UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U5S
ANNUAL REPORT
For the Year Ended December 31, 2002
Filed pursuant to the
Public Utility Holding Company Act of 1935 by
Alliant Energy Corporation
4902 N. Biltmore Lane
Madison, Wisconsin 53718-2132
(Name and address of each registered holding company in the system)
CONTENTS
Item Page
---- ----
1. System Companies and Investments Therein as of December 31, 2002 3
2. Acquisitions or Sales of Utility Assets 10
3. Issue, Sale, Pledge, Guarantee or Assumption of System Securities 11
4. Acquisition, Redemption or Retirement of System Securities 15
5. Investments in Securities of Nonsystem Companies as of December 31, 2002 17
6. Officers and Directors as of December 31, 2002 19
Part I. Name, Principal Business Address and Positions Held as of December 31, 2002 19
Part II. Financial Connections as of December 31, 2002 32
Part III. Compensation and Other Related Information 32
7. Contributions and Public Relations 33
8. Service, Sales and Construction Contracts 33
Part I. Intercompany Sales and Service 33
Part II. Contracts to Purchase Services or Goods Between any System Company 34
and any Affiliate
Part III. Employment of any Person by any System Company for the Performance 34
on a Continuing Basis of Management Services
9. Exempt Wholesale Generators and Foreign Utility Companies 34
10. Financial Statements and Exhibits 40
Consolidating Financial Statements and Notes 40
Exhibits 40
Signature 43
2
ITEM 1. SYSTEM COMPANIES AND INVESTMENTS THEREIN AS OF DECEMBER 31, 2002
Number of Voting Issuer/
Common Shares Power/ Owner Book
Owned by Ownership Value (in
Name of Company Direct Owner (C) thousands)
------------------------------------------------------------------------------------------------------------------------------------
Alliant Energy Corporation (Alliant Energy)
Interstate Power and Light Company (IP&L) (f/k/a IES Utilities, Inc.) 13,370,788 100% $886,669
Secured and Unsecured Debt 864,780
EnviroGas LP (A) (*) 50% 580
IPL SPE LLC (f/k/a IESU SPE LLC) (*) 100% 20
Alliant Energy SPE LLC (Remainder owned by WPL SPE LLC) (*) 50% 10
Wisconsin Power and Light Company (WP&L) 13,236,601 100% 766,980
Secured and Unsecured Debt 524,100
South Beloit Water, Gas & Electric Company (South Beloit) 24,400 100% 39,590
American Transmission Company, LLC (ATC LLC) (Also owned by WPL (*) -- 393,502
Transco LLC and ATC Management Inc.)
Wisconsin River Power Company 46,800 50% 19,213
Wisconsin Valley Improvement Company 18,612 12% 1,793
WPL Transco LLC (*) 100% 119,693
ATC LLC (Also owned by South Beloit and ATC Management Inc.) (*) 26% 393,502
ATC Management Inc. 2,740 26% 111
ATC LLC (Also owned by South Beloit and WPL Transco LLC) (*) -- 393,502
WPL SPE LLC (*) 100% 20
Alliant Energy SPE LLC (Remainder owned by IPL SPE LLC) (*) 50% 10
Alliant Energy Corporate Services, Inc. (Corporate Services) 100 100% --
Alliant Energy Nuclear, LLC (*) 100% 3,163
Nuclear Management Company, LLC (*) 20% 15,813
Alliant Energy TransCo LLC (***) (*) 100% --
TRANSLink Development Company LLC (***) (*) 16% 1,798
Distribution Vision 2010, LLC (***) (*) 14% --
Alliant Energy Resources, Inc. (Resources) 100 100% 180,634
Secured and Unsecured Debt 1,252,500
SmartEnergy, Inc. 7,925,278 95% 561
SmartEnergy Ventures, Inc. (**) 100 95% --
AEG Worldwide, Inc. (f/k/a Alliant Energy Generation, Inc.) 100 100% (4,334)
Alliant Energy Tallmadge Power Co., LLC (**) (*) 100% --
Tallmadge Generation Co., LLC (**) (*) 50% --
Alliant Energy Generation, Inc. (***) 100 100% --
AEG Operations, LLC (***) (*) 100% --
AER Holding Company 100 100% 23,309
Escosul Ltda. (Remainder owned by International) 1 Quota -- (1)
Alliant Holdco One S/A (Also owned by Holdings Brasil (**)(***) 1 -- --
Alliant Holdco Two S/A (Also owned by Holdings Brasil) (**) (***) 1 -- --
Alliant Holdco Three S/A (Also owned by Holdings Brasil) (**) (***) 1 -- --
Capital Square Financial Corporation (Cap. Square) (B) 200 100% 10,655
Apollo Tax Credit Fund XVII LP (A) (B) (*) 100% 1,561
School House Apartments - Jefferson LLC (B) (*) 100% 2,734
3
Number of Voting Issuer/
Common Shares Power/ Owner Book
Owned by Ownership Value (in
Name of Company Direct Owner (C) thousands)
------------------------------------------------------------------------------------------------------------------------------------
LNT Communications LLC (LNT) (*) 100% 93
Alliant Energy Holdings do Brasil Ltda. (Holdings Brasil) (Also owned by Alliant 201 Quotas -- 216,854
Energy International, Inc. (International) and Grandelight Holding Ltd. (Grandelight))
Refer to International for additional investments of Holdings Brasil.
Whiting Petroleum Corporation (Whiting) (B) 1,000 100% 125,797
Secured and Unsecured Debt 185,000
Whiting Programs, Inc. (B) 100 100% 35,601
Whiting - Golden Gas Production Company (B) 4,500 100% 16,612
WOK Acquisition Company (**) (B) 1,000 100% --
Alliant Energy Integrated Services Company (ISCO) 100 100% 12,992
Secured and Unsecured Debt 22
Industrial Energy Applications, Inc. (IEA) 100,000 100% 6,525
BFC Gas Company LLC (*) 60% 3,019
Energys, Inc. 10 100% (51)
RMT, Inc. (RMT) 100 100% 23,078
RMT North Carolina, Inc. 1,000 100% --
RMT, Inc., Michigan 100 100% --
RMT International, Inc. 1,000 100% --
Heartland Energy Group, Inc. (HEG) 1,000 100% 6,480
Industrial Energy Applications Delaware, Inc. (IEA Delaware) 1 100% 6,853
Bastian Bay Pipeline, LP (Bastian Bay) (Also owned by Alliant Energy Field (*) 90% 189
Services, LLC (Field Services)) (A)
Oak Hill Pipeline LP (A) (*) 99% 11,003
Alliant South Texas Pipeline, LP (South Texas) (Also owned by Field (*) 98% 9,425
Services) (A)
Alliant Energy Desdemona, LP (Desdemona) (Also owned by Field Services) (A) (*) 99% 3,927
NG Energy Trading, LLC (*) 51% 5,785
Field Services (*) 100% (554)
Desdemona (Also owned by IEA Delaware) (A) (*) -- 3,927
Bastian Bay (Also owned by IEA Delaware) (A) (*) -- 189
South Texas (Also owned by IEA Delaware) (A) (*) -- 9,425
Alliant Energy Integrated Services-Energy Management LLC (*) 100% (8,498)
Alliant Energy Integrated Services-Energy Solutions LLC (*) 100% (2,204)
Schedin & Associates, Inc. (**) 100 100% --
SVBK Consulting Group, Inc. (**) 8,120 100% --
Energy Performance Services, Inc. 10,000,000 100% (1,325)
Cogenex Corporation (Cogenex) 1,000 100% (3,101)
APS Cogenex LLC (*) 50% 3,413
Energy Capital and Services I, LP (A) (*) 100% 8,929
Energy Capital and Services II, LP (A) (*) 100% 7,004
Cogenex West Corporation 10,000 100% 2,387
EUA Cogenex-Canada Inc. 100 100% 911
EUA Cogenex-Canada Energy Services, Inc. 100 100% 911
AGRA Cogenex Joint Venture (*) 50% 911
Northeast Energy Management, Inc. 10,000 100% 4,367
Alliant Energy Synfuel LLC (***) (*) 100% 2,014
Kaufman & Broad-Nexgen LLC (***) (*) 24% 24,501
West Virginia Synfuel LP (***) (A) (*) 24% 24,519
Alpha Synfuel LLC (***) (*) 24% 24,519
New River Synfuel LLC (***) (*) 21% 17,335
4
Number of Voting Issuer/
Common Shares Power/ Owner Book
Owned by Ownership Value (in
Name of Company Direct Owner (C) thousands)
------------------------------------------------------------------------------------------------------------------------------------
Alliant Energy Transportation, Inc. (Transportation) 1,000 100% 32,381
Secured and Unsecured Debt 1,211
IEI Barge Services, Inc. (Barge) 236 100% 9,215
Transfer Services, Inc. (Transfer) 1,000 100% 275
Williams Bulk Transfer Inc. (Williams) 100 100% (706)
Cedar Rapids and Iowa City Railway Company (CRANDIC) 1,000 100% 23,251
Heartland Rail Corporation 2,000 16% 20,029
Alliant Energy Investments, Inc. (Investments) 1,100 100% 317,308
AEI Holding Company 100 100% 4
Iowa Land and Building Company (Iowa Land) 2,000 100% 6,996
Prairie Ridge Business Park, L.C. (*) 70% 1,143
Blairs Ferry LP (A) (*) 83% 428
2001 Development Corporation 450,000 55% 10,179
3001 LLC (*) 27% 3,056
OSADA I LP (A) (*) 34% 2,599
Village Lakeshares, LP (A) (*) 100% 374
Heartland Energy Services, Inc. 700 100% (217)
ReGENco LLC (*) 30% 2,761
Heartland Properties, Inc. (HPI) (B) 1,000 100% 51,292
Secured and Unsecured Debt 106,993
Indiana Housing Equity Fund, LP (A) (B) (*) 18% 686
Heartland Properties Equity Investment Fund IV, LLC (B) (*) 10% 16,429
The Heartland-NML Investment Fund, LLC (B) (*) 10% 5,558
641 West Main Street LP (A) (B) (*) 70% 1,231
Janesville Jeffris Flats Affordable Housing LP (A) (B) (*) 50% 373
Atlantic-Sundance Apartments, LP (Sundance) (Also owned by (*) -- 1,183
Investments) (A) (B)
Wagon Wheel LP (Wagon Wheel) (Also owned by Investments) (A) (B) (*) -- 745
Countryside of Clinton Associates, LP (Countryside) (Also owned by Investments) (*) -- 1,267
(A) (B)
Meadow Wood Associates of Carroll Phase II, LP (Meadow Wood) (Also owned by (*) -- 1,000
Investments) (A) (B)
Fort Madison IHA Senior Housing LP (Fort Madison I) (Also owned by (*) -- 462
Investments) (A) (B)
Fort Madison IHA II Senior Housing LP (Fort Madison II) (Also owned by (*) -- 408
Investments) (A) (B)
Maquoketa IHA Senior Housing LP (Maquoketa) (Also owned by Investments) (A) (B) (*) -- 521
Knoxville IHA Senior Housing LP (Knoxville) (Also owned by Investments) (A) (B) (*) -- 525
MDI LP #47 (MDI) (Also owned by Investments) (A) (B) (*) -- 2,774
Pickerel Park Associates LP (Pickerel Park) (Also owned by Investments) (A) (B) (*) -- 1,176
