UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 31, 2003
21st CENTURY HOLDING COMPANY
(Exact name of registrant as specified in its charter)
| Florida |
| 0-2500111 |
| 65-0248866 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
4161 N.W. 5th Street, Plantation, FL 33317
(Address of Principal Executive Office) (Zip Code)
(954) 581-9993
(Registrant's telephone number, including area code)
Not Applicable
(Former Name or Former Address, If Changed Since Last Report)
Item 7.
Financial Statements, Pro Forma Financial Information and Exhibits.
(a)
Financial Statements of Business Acquired.
Not Applicable.
(b)
Pro Forma Financial Information (unaudited).
Not Applicable.
(c)
Exhibits.
Exhibit
Description
21st Century Holding Company Press Release, dated October 30, 2003.
Item 9.
Regulation FD Disclosure and Item 12. Disclosure of Results of Operations and
Financial Condition.
The information in this Current Report on Form 8-K and Exhibit 99.1 attached hereto and incorporated herein by reference, is concurrently hereby intended to be furnished pursuant to Item 9. “Regulation FD Disclosure” and Item 12. “Disclosure of Results of Operations and Financial Condition,” under Item 9 of Form 8-K. As provided in General Instruction B.2 of SEC Form 8-K, such information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and it shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, whether made before or after the date hereof, except as expressly set forth by specific reference in such filing to this Current Report on Form 8-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
21st CENTURY HOLDING COMPANY | |
|
|
By: /s/ RICHARD A. WIDDICOMBE | |
Name: Richard A. Widdicombe | |
Dated: October 31, 2003 | Title: Chief Executive Officer (Principle Executive Officer) |
By: /s/ J.G. JENNINGS, III | |
Name: J.G. Jennings, III | |
Dated: October 31, 2003 | Title: Chief Financial Officer (Principle Accounting and Financial Officer) |
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EXHIBIT INDEX
Exhibit
Description
21st Century Holding Company Press Release, dated October 30, 2003.