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Nevada
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04-3836208
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(State
or other jurisdiction of
incorporation
or organization)
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(I.R.S.
Employer
Identification
Number)
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Large
accelerated filer £
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Accelerated
filer £
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Non-accelerated
filer £ (Do
not check if a smaller reporting company)
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Smaller
reporting company T
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Exhibit
Number
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Description
of Document
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1.1*
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Form
of underwriting agreement with respect to common stock, preferred stock,
warrants or debt securities.
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4.1
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Specimen
Stock Certificate (1)
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4.2
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Form
of Series A Warrant to Purchase Common Stock (2)
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4.3
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Form
of Series B Warrant to Purchase Common Stock (2)
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4.4
*
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Form
of specimen certificate for preferred stock of registrant, if
any.
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4.5
*
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Certificate
of designation for preferred stock, if any.
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4.8
*
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Form
of debt securities, if any.
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4.9
*
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Form
of warrant agreement and warrant certificate, if
any.
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4.10
*
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Form
of unit agreement and unit certificate, if any.
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5.1
†
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Opinion
of Lionel Sawyer & Collins as to the legality of certain securities
being registered.
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5.2
†
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Opinion
of Loeb & Loeb LLP, as to legality of certain securities being
registered.
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23.1
†
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Consent
of Moore Stephens Hong Kong, an independent registered public accounting
firm.
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23.2
†
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Consent
of Bagell Josephs Levine & Company, LLC, an independent registered
public accounting firm.
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23.3
†
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Consent
of Lionel Sawyer & Collins, with respect to certain securities being
registered (included in Exhibit 5.1).
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24.1
†
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Power
of Attorney (included on signature pages to the registration
statement).
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25.1
***
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Statement
of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as
amended, of a trustee acceptable to the registrant, as trustee under the
Indenture.
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*
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To
the extent applicable, to be filed by a post-effective amendment or as an
exhibit to a document filed under the Securities Exchange Act, as amended,
and incorporated by reference
herein.
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**
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Filed
herewith.
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***
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To
the extent applicable, to be filed under Form
305B2.
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†
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Previously
filed
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(1)
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Filed
as an exhibit to the Company’s registration statement on Form SB-2, as
filed with the Securities and Exchange Commission on May 12,
2006.
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(2)
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Filed
as an exhibit to the Company’s current report on Form 8-K, as filed with
the Securities and Exchange Commission on November 30,
2009.
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CHINA
XD PLASTICS COMPANY LIMITED
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|||
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By:
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/s/ Jie Han | |
| Name: Jie Han | |||
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Title:
Chief Executive Officer (Principal Executive Officer)
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|||
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Signature
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Title
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Date
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||
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/s/
Jie Han
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Chief
Executive Officer and Chairman of the Board of Directors (Principal
Executive Officer)
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June
10, 2010
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||
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Jie
Han
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||||
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*
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Chief
Financial Officer and Director (Principal Financial and Accounting
Officer)
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June
10, 2010
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||
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Taylor
Zhang
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||||
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*
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Chief
Operating Officer and Director
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June
10, 2010
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||
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Qingwei
Ma
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||||
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*
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Chief
Technology Officer
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June
10, 2010
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||
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Junjie
Ma
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||||
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*
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Independent
Director
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June
10, 2010
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Cosimo
J. Patti
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||||
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*
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Independent
Director
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June
10, 2010
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||
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Lawrence
W. Leighton
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||||
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*
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Independent
Director
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June
10, 2010
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Linyuan Zhai
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||||
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*
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Independent
Director
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June
10, 2010
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Yong
Jin
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||||
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*
/s/ Taylor Zhang
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||||
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Taylor
Zhang
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||||
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Attorney-in-Fact
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