Keokuk Senior Housing LP (Keokuk) (Also owned by Investments) (A) (B) (*) -- 567
Carroll IHA Senior Housing LP (Carroll IHA) (Also owned by Investments) (A) (B) (*) -- 544
Decorah Woolen Mills, LP (Decorah) (***) (A) (B) (*) -- (15)
Van Allen, LP (***) (A) (B) (*) -- 676
VFH, LLLP (***) (A) (B) (*) -- --
Scott Meadows Senior Housing LP (Scott Meadows) (Also owned by Investments) (*) -- --
(A) (B)
Sundance (Also owned by HPI) (A) (B) (*) 100% 1,183
Wagon Wheel (Also owned by HPI) (A) (B) (*) 99% 745
Countryside (Also owned by HPI) (A) (B) (*) 100% 1,267
Meadow Wood (Also owned by HPI) (A) (B) (*) 100% 1,000
Fort Madison I (Also owned by HPI) (A) (B) (*) 99% 462
5
Number of Voting Issuer/
Common Shares Power/ Owner Book
Owned by Ownership Value (in
Name of Company Direct Owner (C) thousands)
------------------------------------------------------------------------------------------------------------------------------------
Fort Madison II (Also owned by HPI) (A) (B) (*) 99% 408
Maquoketa (Also owned by HPI) (A) (B) (*) 99% 521
Knoxville (Also owned by HPI) (A) (B) (*) 99% 525
MDI (Also owned by HPI) (A) (B) (*) 100% 2,774
Pickerel Park (Also owned by HPI) (A) (B) (*) 100% 1,176
Keokuk (Also owned by HPI) (A) (B) (*) 99% 567
Carroll IHA (Also owned by HPI) (A) (B) (*) 99% 544
Decorah (Also owned by HPI and Investments) (***) (A) (B) (*) 100% (15)
Van Allen, L.P. (Also owned by HPI and Investments) (***) (A) (B) (*) 100% 676
VFH, LLLP (Also owned by HPI and Investments) (***) (A) (B) (*) 100% --
Scott Meadows (Also owned by HPI) (A) (B) (*) 100% --
International 1,000 100% (212,268)
Secured and Unsecured Debt 154,445
Alliant Energy Finance Holdings Pty. Ltd. (Finance Holdings) (B) 1,020 100% 66,931
Alliant Energy Finance (No. 1) Pty. Ltd. (Finance No. 1) (B) 10 100% --
Alliant Energy Finance Holdings Partnership (Also owned by Finance (*) 1% 977
Holdings) (B)
Alliant Energy Finance (No. 2) Pty. Ltd. (Finance No. 2) (B) 10 100% 977
Alliant Energy Finance Partnership (Also owned by Alliant Energy (*) 1% --
Finance Holdings Partnership) (B)
Alliant Energy Finance Holdings Partnership (Also owned by Finance (*) 99% 977
No. 1) (B)
Alliant Energy Finance Partnership (Also owned by Finance No. 2) (B) (*) 99% --
Escosul Ltda. (Also owned by Resources) 999 Quotas 100% (1)
Alliant Holdco One S/A (Also owned by Holdings Brasil) (**) (***) 1 -- --
Alliant Holdco Two S/A (Also owned by Holdings Brasil) (**) (***) 1 -- --
Alliant Holdco Three S/A (Also owned by Holdings Brasil) (**) (***) 1 -- --
Interstate Energy Corporation PTE Ltd. (IEC PTE) 25,000 100% 42,433
Jiaxing JIES Heat & Power Co. Ltd. (Foreign Utility Company Registered Capital 50% 25,503
(FUCO))
Tongxiang TIES Power & Heat Co. Ltd. (FUCO) Registered Capital 30% 24,367
Anhui New Energy Heat & Power Co. Ltd. (Bengbu) (FUCO) Registered Capital 64% 22,265
Holdings Brasil (Also owned by Resources and Grandelight) 691,609,535 Quotas 80% 216,854
Pbpart - SE 1 S.A. (Pbpart SE 1) (Also owned by Empresa Energetica de Sergipe 78,556,282 50% 43,345
S.A. (Energipe))
Pbpart - SE 2 Ltda. (Pbpart SE 2) 997 50% (1,004)
Sociedade Anonima de Eletrificacao da Paraiba S.A. (Saelpa) (FUCO) 604,680,777 49% 35,556
Usina Termeletrica de Juiz de Fora S.A. (Usina Termeletrica) (Also owned by 12,749,997 50% 56
Catleo Energia S.A. (Catleo)) (FUCO)
TermoSergipe S.A. (Also owned by Energisa S.A.) 289,999 29% 282
Companhia Forca e Luz Cataguazes - Leopoldina (Cataguazes) 10,492,261,614 22% 81,450
(Also owned by Gipar S.A.) (FUCO)
Teleacabo S.A. 9,477 20% 75
Companhia de Eletricidade de Nova Friburgo S.A. (CENF) (FUCO) 57,509,438 15% 11,334
MCL Cabo S.A. 14,050 20% 20
Energisa Telecom Ltda. 9,999 22% 2
Multipar S.A. (Also owned by Multiagro Agropecuaria Com. e Ind. 3,531,448 22% 169
Ltda.)
Multiagro 924,928 7% 345
Teleserv S.A. 37,977 21% (425)
Multiagro 3,700,085 14% 345
Multipar S.A. (Also owned by Cataguazes) 1,400 -- 169
6
Number of Voting Issuer/
Common Shares Power/ Owner Book
Owned by Ownership Value (in
Name of Company Direct Owner (C) thousands)
------------------------------------------------------------------------------------------------------------------------------------
Catleo (FUCO) 13,149,996 22% 11,412
Usina Termeletrica (Also owned by Holdings Brasil) (FUCO) 12,749,997 11% 56
Energisa S.A. (Also owned by Holdings Brasil) 18,990,574 11% 119,118
Celbpar S.A. 99 11% --
Cenfpar S.A. 99 11% --
Saelpapar S.A. 99 11% --
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 6% 282
Energipe (FUCO) 42,179 11% 187,317
Pbpart S.A. (Pbpart) 26,799,999 11% 5,653
Companhia Energetica da Borborema S.A. (CELB) 93,695 11% 3,082
(FUCO)
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 5% 43,345
Pbpart SE 2 997 5% (1,004)
Saelpa (FUCO) 604,680,777 5% 35,556
Energisapar S/A (***) 999 11% --
Energisa S.A. (Also owned by Cataguazes) 17,301,961 46% 119,118
Celbpar S.A. 99 46% --
Cenfpar S.A. 99 46% --
Saelpapar S.A. 99 46% --
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 23% 282
Energipe (FUCO) 42,179 45% 187,317
Pbpart 26,799,999 45% 5,653
CELB (FUCO) 93,695 45% 3,082
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 23% 43,345
Pbpart SE 2 997 23% (1,004)
Saelpa (FUCO) 604,680,777 22% 35,556
Energisapar S/A (***) 999 46% --
Gipar S.A. 12,384,231,000 50% 16,486
Cataguazes (Also owned by Holdings Brasil) (FUCO) 24,818,100,000 25% 81,450
Teleacabo S.A. 9,477 24% 75
Multiagro 3,700,085 17% 345
Multipar S.A. (Also owned by Cataguazes) 1,400 -- 169
CENF (FUCO) 57,509,438 18% 11,334
MCL Cabo S.A. 14,050 24% 20
Energisa Telecom Ltda. 9,999 25% 2
Multipar S.A. (Also owned by Multiagro) 3,531,448 25% 169
Multiagro 924,928 8% 345
Teleserv S.A. 37,977 25% (425)
Catleo (FUCO) 13,149,996 25% 11,412
Usina Termeletrica (Also owned by Holdings Brasil) (FUCO) 12,749,997 13% 56
Energisa S.A. (Also owned by Holdings Brasil) 18,990,574 13% 119,118
Celbpar S.A. 99 13% --
Cenfpar S.A. 99 13% --
Saelpapar S.A. 99 13% --
TermoSergipe S.A. (Also owned by Holdings Brasil) 509,997 6% 282
Energipe (FUCO) 42,179 13% 187,317
Pbpart 26,799,999 13% 5,653
CELB (FUCO) 93,695 13% 3,082
Pbpart SE 1 (Also owned by Holdings Brasil) 78,871,135 6% 43,345
Pbpart SE 2 997 6% (1,004)
Saelpa (FUCO) 604,680,777 6% 35,556
Energisapar S/A (***) 999 13% --
Alliant Holdco One S/A (Also owned by Escosul Ltda.) (**) (***) 999 100% --
Alliant Holdco Two S/A (Also owned by Escosul Ltda.) (**) (***) 999 100% --
7
Number of Voting Issuer/
Common Shares Power/ Owner Book
Owned by Ownership Value (in
Name of Company Direct Owner (C) thousands)
------------------------------------------------------------------------------------------------------------------------------------
Alliant Holdco Three S/A (Also owned by Escosul Ltda.) (**) (***) 999 100% --
Alliant International New Zealand Ltd. (New Zealand) 24,858,503 100% 86,149
Te Maunga Power Ltd. (Also owned by Infratil Ltd. (Infratil)) 1 50% --
TrustPower Ltd. (Also owned by Infratil) (FUCO) 37,410,223 20% 319,314
Infratil Ltd. (FUCO) 17,271,200 9% 224,263
TrustPower Ltd. (Also owned by New Zealand) (FUCO) 55,372,471 3% 319,314
Te Maunga Power Ltd. (Also owned by New Zealand) 1 5% --
Alliant Energy Australia Pty. Ltd. (B) 32,134,439 100% 35,837
Alliant Energy Southern Hydro Australia Pty. Ltd. (AE Southern Hydro) (B) 13,790,168 100% 13,523
Southern Hydro Partnership (Also owned by Alliant Energy Hydro Pty. (*) 20% 106,355
Ltd. (AE Hydro) and Alliant Energy Hydro No. 2 Pty. Ltd.) (FUCO) (B)
Alliant Energy Hydro Holdings Pty. Ltd. (***) (B) 100 100% 36,298
Alliant Energy Hydro No. 2 Pty. Ltd. (***) (B) 100 100% 30,553
Southern Hydro Partnership (Also owned by AE Southern Hydro and AE (*) 30% 106,355
Hydro) (FUCO) (B)
AE Hydro (B) 100 100% 106,355
Southern Hydro Partnership (Also owned by AE Southern Hydro and Alliant (*) 50% 106,355
Energy Hydro No. 2 Pty. Ltd.) (FUCO) (B)
Southern Hydro Operations Pty. Ltd. (B) (*) 100% --
Southern Hydro Maintenance Services Pty. Ltd. (B) (*) 100% --
Grandelight Holding Ltd. 99,900 100% 115,183
Peak Pacific Investment Co. Ltd. (PPIC) 118,356,618 94% 174,210
Ocean Peak Pte. Ltd. (**) 2 94% --
Zouping Peak Pte. Ltd. 2 94% --
Zouping Peak CHP Co. Ltd. (FUCO) Registered Capital 65% 19,339
Luannan Peak Pte. Ltd. 2 94% --
Pan-Western Energy Corporation LLC (Pan-Western) Registered Capital 93% 1,921
Tangshan Peak Heat & Power Co., Ltd. (***) (FUCO) Registered Capital 81% 10,931
Peak Xin Wen Pte. Ltd. (***) Registered Capital 94% 7,997
Tai An Hua Feng Peak Heat and Power Co. Ltd. (***) (FUCO) Registered Capital 75% --
Wuan Peak Pte. Ltd. 2 94% --
Hebei Wuan Peak Heat and Power Co. Ltd. (FUCO) Registered Capital 84% 9,367
Peak Pacific (China) Investment Company Ltd. (***) 100 94% --
Shijiazhuang Chengfeng Cogeneration Co. Ltd. (FUCO) Registered Capital 94% 9,791
Jinan Peak Pte. Ltd. (**) 2 94% --
Gongyi Peak Pte. Ltd. (Gongyi) 2 94% 23,503
Henan Anfeng Electric Power Co. Ltd. (FUCO) Registered Capital 65% 11,335
Henan Yongfeng Electric Power Co. Ltd. (FUCO) Registered Capital 65% 12,168
Peak Pacific Investment Co. (Labuan) BHD 3 94% 3,048
T2 Education Pte Ltd. (***) Registered Capital 94% 52
Singapore Peak Pingdingshan Pte. Ltd. (f/k/a Meishan Peak Pte. Ltd.) Registered Capital 94% --
Holdings Brasil (Also owned by International and Resources) 174,000,000 20% 216,854
Refer to International for additional investments of Holdings Brasil.
