

ELECTION OF DIRECTOR: LARRY J. MERLO

Management

For

For

1H.

ELECTION OF DIRECTOR: JEAN-PIERRE MILLON

Management

For

For

1I.

ELECTION OF DIRECTOR: RICHARD J. SWIFT

Management

For

For

1J.

ELECTION OF DIRECTOR: WILLIAM C. WELDON

Management

For

For

1K.

ELECTION OF DIRECTOR: TONY L. WHITE

Management

For

For

2.

PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

3.

SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

For

4.

STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS.

Shareholder

Against

For

5.

STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY.

Shareholder

Against

For

INVESTMENT AB KINNEVIK, STOCKHOLM

Security

W4832D128

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

23-May-2016

ISIN

SE0000164600

Agenda

706980427 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION.

Non-Voting

CMMT

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED

Non-Voting

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

1

OPENING OF THE ANNUAL GENERAL MEETING

Non-Voting

2

ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING

Non-Voting

3

PREPARATION AND APPROVAL OF THE VOTING LIST

Non-Voting

4

APPROVAL OF THE AGENDA

Non-Voting

5

ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES

Non-Voting

6

DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED

Non-Voting

7

REMARKS BY THE CHAIRMAN OF THE BOARD

Non-Voting

8

PRESENTATION BY THE CHIEF EXECUTIVE OFFICER

Non-Voting

9

PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT- AND OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT

Non-Voting

10

RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET

Management

No Action

11

RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: SEK 7.75 PER SHARE

Management

No Action

12

RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER

Management

No Action

13

DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: NINE MEMBERS

Management

No Action

14

DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR

Management

No Action

15.A

ELECTION OF BOARD MEMBER: TOM BOARDMAN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

15.B

ELECTION OF BOARD MEMBER: ANDERS BORG (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

15.C

ELECTION OF BOARD MEMBER: DAME AMELIA FAWCETT (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

15.D

ELECTION OF BOARD MEMBER: WILHELM KLINGSPOR (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

15.E

ELECTION OF BOARD MEMBER: ERIK MITTEREGGER (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

15.F

ELECTION OF BOARD MEMBER: JOHN SHAKESHAFT (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

15.G

ELECTION OF BOARD MEMBER: CRISTINA STENBECK (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

15.H

ELECTION OF BOARD MEMBER: LOTHAR LANZ (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

15.I

ELECTION OF BOARD MEMBER: MARIO QUEIROZ (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE)

Management

No Action

16

ELECTION OF THE CHAIRMAN OF THE BOARD: TOM BOARDMAN

Management

No Action

17

APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE

Management

No Action

18

RESOLUTION REGARDING GUIDELINES FOR REMUNERATION FOR SENIOR EXECUTIVES

Management

No Action

19.A

RESOLUTION REGARDING INCENTIVE PROGRAMME, INCLUDING RESOLUTION REGARDING: ADOPTION OF AN INCENTIVE PROGRAMME

Management

No Action

19.B

RESOLUTION REGARDING INCENTIVE PROGRAMME, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS C SHARES

Management

No Action

19.C

RESOLUTION REGARDING INCENTIVE PROGRAMME, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS C SHARES

Management

No Action

19.D

RESOLUTION REGARDING INCENTIVE PROGRAMME, INCLUDING RESOLUTION REGARDING: TRANSFER OF OWN CLASS B SHARES

Management

No Action

20

RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES

Management

No Action

21

RESOLUTION TO REDUCE THE SHARE CAPITAL BY WAY OF CANCELLATION OF REPURCHASED SHARES

Management

No Action

22.A

RESOLUTION ON SHARE REDEMPTION PROGRAM COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1

Management

No Action

22.B

RESOLUTION ON SHARE REDEMPTION PROGRAM COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES

Management

No Action

22.C

RESOLUTION ON SHARE REDEMPTION PROGRAM COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES

Management

No Action

23

RESOLUTION REGARDING OFFER ON RECLASSIFICATION OF CLASS A SHARES INTO CLASS B SHARES

Management

No Action

24

RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION: SECTION 1

Management

No Action

CMMT

THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTIONS 25.A TO 25.R AND 26

Non-Voting

25.A

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: ADOPT A ZERO TOLERANCE POLICY REGARDING ACCIDENTS AT WORK FOR BOTH THE COMPANY AND ITS PORTFOLIO COMPANIES

