UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (1) | Â (1) | Common Stock, par value $0.01 per share | 1,463 | $ (1) | D | Â |
Restricted Stock Units | Â (2) | Â (2) | Common Stock, par value $0.01 per share | 1,495 | $ (2) | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock, par value $0.01 per share | 1,842 | $ (3) | D | Â |
Employee Stock Options (Right to Buy) | Â (4) | 08/11/2014 | Common Stock, par value $0.01 per share | 5,555 | $ 11.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Biehler Stephane C/O NYSE EURONEXT 11 WALL STREET NEW YORK, NY 10005 |
 |  |  Chief Accounting Officer |  |
/s/ C.M. Courtney under POA dated December 4, 2007 | 12/07/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock. RSUs vest and shares are delivered as follows: 627 shares on 11/1/2008, and 836 shares on 11/1/2009, subject to the Reporting Person's continued employment with the Issuer. |
(2) | Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock. RSUs vest and shares are delivered in three equal installments on each of February 3, 2008, 2009, and 2010, subject to the Reporting Person's continued employment with the Issuer. |
(3) | Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock. RSUs vest and shares are delivered in two equal installments on each of April 8, 2008 and 2009, subject to the Reporting Person's continued employment with the Issuer. |
(4) | Options to purchase 2,778 shares of Common Stock are currently exercisable; the remainder become exercisable on January 1, 2008, subject to the Reporting Person's continued employment with the Issuer. |
 Remarks: Exhibit 24.1, Power of Attorney, is attached. |