Alliant Energy de Mexico, S. de R.L. de C.V. (Also owned by Alliant 2,999 100% --
Energy de Mexico LLC) Participation
Units
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V. (Also owned 2,999 100% --
by Alliant Energy de Mexico LLC) (FUCO) (**) Participation
Units
Alliant Energy Servicios de Mexico, S. de R.L. de C.V. (Also owned by 2,999 100% --
Alliant Energy de Mexico LLC) (FUCO) (**) Participation
Units
Alliant Energy de Mexico LLC (*) 100% --
Alliant Energy de Mexico, S. de R.L. de C.V. (Remainder owned by 1 Participation -- --
International) Unit
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V. (Remainder 1 Participation -- --
owned by Alliant Energy de Mexico, S. de R.L. de C.V.) (FUCO) (**) Unit
8
Number of Voting Issuer/
Common Shares Power/ Owner Book
Owned by Ownership Value (in
Name of Company Direct Owner (C) thousands)
------------------------------------------------------------------------------------------------------------------------------------
Alliant Energy Servicios de Mexico, S. de R.L. de C.V. (Remainder 1 Participation -- --
owned by Alliant Energy de Mexico, S. de R.L. de C.V.) (FUCO) (**) Unit
Alliant Energy Renewable Resources Ltd. (AERR) (FUCO) 120 100% --
* Noncorporate subsidiaries (Partnerships, joint ventures, limited
partnerships (LP), limited liability companies (LLC), etc.)
** Inactive
*** Subsidiaries added during the year ended December 31, 2002 (described
below):
Date of Date of
Name of Company Jurisdiction Organization Acquisition Description of Business
-------------------------------------------- ------------ ------------ ----------- -----------------------------------------
Alliant Energy TransCo LLC Iowa 5/21/02 5/21/02 Intermediary subsidiary.
Alliant Energy Generation, Inc. Wisconsin 12/19/02 12/19/02 Intermediary subsidiary.
AEG Operations, LLC Wisconsin 12/27/02 12/27/02 Holding company.
Alliant Energy Synfuel LLC Iowa 4/11/02 4/11/02 Intermediary subsidiary.
Kaufman & Broad-Nexgen LLC Delaware 8/16/99 5/2/02 Intermediary subsidiary.
West Virginia Synfuel LP Delaware 5/2/02 5/2/02 Intermediary subsidiary.
Alpha Synfuel LLC Delaware 5/2/02 5/2/02 Intermediary subsidiary.
New River Synfuel LLC Colorado 10/14/99 5/2/02 Rule 58 energy-related company.
VFH, LLLP Iowa 12/26/01 8/25/02 Investment in affordable housing project.
Decorah Woolen Mills, LP Iowa 9/6/01 1/30/02 Investment in affordable housing project.
Van Allen, L.P. Iowa 12/20/02 12/20/02 Investment in affordable housing project.
Energisapar S/A Brazil 2/8/02 2/8/02 Consulting firm.
Alliant Holdco One S/A Brazil 6/25/02 6/25/02 Intermediary subsidiary.
Alliant Holdco Two S/A Brazil 3/1/02 3/1/02 Intermediary subsidiary.
Alliant Holdco Three S/A Brazil 3/1/02 3/1/02 Intermdiary subsidiary.
Alliant Energy Hydro Holdings Pty. Ltd. Australia 3/5/02 3/5/02 Holding company.
Alliant Energy Hydro No. 2 Pty. Ltd Australia 3/5/02 3/5/02 Holding company.
Tangshan Peak Heat & Power Co., Ltd. China 11/7/02 11/7/02 Holding company.
Peak Xin Wen Pte. Ltd Singapore 5/25/02 5/25/02 Intermediary subsidiary.
Tai An Hua Feng Peak Heat and Power Co. Ltd. China 10/24/02 11/28/02 FUCO
Peak Pacific (China) Investment Company Ltd. China 10/10/02 10/10/02 Intermediary subsidiary.
TRANSLink Development Company LLC Delaware 6/7/02 6/7/02 Rule 58 energy-related company.
Distribution Vision 2010, LLC Delaware 10/2/01 12/19/02 Rule 58 energy-related company.
T2 Education Pte Ltd Singapore 10/10/01 1/1/02 Holding company.
(A) Identification of Partners for Limited Partnerships
---------------------------------------------------
Company Name General Partner Limited Partner
---------------------------------- ------------------------------------------ ---------------------------------------------------
EnviroGas LP David S. O'Neill IP&L
Bastian Bay Field Services IEA Delaware
Oak Hill Pipeline LP Polo Energy Corporation IEA Delaware
South Texas Field Services IEA Delaware ; OGS Pipeline, LLC
Desdemona Field Services IEA Delaware; OGS Pipeline, LLC
Energy Capital and Services I, LP Cogenex Cogenex; E.I. Fund One, Inc.
Energy Capital and Services II, LP Cogenex Cogenex; E.I. Fund One, Inc.
9
Company Name General Partner Limited Partner
---------------------------------- ------------------------------------------ ---------------------------------------------------
West Virginia Synfuel LP Charleston Capital Corporation Kaufman & Broad-Nexgen LLC
Blairs Ferry LP MidAmerica Housing Partnership Investments
OSADA I LP MidAmerica Housing Partnership Investments
Village Lakeshares, LP Investments Investments
Banc One CDC; Federal National Mortgage Association;
HPI; National City Bank, CDA; NDB Bank; Key
Indiana Housing Equity Fund, LP The Indiana Equity Fund, Inc Community Development
Apollo Tax Credit Fund XVII LP Apollo Housing II LLC Cap. Square
641 West Main Street LP Madison Mutual Housing Association HAH-Madison Main Street LLC; Banc One CDC
Janesville Jeffris Flats
Affordable Housing LP Heartland Affordable Housing Banc One CDC
Sundance Cohen-Esrey Housing Partner, LLC Heartland Special Limited, Inc.; Investments
Wagon Wheel Burns & Burns, L.C. Heartland Special Limited, Inc.; Investments
Countryside James F. Levy & Newbury Development Co. Heartland Special Limited, Inc.; Investments
Meadow Wood James F. Levy & Newbury Development Co. Heartland Special Limited, Inc.; Investments
Fort Madison I Burns & Burns, L.C. Heartland Special Limited, Inc.; Investments
Fort Madison II Burns & Burns, L.C. Heartland Special Limited, Inc.; Investments
Maquoketa Burns & Burns, L.C. Heartland Special Limited, Inc.; Investments
Knoxville Burns & Burns, L.C. Heartland Special Limited, Inc.; Investments
MDI MetroPlains Properties, Inc. Heartland Special Limited, Inc.; Investments
Pickerel Park James F. Levy & Newbury Development Co. Heartland Special Limited, Inc.; Investments
Keokuk Burns & Burns, L.C. Heartland Special Limited, Inc.; Investments
Carroll IHA Burns & Burns, L.C. Heartland Special Limited, Inc.; Investments
Decorah Northeast Iowa Community Action Corp. Heartland Special Limited, Inc.; Investments
Van Allen, LP Community Housing Initiatives, Inc. Heartland Special Limited, Inc.; Investments
VFH, LLLP Vera French Manor, Inc. Heartland Special Limited, Inc.; Investments
Marion Churches Senior Living Community
Scott Meadows Foundation, Inc. Heartland Special Limited, Inc.; Investments
(B) At December 31, 2002, Alliant Energy's oil and gas (Whiting),
Australian (including Southern Hydro) and affordable housing businesses have
been classified as held for sale.
(C) The voting power/ownership amounts above represent Alliant Energy's
direct and indirect ownership in the voting securities of each system company,
however this amount may not equal the amount of voting interest in each system
company that Alliant Energy controls.
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS
Information concerning acquisitions or sales of utility assets by System
companies not reported in a certificate filed pursuant to Rule 24 is as
follows:
None.