Management

No Action

25.B

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO SET UP A WORKING GROUP TO IMPLEMENT THIS ZERO TOLERANCE POLICY

Management

No Action

25.C

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: SUBMIT A REPORT OF THE RESULTS IN WRITING EACH YEAR TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION, BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT

Management

No Action

25.D

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  ADOPT A VISION ON ABSOLUTE EQUALITY BETWEEN MEN AND WOMEN ON ALL LEVELS WITHIN BOTH THE COMPANY AND ITS PORTFOLIO COMPANIES

Management

No Action

25.E

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  INSTRUCT THE BOARD TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING THIS VISION IN THE LONG TERM AND CLOSELY MONITOR THE DEVELOPMENT BOTH REGARDING EQUALITY AND ETHNICITY

Management

No Action

25.F

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  SUBMIT A REPORT IN WRITING EACH YEAR TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION, BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT

Management

No Action

25.G

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  INSTRUCT THE BOARD TO TAKE NECESSARY ACTIONS TO SET-UP A SHAREHOLDERS' ASSOCIATION IN THE COMPANY

Management

No Action

25.H

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  DISALLOW MEMBERS OF THE BOARD TO INVOICE THEIR BOARD REMUNERATION THROUGH A LEGAL PERSON, SWEDISH OR FOREIGN

Management

No Action

25.I

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  INSTRUCT THE NOMINATION COMMITTEE THAT DURING THE PERFORMANCE OF THEIR TASKS THEY SHALL PAY PARTICULAR ATTENTION TO QUESTIONS RELATED TO ETHICS, GENDER AND ETHNICITY

Management

No Action

25.J

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: IN RELATION TO ITEM (H) ABOVE, INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND / OR THE SWEDISH TAX AGENCY TO DRAW THEIR ATTENTION TO THE DESIRABILITY OF CHANGES IT THE REGULATION IN THIS AREA, IN ORDER TO PREVENT TAX EVASION

Management

No Action

25.K

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  AMEND THE ARTICLES OF ASSOCIATION (SECTION4 LAST PARAGRAPH) IN THE FOLLOWING WAY. SHARES OF SERIES A AS WELL AS SERIES B AND SERIES C, SHALL ENTITLE TO (1) VOTE

Management

No Action

25.L

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT, AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF CHANGING THE SWEDISH COMPANIES ACT IN ORDER TO ABOLISH THE POSSIBILITY TO HAVE DIFFERENTIATED VOTING POWERS IN SWEDISH LIMITED LIABILITY COMPANIES

Management

No Action

25.M

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  AMEND THE ARTICLES OF ASSOCIATION (SECTION6) BY ADDING TWO NEW PARAGRAPHS IN ACCORDANCE WITH THE FOLLOWING. FORMER MINISTERS OF STATE MAY NOT BE ELECTED AS MEMBERS OF THE BOARD UNTIL TWO (2) YEARS HAVE PASSED SINCE HE / SHE RESIGNED FROM THE ASSIGNMENT. OTHER FULL-TIME POLITICIANS, PAID BY PUBLIC RESOURCES, MAY NOT BE ELECTED AS MEMBERS OF THE BOARD UNTIL ONE (1) YEAR HAS PASSED FROM THE TIME THAT HE / SHE RESIGNED FROM THE ASSIGNMENT, IF NOT EXTRAORDINARY REASONS JUSTIFY A DIFFERENT CONCLUSION

Management

No Action

25.N

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND DRAW ITS ATTENTION TO THE NEED FOR A NATIONAL PROVISION REGARDING SO CALLED COOLING OFF PERIODS FOR POLITICIANS

Management

No Action

25.O

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL:  INSTRUCT THE BOARD TO PREPARE A PROPOSAL REGARDING REPRESENTATION ON THE BOARD AND NOMINATION COMMITTEES FOR THE SMALL AND MEDIUM SIZED SHAREHOLDERS TO BE RESOLVED UPON AT THE 2017 ANNUAL GENERAL MEETING

Management

No Action

25.P

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO APPROACH THE SWEDISH GOVERNMENT AND DRAW THE GOVERNMENT'S ATTENTION TO THE DESIRABILITY OF A REFORM IN THIS AREA

Management

No Action

25.Q

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: CARRY-OUT A SPECIAL EXAMINATION OF THE INTERNAL AS WELL AS THE EXTERNAL ENTERTAINMENT IN THE COMPANY

