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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Forward sale contract (obligation to sell) | $ 113.3242 | 10/01/2015 | J(1) | 45,000 | 10/03/2016 | 10/03/2016 | Common Stock, Par Value $0.01 Per Share | 45,000 | $ 113.3242 | 45,000 | I | R&B Thompson 2005 Family Trust | |||
Forward sale contract (obligation to sell) | $ 113.3242 | 10/01/2015 | J(1) | 45,000 | 01/17/2017 | 01/17/2017 | Common Stock, Par Value $0.01 Per Share | 45,000 | $ 113.3242 | 45,000 | I | R&B Thompson 2005 Family Trust |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
THOMPSON RICHARD L 2140 LAKE PARK BLVD. RICHARDSON, TX 75080 |
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/s/ James K. Markey, attorney-in-fact for Mr. Richard L. Thompson | 10/02/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 1, 2015, the reporting person's family trust entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract obligates the reporting person's family trust to deliver to the buyer up to 90,000 shares of Lennox International Inc. common stock (or, at the reporting person's family trust election, an equivalent amount of cash based on the market price of Lennox International common stock at that time) on the maturity date of the contract. |
Remarks: Attorney-in-fact pursuant to power of attorney dated December 3, 2012. |