10
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing ----------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
-------------------------------------------- --------------------- ----------------- ------------- ------------- ----------------
Resources Resources $300,000,000 12/26/02 $300,000,000 Rule 52
--------- ---------
Senior Notes, 9.75%, due 2013
IPL IPL 150,000,000 12/20/02 150,000,000 Rule 52
--- ---
Series A Cumulative Preferred Stock, 8.375%
Whiting Whiting 185,000,000 12/20/02 185,000,000 Rule 52
------- -------
Bank One, NA,
3.63%, due 12/2005
Alliant Energy Finance Holdings Alliant Energy 29,234,592 03/01/02 29,234,592 Rule 52
------------------------------- --------------
Unisuper - Vendor Finance, Finance Holdings
----------------
9.99%, due 2/2005
Alliant Energy Australia Pty Ltd. Alliant Energy 15,047,359 03/01/02 15,047,359 Rule 52
--------------------------------- --------------
Mezzanine Notes, Australia Pty Ltd.
------------------
11.34%, due 6/2005
Alliant Energy Australia Pty Ltd. Alliant Energy 105,227,300 03/01/02 105,227,300 Rule 52
--------------------------------- --------------
Senior Notes, 8.39%, due 12/2013 Australia Pty Ltd.
------------------
Peak Pacific Investment Company, Ltd. Peak Pacific 3,623,188 05/31/02 3,623,188 Rule 52
------------------------------------- ------------
Loan Payable - Zhending, 6.96%, due 5/2007 Investment Company,
-------------------
Ltd.
----
Alliant Energy Australia Pty Ltd. Alliant Energy 15,152,400 03/01/02 15,152,400 Rule 52
--------------------------------- --------------
Subordinate Debt, 6.64%, due 12/2002 Australia Pty Ltd.
------------------
BFC Gas Company, LC BFC Gas Company, LC 22,668 11/15/02 21,500 Rule 52
------------------- -------------------
Skidloader Loan - NHCC, 5.95%, due 11/2005
HPI HPI 994,926 4/2/02 994,926 Rule 52
--- ---
Anchor Construction Note, Reedsburg
5.5%, due 10/2003
HPI HPI 360,000 4/2/02 360,000 Rule 52
--- ---
WHEDA, Reedsburg
4.75%, due 8/2021
HPI HPI 96,794 4/2/02 96,794 Rule 52
--- ---
WHEDA, Reedsburg
0%, due 8/2021
11
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing ----------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
-------------------------------------------- --------------------- ----------------- ------------- ------------- ----------------
HPI HPI 120,000 4/2/02 120,000 Rule 52
--- ---
HOME Funds, Reedsburg
3%, due 6/2032
HPI HPI 170,000 4/2/02 170,000 Rule 52
--- ---
Reedsburg TIF, Reedsburg
0%, due 8/2031
HPI HPI 420,088 4/2/02 420,088 Rule 52
--- ---
HOME Funds, Montello
3%, due 10/2016
HPI HPI 2,100,000 4/2/02 2,100,000 Rule 52
--- ---
JP Morgan, Sun Prairie - Sunwood
7.32%, due 5/2017
Carroll IHA Carroll IHA 350,000 4/2/02 350,000 Rule 52
----------- -----------
USDA, 1%, due 2/2032
Carroll IHA Carroll IHA 599,976 11/30/02 599,976 Rule 52
----------- -----------
IDED, 1%, due 11/2022
Knoxville Knoxville 17,366 5/31/02 17,366 Rule 52
--------- ---------
Hills Bank, 7.95%, due 8/2011
Keokuk Keokuk 375,000 5/31/02 375,000 Rule 52
------ ------
USDA, 1%, due 2/2032
Keokuk Keokuk 599,976 11/30/02 599,976 Rule 52
------ ------
IDED, 1%, due 11/2022
MDI MDI 190,000 12/30/02 190,000 Rule 52
--- ---
IHC Loan, 0%, due 6/2032
MDI MDI 165,000 12/30/02 165,000 Rule 52
--- ---
CDBG Loan, 0%, due 7/2022
MDI MDI 180,000 12/30/02 180,000 Rule 52
--- ---
City of Dubuque, 0%, due 7/2032
MDI MDI 220,000 5/31/02 220,000 Rule 52
--- ---
TIF Financing, 3%, due 6/2012
Decorah Decorah 1,115,000 6/15/02 1,115,000 Rule 52
------- -------
Community First National Bank, 7%, due
4/2003
Decorah Decorah 330,000 12/30/02 330,000 Rule 52
------- -------
HOME Loan, 1%, due 8/2023
12
Principal
Amount or
Name of Stated
Company Value Proceeds
Name of Issuer Issuing ----------------- Before
and or Selling Issued Date of Issuance Commission
Title of Issue Securities and Sold Transaction Expenses Authorization
-------------------------------------------- --------------------- ----------------- ------------- ------------- ----------------
Decorah Decorah 75,000 12/30/02 75,000 Rule 52
------- -------
Federal Home Loan Bank's AHP, 1%, due
1/2018
HPI HPI 1,055,000 6/15/02 1,055,000 Rule 52
--- ---
DMB Community Bank, 7%, due 6/2005 AHFLP
HPI HPI 879,584 8/15/02 879,584 Rule 52
--- ---
Associated Bank, 6%, due 8/2005
HPI HPI 330,232 2/1/02 330,233 Rule 52
--- ---
Farmers & Merchants Bank, 6.95%, due 1/2005 Whitney
HPI HPI 240,508 2/1/02 240,508 Rule 52
--- ---
Peoples State Bank, 6.5%, due 1/2005
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES
(Continued)
The following items are recurring transactions of system companies:
Effective
Name of Issuer Name of Company Total Date of Average
And Issuing or Selling Balance At Highest Highest Interest
Title of Issue Securities Year End Balance Balance Rate
----------------------------- ------------------------------ -------------------- ------------------ ------------ -----------
Alliant Energy Alliant Energy $135,500,000 $208,626,000 11/05/02 2.18%
Commercial Paper
WP&L WP&L 60,000,000 86,000,000 11/25/02 1.70%
Commercial Paper
Resources Resources -- 596,695,000 9/26/02 2.36%
Commercial Paper
Alliant Energy Alliant Energy 85,000,000 445,000,000 11/27/02 2.78%
Credit Facility Borrowings
IP&L IP&L -- 95,000,000 12/17/02 3.67%
Credit Facility Borrowings
Resources Resources -- 100,000,000 8/15/02 - 2.62%
Bridge Loan 12/27/02
13
The following items are financial guarantees and commitments of system
companies:
At December 31, 2002, HPI had extended commitments to provide $1,567,000 in
financing to developers which were secured by affordable housing
properties. HPI anticipates other lenders will ultimately finance these
properties. The highest amount outstanding during 2002 was $2,479,000 and
no consideration was received by HPI other than the purpose of the
commitments described above.
14
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES
Extinguished
(E) Commission
Principal or Held for Authori-
Name of Company Amount Further zation
Name of Issuer Redeeming or Redeemed or Disposition or
and Title of Issue Retiring Securities Retired Consideration (D) Exemption
----------------------------------------- --------------------------------- -------------- ------------- ------------- ---------
Resources Resources $383,610,000 $383,610,000 E Rule 42
---------
Credit facility-long term (3.00%
to 3.45%)
IP&L IP&L 6,000,000 6,030,000 E Rule 42
---
4.80%, Cumulative Preferred stock
IP&L IP&L 7,320,300 7,466,706 E Rule 42
---
4.30%, Cumulative Preferred stock
IP&L IP&L 5,000,000 5,100,000 E Rule 42
---
6.10%, Cumulative Preferred stock
IP&L IP&L 3,022,750 3,161,796 E Rule 42
---
4.36%, Class A Preferred stock
IP&L IP&L 2,796,300 2,886,900 E Rule 42
---
4.68%, Class A Preferred stock
IP&L IP&L 27,250,000 28,356,350 E Rule 42
---
7.76%, Class A Preferred stock
IP&L IP&L 5,000,000 5,320,000 E Rule 42
---
6.40%, Class A Preferred stock
IP&L IP&L 560,000 560,000 E Rule 42
---
5.75%, due serially 2002 to 2003
CRANDIC CRANDIC 105,032 105,032 E Rule 42
-------
State of Iowa, 3.00%, due 12/2010
CRANDIC CRANDIC 31,127 31,127 E Rule 42
-------
State of Iowa, 0%, due 12/2010
Alliant Energy Australia Pty Ltd. Alliant Energy Australia Pty Ltd. 776,043 776,043 D Rule 42
---------------------------------
Mezzanine Notes, 11.34%, due 6/2005
Alliant Energy Australia Pty Ltd. Alliant Energy Australia Pty Ltd. 5,221,460 5,221,460 D Rule 42
---------------------------------
Senior Notes, 8.39%, due 12/2013
Alliant Energy Australia Pty Ltd. Alliant Energy Australia Pty Ltd. 15,152,400 20,197,588 D Rule 42
---------------------------------
Subordinate Debt, 6.64%, due 12/2002
Anhui New Energy Heat & Power Co., Ltd. Anhui New Energy Heat & Power 678,827 678,827 D Rule 42
--------------------------------------- Co., Ltd.
Loan Payable to China, 6.21%,
due 12/2007
Peak Pacific Investment Company, Ltd. Peak Pacific Investment Company, 13,530,000 13,530,000 E Rule 42
------------------------------------- Ltd.