Management

No Action

25.R

RESOLUTION REGARDING SHAREHOLDER THORWALD ARVIDSSON'S PROPOSAL: INSTRUCT THE BOARD TO PREPARE A PROPOSAL OF A POLICY IN THIS AREA, A POLICY THAT SHALL BE MODEST, TO BE RESOLVED UPON AT THE 2017 ANNUAL GENERAL MEETING

Management

No Action

26

SHAREHOLDER MARTIN GREEN PROPOSES THAT AN INVESTIGATION IS CONDUCTED REGARDING THE COMPANY'S PROCEDURES TO ENSURE THAT THE CURRENT MEMBERS OF THE BOARD AND MANAGEMENT TEAM FULFIL THE RELEVANT LEGISLATIVE AND REGULATORY REQUIREMENTS AS WELL AS THE DEMANDS THAT THE PUBLIC OPINIONS ETHICAL VALUES SETS OUT FOR PERSONS IN LEADING POSITIONS. THE RESULTS OF THE INVESTIGATION SHALL BE PRESENTED TO THE 2017 ANNUAL GENERAL MEETING

Management

No Action

27

CLOSING OF THE ANNUAL GENERAL MEETING

Non-Voting

MERCK & CO., INC.

Security

58933Y105

Meeting Type

Annual

Ticker Symbol

MRK

Meeting Date

24-May-2016

ISIN

US58933Y1055

Agenda

934378515 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: LESLIE A. BRUN

Management

For

For

1B.

ELECTION OF DIRECTOR: THOMAS R. CECH

Management

For

For

1C.

ELECTION OF DIRECTOR: PAMELA J. CRAIG

Management

For

For

1D.

ELECTION OF DIRECTOR: KENNETH C. FRAZIER

Management

For

For

1E.

ELECTION OF DIRECTOR: THOMAS H. GLOCER

Management

For

For

1F.

ELECTION OF DIRECTOR: C. ROBERT KIDDER

Management

For

For

1G.

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

For

For

1H.

ELECTION OF DIRECTOR: CARLOS E. REPRESAS

Management

For

For

1I.

ELECTION OF DIRECTOR: PAUL B. ROTHMAN

Management

For

For

1J.

ELECTION OF DIRECTOR: PATRICIA F. RUSSO

Management

For

For

1K.

ELECTION OF DIRECTOR: CRAIG B. THOMPSON

Management

For

For

1L.

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

For

For

1M.

ELECTION OF DIRECTOR: PETER C. WENDELL

Management

For

For

2.

NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

4.

SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT.

Shareholder

Against

For

5.

SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS.

Shareholder

Against

For

UNITED STATES CELLULAR CORPORATION

Security

911684108

Meeting Type

Annual

Ticker Symbol

USM

Meeting Date

24-May-2016

ISIN

US9116841084

Agenda

934383946 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

J.S. CROWLEY

For

For

2

P.H. DENUIT

For

For

3

H.J. HARCZAK, JR.

For

For

4

G.P. JOSEFOWICZ

For

For

2.

RATIFY ACCOUNTANTS FOR 2016.

Management

For

For

3.

AMEND 2013 LONG-TERM INCENTIVE PLAN AND RE- APPROVE MATERIAL TERMS OF PERFORMANCE GOALS.

Management

Against

Against

4.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

ROYAL DUTCH SHELL PLC

Security

780259206

Meeting Type

Annual

Ticker Symbol

RDSA

Meeting Date

24-May-2016

ISIN

US7802592060

Agenda

934402734 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

RECEIPT OF ANNUAL REPORT & ACCOUNTS

Management

For

For

2.

APPROVAL OF DIRECTORS' REMUNERATION REPORT

Management

For

For

3.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN

Management

For

For

4.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT

Management

For

For

5.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH

Management

For

For

6.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIMON HENRY

Management

For

For

7.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY

Management

For

For

8.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE

Management

For

For

9.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD

Management

For

For

10.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ

Management

For

For

11.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS

Management

For

For

12.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: PATRICIA A. WOERTZ

Management

For

For

13.

REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM

Management

For

For

14.

REAPPOINTMENT OF AUDITOR

Management

For

For

15.

REMUNERATION OF AUDITOR

Management

For

For

16.

AUTHORITY TO ALLOT SHARES

Management

Abstain

Against

17.

DISAPPLICATION OF PRE-EMPTION RIGHTS

Management

Abstain

Against

18.

AUTHORITY TO PURCHASE OWN SHARES

Management

Abstain

Against

19.

SHAREHOLDER RESOLUTION

Shareholder

Against

For

CHEVRON CORPORATION

Security

166764100

Meeting Type

Annual

Ticker Symbol

CVX

Meeting Date

25-May-2016

ISIN

US1667641005

Agenda

934375925 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: A.B. CUMMINGS JR.