Loan Payable to IFC
15
Extinguished
(E) Commission
Principal or Held for Authori-
Name of Company Amount Further zation
Name of Issuer Redeeming or Redeemed or Disposition or
and Title of Issue Retiring Securities Retired Consideration (D) Exemption
----------------------------------------- --------------------------------- -------------- ------------- ------------- ---------
Sundance Sundance 9,143 9,143 D Rule 42
--------
IFA, 1%, due 4/2014
Wagon Wheel Wagon Wheel 7,596 7,596 D Rule 42
----------- -----------
3 Transactions, 1% to 9.25%, due 11/2014 Various transactions less
to 3/2019 than $100,000
Fort Madison I Fort Madison I 12,978 12,978 D Rule 42
-------------- --------------
3 Transactions, 1%, due 10/2009 to 7/2029 Various transactions less
than $100,000
Fort Madison II Fort Madison II 8,978 8,978 D Rule 42
--------------- ---------------
2 Transactions, 1%, due 2/2021 to 4/2030 Various transactions less
than $100,000
Maquoketa Maquoketa 9,679 9,679 D Rule 42
--------- ---------
2 Transactions, 1%, due 2/2021 to 4/2031 Various transactions less
than $100,000
Carroll IHA Carroll IHA 724 724 D Rule 42
-----------
USDA, 1%, due 2/2032
Knoxville Knoxville 17,620 17,620 D Rule 42
---------
IDED, 1%, due 2/2021
Knoxville Knoxville 10,904 10,904 D Rule 42
--------- ---------
3 Transactions, 1%, due 8/2011 to 4/2031 Various transactions less
than $100,000
Keokuk Keokuk 668 668 D Rule 42
------
USDA, 1%, due 2/2032
Countryside Countryside 265,000 265,000 D Rule 42
-----------
Wells Fargo Gap Note, 7.43%, due 1/2002
Countryside Countryside 1,907 1,907 D Rule 42
----------- -----------
2 Transactions, 1% to 7.43%, due 12/2016 Various transactions less
to 2/2021 than $100,000
Meadow Wood Meadow Wood 2,611 2,611 D Rule 42
----------- -----------
2 Transactions, 1% to 7.43%, due 2/2016 Various transactions less
to 2/2021 than $100,000
Pickerel Park Pickerel Park 1,054 1,054 D Rule 42
-------------
Wells Fargo, 7.43%, due 12/2016
MDI MDI 4,686 4,686 D Rule 42
---
TIF Financing, 3%, due 6/2012
HPI HPI 1,029,140 1,029,140 E Rule 42
--- ---
Portage Village Hights Apartments FNMA, AHFLP - Village Heights
9.88%, due 5/2002
HPI HPI 884,178 884,178 E Rule 42
--- ---
Associated Bank., 9.65%, due 8/2002 HAH - Wausau
HPI HPI 340,700 340,700 E Rule 42
--- ---
Farmers & Merchants Bank., 8.5%, Whitney
due 1/2002
HPI HPI 244,741 244,741 E Rule 42
--- ---
Peoples State Bank, 7.95%, due 1/2002 PDC - Liberty Place
HPI HPI 1,069,223 1,069,223 D & E Rule 42
--- ---
64 transactions, 1% to 10.75%, due 12/2002 Various transactions less
to 4/2045 than $100,000
16
ITEM 5. INVESTMENTS IN SECURITIES OF NONSYSTEM COMPANIES AS OF DECEMBER 31,
2002
1.
Aggregate Amount of
Investments in Persons Number
(Entities) Operating in of
Name of Retail Service Area of Persons Description of
Company Owner (in thousands) (Entities) Persons (Entities)
----------------- --------------------------- ------------- --------------------------------------------------------------------
Dane County $50 1 Invests in and provides financial assistance to commercially
Development reasonable business ventures in Dane County, and benefits the
Company Inc. community by creating new jobs, providing goods or services,
undertaking improvements in lower income areas and meeting any
other community credit needs.
Iowa Venture 18 1 Economic development joint venture with interests in two start-up
Capital Fund companies.
Limited
Partnership
Venture Capital 1 1 Partnership organized for the purpose of making capital
Fund Limited investments in business enterprises.
Partnership
Sun Prairie 1 1 Corporation formed to attract businesses to the Sun Prairie, WI
Industrial area.
Development
Corporation
2. Securities not included in Item 5, No. 1:
Owner's
Number % of Book Value
Name of Name of Description of Voting Nature of (in
Company Issuer of Security Shares Power Business thousands)
-------------- ------------------------------ --------------------- ----------- ----------- --------------------------- -----------
Resources, McLeodUSA Inc. $0.01 Class A Common 3,283,726 1% Telecommunications $2,758
Investments, Stock company.
HPI, LNT
AER Holding Capstone Turbine Corporation $0.001 Common Stock 1,464,286 2% Producer of micro-turbine 1,318
systems.
Resources American Superconductor $0.01 Common Stock 82,600 Less Develops and 249
Corporation than 1% manufactures products
using superconducting
materials and power
electronic converters
for electric power
applications.
Resources, Proton Energy Systems, Inc. $0.01 Common Stock 89,260 Less Develops and 268
AER Holding than 1% manufactures proton
exchange membrane
electro-chemical products.
17
Owner's
Number % of Book Value
Name of Name of Description of Voting Nature of (in
Company Issuer of Security Shares Power Business thousands)
-------------- ------------------------------ --------------------- ----------- ----------- --------------------------- -----------
Resources AstroPower, Inc. $0.01 Common Stock 20,400 Less Develops and manufactures 163
than 1% solar electric power
generation products.
Resources AnAerobics, Inc $0.001 Series A 1,403,579 5% Develops environmentally 1,333
Convertible sound anaerobic
Preferred Stock wastewater treatment
systems.
Resources CellTech Power, Inc. $0.001 Series A 120,000 1% Develops fuel cell 252
Convertible technologies for the
Preferred Stock distributed generation
marketplace.
Resources ADI Thermal Power Corporation $1.00 Common Stock 33,334 4% Develops dual shell Stirling 200
engine technology for
distributed generation.
Resources STM Power, Inc. $0.01 Series A 585,480 4% Develops cogeneration 2,500
Convertible systems utilizing
Preferred Stock external combustion
(Stirling-cycle) engine
technology.
WP&L Dais Analytic Corporation $0.01 Common Stock 20,833 2% Develops several patented 90
polymer materials with
novel applications in the
energy sector.
Cap. Square Federal National Mortgage $0.525 Common Stock 400 Less Facilitate low-cost 26
Association than 1% mortgage capital for
low-, moderate- and
middle-income Amercians.
Alliant Energy Madison Gas and Electric $1.00 Common Stock 225 Less Utility business. 5
Company than 1%
Cataguazes Cataguazes Servicos Aeroes $1 Brazil Real Common 8,160 9% Air inspection services. 56
de Prospeccao S/A Stock
Resources Nth Power Technologies Fund (*) (*) 8% Capital fund 3,541
II, LP specializing in emerging
energy-technology
companies.
18
Owner's
Number % of Book Value
Name of Name of Description of Voting Nature of (in
Company Issuer of Security Shares Power Business thousands)
-------------- ------------------------------ --------------------- ----------- ----------- --------------------------- -----------
Whiting Delta Petroleum Corporation $0.01 Common Stock 390,000 2% Engaged in the 1,300
acquisition,
exploration, development
and production of oil and
gas properties.
New Zealand Natural Gas Corporation $0.01 Ordinary Shares 1,800 Less Utility business. 2
Holdings Ltd. than 1%
New Zealand Horizon Energy Distribution $1.00 Ordinary Shares 250 Less Utility business. 1
Limited than 1%
(*) Noncorporate subsidiary (limited partnership)
ITEM 6. OFFICERS AND DIRECTORS AS OF DECEMBER 31, 2002
Part I. Name, Principal Business Address and Positions Held as of December
31, 2002
Name (Address)* Position Held Name (Address)* Position Held
------------------------------- -------------------- ----------------------------- --------------------
Alliant Energy Corporation
--------------------------
Erroll B. Davis, Jr. (a) Officer, Director Enrique Bacalao (a) Officer
William D. Harvey (a) Officer Eric D. Mott (a) Officer
James E. Hoffman (b) Officer Alan B. Arends (j) Director
Eliot G. Protsch (b) Officer Jack B. Evans (b) Director
Barbara J. Swan (a) Officer Joyce L. Hanes (k) Director
Thomas M. Walker (a) Officer Lee Liu (b) Director
Pamela J. Wegner (a) Officer Katharine C. Lyall (a) Director
Dundeana K. Doyle (a) Officer Singleton B. McAllister (hhh) Director
Thomas L. Hanson (a) Officer David A. Perdue (ggg) Director
John E. Kratchmer (a) Officer Judith D. Pyle (a) Director
Barbara A. Siehr (a) Officer Robert W. Schlutz (o) Director
F.J. Buri (a) Officer Wayne H. Stoppelmoor (h) Director
Joan M. Thompson (b) Officer Anthony R. Weiler (p) Director
Linda J. Wentzel (a) Officer
Interstate Power and Light Company
----------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Linda J. Wentzel (a) Officer
Eliot G. Protsch (b) Officer Enrique Bacalao (a) Officer
William D. Harvey (a) Officer Steven F. Price (a) Officer
Barbara J. Swan (a) Officer Alan B. Arends (j) Director
Thomas M. Walker (a) Officer Jack B. Evans (b) Director
Pamela J. Wegner (a) Officer Joyce L. Hanes (k) Director
Dundeana K. Doyle (a) Officer Lee Liu (b) Director
Vern A. Gebhart (b) Officer Katharine C. Lyall (a) Director
Thomas L. Hanson (a) Officer Singleton B. McAllister (hhh) Director
John E. Kratchmer (a) Officer David A. Perdue (ggg) Director
Daniel L. Mineck (b) Officer Judith D. Pyle (a) Director
Barbara A. Siehr (a) Officer Robert W. Schlutz (o) Director
Kim K. Zuhlke (a) Officer Wayne H. Stoppelmoor (h) Director
19
F.J. Buri (a) Officer Anthony R. Weiler (p) Director
Daniel L. Siegfried (b) Officer
Wisconsin Power and Light Company
---------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Linda J. Wentzel (a) Officer
William D. Harvey (a) Officer Enrique Bacalao (a) Officer
Eliot G. Protsch (b) Officer Steven F. Price (a) Officer
Barbara J. Swan (a) Officer Alan B. Arends (j) Director
Thomas M. Walker (a) Officer Jack B. Evans (b) Director
Pamela J. Wegner (a) Officer Joyce L. Hanes (k) Director
Dundeana K. Doyle (a) Officer Lee Liu (b) Director
Vern A. Gebhart (b) Officer Katharine C. Lyall (a) Director
Thomas L. Hanson (a) Officer Singleton B. McAllister (hhh) Director
John E. Kratchmer (a) Officer David A. Perdue (ggg) Director
Daniel L. Mineck (b) Officer Judith D. Pyle (a) Director
Barbara A. Siehr (a) Officer Robert W. Schlutz (o) Director
Kim K. Zuhlke (a) Officer Wayne H. Stoppelmoor (h) Director
F.J. Buri (a) Officer Anthony R. Weiler (p) Director
South Beloit Water, Gas & Electric Company
------------------------------------------
William D. Harvey (a) Officer, Director Steven F. Price (a) Officer
Thomas L. Hanson (a) Officer John E. Kratchmer (a) Officer
F.J. Buri (a) Officer Thomas L. Adelman (ss) Director
Linda J. Wentzel (a) Officer Kim K. Zuhlke (a) Director
Wisconsin River Power Company
-----------------------------
Thomas P. Meinz (bb) Officer, Director Barth J. Wolf (bb) Officer, Director
Dennis J. Maki (bb) Officer, Director William D. Harvey (a) Director
Charles J. Ohl (a) Officer, Director Joseph E. Shefchek (a) Director
Wisconsin Valley Improvement Company
------------------------------------
Robert Gall (x) Officer, Director Neil Krebsbach (a) Director
Thomas P. Meinz (bb) Officer, Director Dennis J. Maki (bb) Director
Sam Morgan (x) Officer Scott C. Mosher (x) Director
Donald Bradford (x) Officer Thomas G. Scharff (cc) Director
Phil Valitchka (x) Officer Kenneth Schulz (x) Director
Robert Birkhauser (x) Director Dennis Urbanek Sr. (x) Director
ATC Management Inc.
-------------------
Jose Delgado (yy) Officer, Director David Porter (yy) Director
Daniel A. Doyle (yy) Officer Augustin Ramirez (yy) Director
Harry Terhune (yy) Officer Patrick D. Schrickel (yy) Director
Dale Landgren (yy) Officer Roy Thilly (yy) Director
Walter Woelfle (yy) Officer William C. Verrette (yy) Director
William D. Harvey (a) Director Mark C. Williamson (yy) Director
Anthony S. Earl (yy) Director Stephen J. Yanisch (yy) Director
Alliant Energy Corporate Services, Inc.
---------------------------------------
Erroll B. Davis, Jr. (a) Officer, Director John E. Kratchmer (a) Officer
William D. Harvey (a) Officer, Director Daniel L. Mineck (b) Officer
James E. Hoffman (b) Officer, Director Barbara A. Siehr (a) Officer
Eliot G. Protsch (b) Officer, Director Kim K. Zuhlke (a) Officer
Barbara J. Swan (a) Officer, Director F.J. Buri (a) Officer
Thomas M. Walker (a) Officer, Director Kent M. Ragsdale (b) Officer
Pamela J. Wegner (a) Officer, Director Linda J. Wentzel (a) Officer
20
Dundeana K. Doyle (a) Officer Enrique Bacalao (a) Officer
Vern A. Gebhart (b) Officer Steven F. Price (a) Officer
Thomas L. Hanson (a) Officer
TRANSLink Development Company LLC
---------------------------------
Paul Pender (t) Officer Paul J Feldman (vvv) Director
Kent M. Ragsdale (b) Officer Larry G. Garberding (www) Director
Paul F. Barber (rrr) Director Thomas H. Johnson (p) Director
Andrew C. Barrett (sss) Director Donald B. Stenberg (xxx) Director
Julian J. Brix (ttt) Director Jon R. Whitney (yyy) Director
Lisa Crutchfield (uuu) Director
Distribution Vision 2010, LLC
-----------------------------
Bob Huber (c) Officer
Nuclear Management Company, LLC
-------------------------------
Michael Sellman (tt) Officer, Director Jonathan Rogoff (tt) Officer
William Hill (tt) Officer Charles Schrock (tt) Officer
David Wilson (tt) Officer Michael Wadley (tt) Officer
John Paul Cowan (ww) Officer Richard A. Abdoo (c) Director
Dean E. Ekstrom (tt) Officer David Joos (tt) Director
Benjamin Ewers (tt) Officer Eliot G. Protsch (b) Director
Donald Gillispie (tt) Officer Larry L. Weyers (bb) Director
Thomas Palmisano (tt) Officer David Wilks (tt) Director
Alliant Energy Resources, Inc.
------------------------------
Erroll B. Davis, Jr. (a) Officer, Director Linda J. Wentzel (a) Officer
James E. Hoffman (b) Officer Enrique Bacalao (a) Officer
William D. Harvey (a) Officer Steven F. Price (a) Officer
Eliot G. Protsch (b) Officer Alan B. Arends (j) Director
Thomas L. Hanson (a) Officer Jack B. Evans (b) Director
John E. Kratchmer (a) Officer Joyce L. Hanes (k) Director
Barbara A. Siehr (a) Officer Lee Liu (b) Director
Thomas L. Aller (b) Officer Katharine C. Lyall (a) Director
Charles Castine (b) Officer Singleton B. McAllister (hhh) Director
Dundeana K. Doyle (a) Officer David A. Perdue (ggg) Director
Michael P. Maley (ppp) Officer Judith D. Pyle (a) Director
John K. Peterson (b) Officer Robert W. Schlutz (o) Director
Thomas M. Walker (a) Officer Anthony R. Weiler (p) Director
F.J.Buri (a) Officer Wayne H. Stoppelmoor (h) Director
Daniel L. Siegfried (b) Officer
SmartEnergy, Inc.
-----------------
Frank Greb (a) Officer, Director Anna Blumkin (kkk) Officer
Deborah Jackson (kkk) Officer David Frank (kkk) Officer
Badar Khan (kkk) Officer James E. Hoffman (b) Director
Ravi Thuraisingham (kkk) Officer Joel J. Schmidt (b) Director
Alexander Steffan (kkk) Officer
AEG Worldwide, Inc.
-------------------
Michael P. Maley (ppp) Officer William D. Harvey (a) Director
Mark S. Condon (ppp) Officer James E. Hoffman (b) Director
F.J. Buri (a) Officer Thomas M. Walker (a) Director
21
Alliant Energy Generation, Inc.
-------------------------------
Michael P. Maley (ppp) Officer William D. Harvey (a) Director
Mark S. Condon (ppp) Officer James E. Hoffman (b) Director
F.J. Buri (a) Officer Thomas M. Walker (a) Director
AER Holding Company
-------------------
Thomas L. Hanson (a) Officer, Director F.J. Buri (a) Officer
James E. Hoffman (b) Officer, Director Richard F. Klumpp (ooo) Officer
Thomas M. Walker (a) Officer, Director
Capital Square Financial Corporation
------------------------------------
Ruth A. Domack (a) Officer, Director John W. Stoneman (a) Officer
Henry D. Wertheimer (a) Officer James E. Hoffman (b) Director
E. Dean Baumgardner (a) Officer Thomas L. Aller (b) Director
Alliant Energy Holdings do Brasil Ltda.
---------------------------------------
Felicia Bellows (b) Officer
Whiting Petroleum Corporation
-----------------------------
James J. Volker (q) Officer, Director James R. Casperson (q) Officer
James T. Brown (q) Officer Patricia J. Miller (q) Officer
John R. Hazlett (q) Officer Michael J. Stevens (q) Officer
Mark R. Williams (q) Officer Thomas L. Aller (b) Director
Christy M. Evenden (q) Officer James E. Hoffman (b) Director
F.J. Buri (a) Officer J. B. Ladd (q) Director
Thomas L. Hanson (a) Officer Thomas M. Walker (a) Director
D. Sherwin Artus (q) Officer Kenneth R. Whiting (q) Director
Whiting Programs, Inc.
----------------------
James J. Volker (q) Officer, Director Mark R. Williams (q) Officer
D. Sherwin Artus (q) Officer Michael J. Stevens (q) Officer
James T. Brown (q) Officer Christy M. Evenden (q) Officer
John R. Hazlett (q) Officer James R. Casperson (q) Officer
Patricia J. Miller (q) Officer
Whiting-Golden Gas Production Company
-------------------------------------
D. Sherwin Artus (q) Officer, Director Mark R. Williams (q) Officer
James R. Casperson (q) Officer, Director Michael J. Stevens (q) Officer
James J. Volker (q) Officer Christy M. Evenden (q) Officer
James T. Brown (q) Officer John R. Hazlett (q) Director
Patricia J. Miller (q) Officer
WOK Acquisition Company
-----------------------
James J. Volker (q) Officer, Director Patricia J. Miller (q) Officer
James R. Casperson (q) Officer, Director Mark R. Williams (q) Officer
John R. Hazlett (q) Officer, Director Michael J. Stevens (q) Officer
D. Sherwin Artus (q) Officer Christy M. Evenden (q) Officer
James T. Brown (q) Officer
Alliant Energy Integrated Services Company
------------------------------------------
Charles Castine (b) Officer, Director Thomas L. Hanson (a) Officer
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
F.J. Buri (a) Officer Thomas L. Aller (b) Director
22
Industrial Energy Applications, Inc.
------------------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
BFC Gas Company L.L.C.
-------------------
Charles Castine (b) Officer
Energys, Inc.
-------------
Charles Castine (b) Officer Daniel L. Siegfried (b) Officer
Jon C. Bancks (b) Officer Linda J. Wentzel (a) Officer
Jeffrey D. Schmidlen (nnn) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer James E. Hoffman (b) Director
RMT, Inc.
---------
Stephen D. Johannsen (a) Officer Joel E. Roberts (a) Officer
William A. Dickrell (a) Officer Richard J. Sawinski (f) Officer
Jeffrey M. Filipski (a) Officer Jack E. Seeds (a) Officer
Kathryn R. Huibregtse (zzz) Officer Stephen L. Streblow (f) Officer
Daniel E. Oman (r) Officer Robert J. Vetter (a) Officer
Ted Juszczyk (a) Officer Thomas A. Allen (a) Officer
Katharine E. Martin (a) Officer Thomas L. Hanson (a) Officer
Ruth J. Muelker (g) Officer Erroll B. Davis, Jr. (a) Director
James C. Myers (g) Officer James E. Hoffman (b) Director
Samuel Nott (g) Officer
RMT North Carolina, Inc.
------------------------
William A. Dickrell (a) Officer, Director Ruth J. Muelker (g) Officer
Richard J. Sawinski (f) Officer Stephen D. Johannsen (a) Director
Michael Parker (f) Officer Ted Juszczyk (a) Director
RMT, Inc., Michigan
-------------------
Daniel E. Oman (r) Officer, Director Douglas R. Genthe (r) Officer
Katharine E. Martin (a) Officer, Director Robert J. Vetter (a) Director
RMT International, Inc.
-----------------------
Samuel Nott (g) Officer, Director William A. Dickrell (a) Officer, Director
Stephen D. Johannsen (a) Officer, Director Ruth J. Muelker (g) Officer
Heartland Energy Group, Inc.
----------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
Industrial Energy Applications Delaware, Inc.
---------------------------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Charles Castine (b) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
Schedin & Associates, Inc.
--------------------------
Gregory A. Genin (a) Officer, Director Loretta Razny (b) Officer, Director
Larry L. Schedin (t) Officer, Director Mary Fritsch (a) Officer, Director
SVBK Consulting Group, Inc.
---------------------------
Gregory A. Genin (a) Officer, Director Loretta Razny (b) Officer, Director
23
Sheree L. Brown (iii) Officer, Director Mary Fritsch (a) Officer, Director
Energy Performance Services, Inc.
---------------------------------
Charles Castine (b) Officer, Director Michael F. Gregg (xx) Officer
F.J. Buri (a) Officer, Director Mark S. White (rr) Officer
Thomas L. Hanson (a) Officer, Director
Cogenex Corporation
-------------------
Charles Castine (b) Officer, Director Michael F. Gregg (xx) Officer
F.J. Buri (a) Officer, Director Mark S. White (xx) Officer
Thomas L. Hanson (a) Officer, Director Marc J. Aronson (xx) Officer
Cogenex West Corporation
------------------------
Charles Castine (b) Officer, Director Michael F. Gregg (xx) Officer
F.J. Buri (a) Officer, Director Mark S. White (xx) Officer
Thomas L. Hanson (a) Officer, Director Marc J. Aronson (xx) Officer
EUA Cogenex-Canada Inc.