Management

For

For

1B.

ELECTION OF DIRECTOR: L.F. DEILY

Management

For

For

1C.

ELECTION OF DIRECTOR: R.E. DENHAM

Management

For

For

1D.

ELECTION OF DIRECTOR: A.P. GAST

Management

For

For

1E.

ELECTION OF DIRECTOR: E. HERNANDEZ JR.

Management

For

For

1F.

ELECTION OF DIRECTOR: J.M. HUNTSMAN JR.

Management

For

For

1G.

ELECTION OF DIRECTOR: C.W. MOORMAN IV

Management

For

For

1H.

ELECTION OF DIRECTOR: J.G. STUMPF

Management

For

For

1I.

ELECTION OF DIRECTOR: R.D. SUGAR

Management

For

For

1J.

ELECTION OF DIRECTOR: I.G. THULIN

Management

For

For

1K.

ELECTION OF DIRECTOR: J.S. WATSON

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

For

4.

AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN

Management

For

For

5.

REPORT ON LOBBYING

Shareholder

Against

For

6.

ADOPT TARGETS TO REDUCE GHG EMISSIONS

Shareholder

Against

For

7.

REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT

Shareholder

Abstain

Against

8.

REPORT ON RESERVE REPLACEMENTS

Shareholder

Against

For

9.

ADOPT DIVIDEND POLICY

Shareholder

Against

For

10.

REPORT ON SHALE ENERGY OPERATIONS

Shareholder

Against

For

11.

RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE

Shareholder

Against

For

12.

SET SPECIAL MEETINGS THRESHOLD AT 10%

Shareholder

Against

For

EXXON MOBIL CORPORATION

Security

30231G102

Meeting Type

Annual

Ticker Symbol

XOM

Meeting Date

25-May-2016

ISIN

US30231G1022

Agenda

934383504 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

M.J. BOSKIN

For

For

2

P. BRABECK-LETMATHE

For

For

3

A.F. BRALY

For

For

4

U.M. BURNS

For

For

5

L.R. FAULKNER

For

For

6

J.S. FISHMAN

For

For

7

H.H. FORE

For

For

8

K.C. FRAZIER

For

For

9

D.R. OBERHELMAN

For

For

10

S.J. PALMISANO

For

For

11

S.S REINEMUND

For

For

12

R.W. TILLERSON

For

For

13

W.C. WELDON

For

For

14

D.W. WOODS

For

For

2.

RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24)

Management

For

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 26)

Management

For

For

4.

INDEPENDENT CHAIRMAN (PAGE 56)

Shareholder

Against

For

5.

CLIMATE EXPERT ON BOARD (PAGE 58)

Shareholder

Against

For

6.

HIRE AN INVESTMENT BANK (PAGE 59)

Shareholder

Against

For

7.

PROXY ACCESS BYLAW (PAGE 59)

Shareholder

For

Against

8.

REPORT ON COMPENSATION FOR WOMEN (PAGE 61)

Shareholder

Against

For

9.

REPORT ON LOBBYING (PAGE 63)

Shareholder

Against

For

10.

INCREASE CAPITAL DISTRIBUTIONS (PAGE 65)

Shareholder

Against

For

11.

POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67)

Shareholder

Abstain

Against

12.

REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69)

Shareholder

Abstain

Against

13.

REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71)

Shareholder

Against

For

14.

REPORT ON HYDRAULIC FRACTURING (PAGE 72)

Shareholder

Against

For

THE VALSPAR CORPORATION

Security

920355104

Meeting Type

Special

Ticker Symbol

VAL

Meeting Date

29-Jun-2016

ISIN

US9203551042

Agenda

934438575 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 19, 2016, BY AND AMONG THE VALSPAR CORPORATION, A DELAWARE CORPORATION (THE "COMPANY"), THE SHERWIN-WILLIAMS COMPANY, AN OHIO CORPORATION, AND VIKING MERGER SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF SHERWIN-WILLIAMS (THE "MERGER").

Management

For

For

2.

A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.

Management

For

For

3.

A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT OR IN THE ABSENCE OF A QUORUM.

Management

For

For

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant	The Gabelli Convertible and Income Securities Fund Inc.
By (Signature and Title)*	/s/Bruce N. Alpert
	Bruce N. Alpert, Principal Executive Officer
Date	8/1/16

 

*Print the name and title of each signing officer under his or her signature.