-----------------------
Edward T. Liston (xx) Officer, Director Edward M. Gleason (a) Officer
Jon C. Bancks (b) Officer Richard Bower (xx) Director
Charles Castine (b) Officer Kenneth W. Movat (xx) Director
Mark S. White (xx) Officer
EUA Cogenex-Canada Energy Services, Inc.
----------------------------------------
Edward T. Liston (xx) Officer, Director Edward M. Gleason (a) Officer
Jon C. Bancks (b) Officer Richard Bower (xx) Director
Charles Castine (b) Officer Kenneth W. Movat (xx) Director
Mark S. White (xx) Officer
Northeast Energy Management, Inc.
---------------------------------
Charles Castine (b) Officer, Director Michael F. Gregg (xx) Officer
F.J. Buri (a) Officer, Director Mark S. White (xx) Officer
Thomas L. Hanson (a) Officer, Director
Alliant Energy Transportation, Inc.
-----------------------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer Erroll B. Davis, Jr. (a) Director
F.J. Buri (a) Officer James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer
IEI Barge Services, Inc.
------------------------
Thomas L. Aller (b) Officer, Director Thomas L. Hanson (a) Officer
Paul H. Treangen (b) Officer, Director Daniel L. Siegfried (b) Officer
Transfer Services, Inc.
-----------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer
Williams Bulk Transfer Inc.
---------------------------
Thomas L. Aller (b) Officer, Director Thomas L. Hanson (a) Officer
Paul H. Treangen (b) Officer, Director F.J. Buri (a) Officer
James E. Hoffman (b) Officer
24
Cedar Rapids and Iowa City Railway Company
------------------------------------------
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
Paul H. Treangen (b) Officer, Director James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer
Heartland Rail Corporation
--------------------------
Donald C. Byers (y) Officer, Director Jon R. Roy (z) Director
T. Scott Bannister (m) Officer Marc A. Sanner (z) Director
William H. Camp (z) Director
Alliant Energy Investments, Inc.
--------------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
Thomas L. Aller (b) Officer, Director Linda J. Wentzel (a) Officer
F.J. Buri (a) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
AEI Holding Company
-------------------
Thomas L. Aller (b) Officer, Director F.J. Buri (a) Officer
Thomas L. Hanson (a) Officer, Director Richard F. Klumpp (ooo) Officer
James E. Hoffman (b) Officer, Director
Iowa Land and Building Company
------------------------------
James E. Hoffman (b) Officer, Director Thomas L. Hanson (a) Officer
Thomas L. Aller (b) Officer, Director Daniel L. Siegfried (b) Officer
F.J. Buri (a) Officer Erroll B. Davis, Jr. (a) Director
2001 Development Corporation
----------------------------
Thomas M. Collins (u) Officer, Director Scott McIntyre, Jr. (b) Officer, Director
Joe Hladky (b) Officer, Director Clark E. McLeod (b) Officer, Director
James E. Hoffman (b) Officer, Director Ted Schwartz (v) Officer, Director
Susan Mayer (l) Officer, Director Thomas L. Aller (b) Officer
Heartland Energy Services, Inc.
-------------------------------
James E. Hoffman (b) Officer, Director Thomas L. Hanson (a) Officer
Charles Castine (b) Officer Daniel L. Siegfried (b) Officer
Thomas L. Aller (b) Officer Erroll B. Davis, Jr. (a) Director
Heartland Properties, Inc.
--------------------------
Ruth A. Domack (a) Officer, Director John W. Stoneman (a) Officer
Henry D. Wertheimer (a) Officer James E. Hoffman (b) Director
E. Dean Baumgardner (a) Officer Thomas L. Aller (b) Director
Alliant Energy International, Inc.
----------------------------------
James E. Hoffman (b) Officer, Director Daniel L. Siegfried (b) Officer
John K. Peterson (b) Officer Steven F. Price (a) Officer
F.J. Buri (a) Officer Erroll B. Davis, Jr. (a) Director
Thomas L. Hanson (a) Officer
Alliant Energy Finance Holdings Pty. Ltd.
-----------------------------------------
Timothy Rourke (zz) Officer, Director Simon Maher (zz) Director
Alliant Energy Finance (No. 1) Pty. Ltd.
----------------------------------------
Timothy Rourke (zz) Officer, Director Simon Maher (zz) Director
25
Alliant Energy Finance (No. 2) Pty. Ltd.
----------------------------------------
Timothy Rourke (zz) Officer, Director Simon Maher (zz) Director
Interstate Energy Corporation PTE Ltd.
--------------------------------------
John K. Peterson (b) Officer, Director Tang Chen Lin (jj) Officer
Joel J. Schmidt (b) Officer James E. Hoffman (b) Director
Thomas L. Hanson (a) Officer Juliet Ang (jj) Director
Jiaxing JIES Heat & Power Co. Ltd.
----------------------------------
Ronglin Ji (ll) Officer, Director John E. Clarke (b) Director
Jianguang Shen (ll) Officer Jingjun Huang (ll) Director
Yaoming Xu (ll) Director Joel J. Schmidt (b) Director
John K. Peterson (b) Director
Tongxiang TIES Power & Heat Co. Ltd.
------------------------------------
Yiqiang Du (ll) Officer Jiaquan Chen (ll) Director
Keqiang Li (ll) Officer John E. Clarke (b) Director
Xiao Kang Wang (ll) Officer Joel J. Schmidt (b) Director
Deliang Zhou (ll) Director John K. Peterson (b) Director
Liyong Bai (ll) Director
Anhui New Energy Heat & Power Co. Ltd.
--------------------------------------
Qiang Wang (aaa) Officer, Director Feng Zhang (aaa) Officer
Kairong Zheng (aaa) Officer, Director Joel J. Schmidt (b) Director
Peicheng Cui (aaa) Officer, Director James N. Choate (b) Director
Fuying Wang (aaa) Officer John E. Clarke (b) Director
Zhengquan Gu (aaa) Officer Renee Y. Otto (b) Director
Peizhoug Shen (aaa) Officer John K. Peterson (b) Director
Zhongxiu Wang (aaa) Officer Lawrence W. Yu (aaa) Director
Sociedade Anonima de Eletrificacao da Paraiba S.A.
--------------------------------------------------
Mauricio Perez Botelho (bbb) Officer Ricardo Perez Botelho (bbb) Director
Manoel Otoni Neiva (bbb) Officer Getulio Lamartine de Paula Director
Fonseca (ccc)
Felicia Leigh Bellows (b) Director Claudio Jose Dias Sales (bbb) Director
Ivan Muller Botelho (bbb) Director Carlos Eduardo Trois de Director
Miranda (bbb)
MCL Cabo S.A.
-------------
Gioreli de Souza Filho (bbb) Officer, Director Carlos Aurelio Martins Director
Pimentel (bbb)
Claudio Brandao Silvciro (bbb) Officer Luiz Otavio Cardoso de Azevedo Director
(bbb)
Energisapar S/A
---------------
Mauricio Perez Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
26
Energisa Telecom Ltda.
----------------------
Mauricio Perez Botelho (bbb) Officer Jose Marcelo Goncalvos Reis Officer
(bbb)
Multipar S.A.
-------------
Mauricio Perez Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Monica Perez Botelho (bbb) Officer
Multiagro Agropecuaria Com. e Ind. Ltda.
----------------------------------------
Mauricio Botelho (bbb) Officer Manoel Otoni Neiva (bbb) Officer
Energisa S.A.
-------------
John K. Peterson (b) Director
Celbpar S.A.
------------
Manoel Otoni Neiva (bbb) Officer Mauricio Botelho (bbb) Officer
Cenfpar S.A.
------------
Manoel Otoni Neiva (bbb) Officer Mauricio Botelho (bbb) Officer
Saelpapar S.A.
--------------
Manoel Otoni Neiva (bbb) Officer Mauricio Botelho (bbb) Officer
Alliant Holdco One S/A
----------------------
Marcelo Antonio Goncalves Officer Carlos Eduardo Trois de Officer
Souza (ddd) Miranda (bbb)
Alliant Holdco Three S/A
------------------------
Marcelo Antonio Goncalves Officer Carlos Eduardo Trois de Officer
Souza (ddd) Miranda (bbb)
Alliant International New Zealand Ltd.
--------------------------------------
Simon Young (s) Officer John K. Peterson (b) Director
James E. Hoffman (b) Director
TrustPower Ltd.
---------------
Simon Young (s) Director Harold M. Titter Officer
Bruce J. Harker (s) Director Ronald P. Carter (s) Director
Hugh R. Morrison (s) Director Michael J. Cooney Director
Infratil Ltd.
-------------
John K. Peterson (b) Director Kevin O,Connor (vv) Director
David Newman (vv) Director Duncan Saville (vv) Director
Lloyd Morrison (vv) Officer Lib Petagna (vv) Officer
Terry McAlister (vv) Officer Bruce Harker (s) Director
Phil Walker (vv) Director Matthias Seidenstucker (qqq) Officer
John Culy (vv) Officer Tim Brown (vv) Officer
Paul Ridley-Smith (vv) Officer Graeme Thomson (vv) Officer
Roger Crawford (qq) Officer George Royal (vv) Officer
Matthew Civil (vv) Officer Adam Stannard (vv) Director
Terry Cuttle (vv) Officer
27
Alliant Energy Australia Pty. Ltd.
----------------------------------
Timothy Rourke (zz) Officer, Director Simon D. Maher (zz) Director
John K. Peterson (b) Director
Alliant Energy Southern Hydro Australia Pty. Ltd.
-------------------------------------------------
Timothy Rourke (zz) Officer, Director Simon D. Maher (zz) Director
John K. Peterson (b) Director
Southern Hydro Partnership
--------------------------
Simon D. Maher (zz) Officer John K. Peterson (b) Director
Paul F. Maguire (zz) Officer David G. Wood (zz) Director
R. Champion (zz) Director
Alliant Energy Hydro Holdings Pty. Ltd.
---------------------------------------
Timothy Rourke (zz) Officer, Director John K. Peterson (b) Director
Alliant Energy Hydro No. 2 Pty. Ltd
-----------------------------------
Timothy Rourke (zz) Officer, Director John K. Peterson (b) Director
Southern Hydro Operations Pty. Ltd.
-----------------------------------
Paul F. Maguire (zz) Officer John K. Peterson (b) Director
Simon D. Maher (zz) Director Timothy H. Rourke (zz) Director
Southern Hydro Maintenance Services Pty. Ltd.
---------------------------------------------
John K. Peterson (b) Director
Alliant Energy Hydro Pty. Ltd.
------------------------------
Timothy Rourke (zz) Officer, Director John K. Peterson (b) Director
Simon D. Maher (zz) Officer
Grandelight Holding Ltd.
------------------------
John K. Peterson (b) Officer, Director James E. Hoffman (b) Director
Joel J. Schmidt (b) Officer Thomas M. Walker (a) Director
Thomas L. Hanson (a) Officer
Peak Pacific Investment Co. Ltd.
--------------------------------
Robert W. Anderson, Jr. (jj) Officer, Director John K. Peterson (b) Director
Michael R. Ashburn (mmm) Officer Joel J. Schmidt (b) Director
James E. Hoffman (b) Director Thomas M. Walker (a) Director
Ocean Peak Pte. Ltd.
--------------------
Robert W. Anderson, Jr. (jj) Director
Zouping Peak Pte. Ltd.
----------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan (jj) Director
Robert W. Anderson, Jr. (jj) Director
Zouping Peak CHP Co. Ltd.
-------------------------
Michael R. Ashburn (mmm) Officer, Director Geoff Dutton (mmm) Director
Loy Hui Lim (mmm) Officer, Director Jibing Han (mmm) Director
Meng Qin Cai (pp) Officer Gongqing Liu (ppp) Director
Liang Zhong Chang (pp) Officer Yong Wang (pp) Director
Pan Lin Hai (pp) Officer Dianrong Zhao (pp) Director
Zhang Bao Lin (pp) Officer Changshui Zhao (pp) Director
Lin Chen (mmm) Director
28
Luannan Peak Pte. Ltd.
----------------------
Robert W. Anderson (jj) Director Carol Anne Mei Ling Tan (jj) Director
Pan-Western Energy Corporation LLC
----------------------------------
Todd W. Carter (nn) Director Yang Sheng-Lil (nn) Director
Jie Li (nn) Director Xue Shu-xing (nn) Director
Darol Lindloff (nn) Director
Tangshan Peak Heat & Power Co., Ltd.
------------------------------------
Michael R. Ashburn (mmm) Director Lim Hui Loy (mmm) Director
Geoff Dutton (mmm) Director Shengli Yang (nn) Director
Shuxing Xue (nn) Director
Wuan Peak Pte. Ltd.
-------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan (jj) Director
Robert W. Anderson, Jr. (jj) Director
Peak Pacific (China) Investment Company Ltd.
--------------------------------------------
Michael R. Ashburn (mmm) Officer, Director Robert W. Anderson, Jr. (jj) Director
Shaw Tien (mmm) Officer, Director
Peak Xin Wen Pte. Ltd.
----------------------
Sunny Wong (jj) Officer Robert W. Anderson, Jr. (jj) Director
Ong Beng Hong (jj) Officer Carol Anne Mei Ling Tan (jj) Director
Tai An Hua Feng Peak Heat and Power Co. Ltd.
--------------------------------------------
Yuping Lu (mmm) Officer, Director Geoff Dutton (mmm) Director
Liu Guangqing (pp) Officer Jibing Han (mmm) Director
Sun Yao (pp) Officer Fuhua Pan (pp) Director
Zhang Zhaoxiao (pp) Officer Changsheng Sun (pp) Director
Michael R. Ashburn (mmm) Director Qiuli Yang (mmm) Director
Oingtian Lang (pp) Director Yuzhong Zhang (mmm) Director
Hebei Wuan Peak Heat and Power Co. Ltd.
---------------------------------------
Robert W. Anderson, Jr. (jj) Director Lim Hui Loy (mmm) Director
Gengkui Wang (nn) Director Haikui Tian (nn) Director
Michael R. Ashburn (mmm) Director Qiuli Yang (mmm) Director
Lin Chen (mmm) Director Qigui Zhou (mm) Director
Geoff Dutton (mmm) Director
Shijiazhuang Chengfeng Cogeneration Co. Ltd.
--------------------------------------------
Rong Liu (mmm) Officer, Director Geoff Dutton (mmm) Director
Yuchang Jia (nn) Officer, Director Feng Liu (nn) Director
Tieyan Zhang (mmm) Officer Rong Liu (mmm) Director
Michael R. Ashburn (mmm) Director Lim Hui Loy (mmm) Director
Jinan Peak Pte. Ltd.
--------------------
Sunny Wong (jj) Officer Seok Hian Lee (jj) Director
Robert W. Anderson, Jr. (jj) Director
Gongyi Peak Pte. Ltd.
---------------------
Sunny Wong (jj) Officer Carol Anne Mei Ling Tan (jj) Director
Robert W. Anderson, Jr. (jj) Director
29
Henan Anfeng Electric Power Co. Ltd.
------------------------------------
Guozheng Huo (mm) Officer, Director Qianxian Hu (mm) Director
Lim Hui Loy (mmm) Officer, Director Hui Jin (mmm) Director
Robert W. Anderson, Jr. (jj) Director Zhiye Liu (mm) Director
Michael R. Ashburn (mmm) Director Qiuli Yang (mmm) Director
Geoff Dutton (mmm) Director
Henan Yongfeng Electric Power Co. Ltd.
--------------------------------------
Guozheng Huo (mm) Officer, Director Qianxian Hu (mm) Director
Lim Hui Loy (mmm) Officer, Director Hui Jin (mmm) Director
Robert W. Anderson, Jr. (jj) Director Zhiye Liu (mm) Director
Michael R. Ashburn (mmm) Director Qiuli Yang (mmm) Director
Geoff Dutton (mmm) Director
Peak Pacific Investment Co. (Labuan) BHD
----------------------------------------
Robert W. Anderson, Jr. (jj) Director
T2 Education Pte Ltd.
---------------------
Sunny Wong Officer Carol Anne Mei Ling Tan (jj) Director
Robert W. Anderson, Jr. (jj) Director
Alliant Energy de Mexico, S. de R.L. de C.V.
--------------------------------------------
Thomas L. Aller (b) Officer, Director Charles Castine (b) Director
F.J. Buri (a) Officer Thomas L. Hanson (a) Director
Alejandro Sainz Orantes (ii) Officer John K. Peterson (b) Director
Jeffrey K. Rosencrants (b) Officer
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V.
--------------------------------------------------------
Thomas L. Aller (b) Officer, Director Charles Castine (b) Director
F.J. Buri (a) Officer Thomas L. Hanson (a) Director
Alejandro Sainz Orantes (ii) Officer John K. Peterson (b) Director
Jeffrey K. Rosencrants (b) Officer
Alliant Energy Servicios de Mexico, S. de R.L. de C.V.
------------------------------------------------------
Thomas L. Aller (b) Officer, Director Charles Castine (b) Director
F.J. Buri (a) Officer Thomas L. Hanson (a) Director
Alejandro Sainz Orantes (ii) Officer John K. Peterson (b) Director
Jeffrey K. Rosencrants (b) Officer
Alliant Energy de Mexico LLC
----------------------------
John K. Peterson (b) Officer
Alliant Energy Renewable Resources Ltd.
---------------------------------------
Joel J. Schmidt (b) Officer James E. Hoffman (b) Director
Michael Ashford (rr) Officer John K. Peterson (b) Director
Steven F. Price (a) Officer Graham B. Colis, R. (rr) Director
Dawna Ferguson (rr) Officer C.F. Cooper, A. (rr) Director
Edward M. Gleason (a) Officer
The following partnerships and LLCs do not have officers and directors as such:
-------------------------------------------------------------------------------
EnviroGas LP OSADA I LP
IPL SPE LLC Village Lakeshares, LP
Alliant Energy SPE LLC ReGENco LLC
American Transmission Company, LLC Indiana Housing Equity Fund, LP
30
WPL Transco LLC Apollo Tax Credit Fund XVII LP
WPL SPE LLC Heartland Properties Equity Investment Fund IV, LLC
Alliant Energy Nuclear, LLC The Heartland - NML Investment Fund, LLC
Alliant Energy TransCo LLC Janesville Jeffris Flats Affordable Housing LP
Alliant Energy Tallmadge Power Co., LLC 641 West Main Street LP
Tallmadge Generation Co., LLC Atlantic-Sundance Apartments, LP
AEG Operations, LLC Wagon Wheel LP
LNT Communications LLC Countryside of Clinton Associates, LP
Bastian Bay Pipeline, LP Meadow Wood Associates of Carroll Phase II, LP
Alliant Energy Field Services, LLC Fort Madison IHA Senior Housing LP
Oak Hill Pipeline LP Fort Madison IHA II Senior Housing LP
Alliant South Texas Pipeline, LP Maquoketa IHA Senior Housing LP
Alliant Energy Desdemona, LP Knoxville IHA Senior Housing LP
NG Energy Trading, LLC MDI LP #47
Alliant Energy Integrated Services-Energy Management LLC Pickerel Park Associates LP
Alliant Energy Integrated Services-Energy Solutions LLC Keokuk Senior Housing LP
APS Cogenex LLC Carroll IHA Senior Housing LP
Energy Capital and Services I, LP Blairs Ferry LP
Energy Capital and Services II, LP 3001 LLC
Alliant Energy Synfuel LLC AGRA Cogenex Joint Venture
Kaufman & Broad-Nexgen LLC Decorah Woolen Mills, LP
West Virginia Synfuel LP Van Allen, LP
Alpha Synfuel LLC Scott Meadows Senior Housing LP
New River Synfuel LLC Alliant Energy Finance Holdings Partnership
VFH, LLLP Alliant Energy Finance Partnership
Prairie Ridge Business Park, L.C.
*Address Codes:
--------------- (nn) Hebei Province, PRC
(a) Madison, WI (oo) Nebei Province, PRC
(b) Cedar Rapids, IA (pp) Shandong Province, PRC
(c) Milwaukee, WI (qq) Brisbane, Queensland, Australia
(d) Stoughton, WI (rr) Hamilton, Bermuda
(e) Marion, IA (ss) Janesville, WI
(f) Greenville, SC (tt) Hudson, WI
(g) Austin, TX (uu) Tauranga, New Zealand
(h) Dubuque, IA (vv) Wellington, New Zealand
(i) North Lake Geneva, WI (ww) Covert, MI
(j) Albert Lea, MN (xx) Lowell, MA
(k) Mason City, IA (yy) Waukesha, WI
(l) Washington, DC (zz) Victoria, Australia
(m) Des Moines, IA (aaa) Anhui Province, PRC
(n) Kansas City, MO (bbb) Cataguases, MG Brasil
(o) Columbus Junction, IA (ccc) Paraiba, Brasil
(p) Richmond, VA (ddd) Rio de Janeiro, RJ-Brasil
(q) Denver, CO (eee) Campina Grande, PB-Brasil
(r) Ann Arbor, MI (fff) Aracaju/Sergipe, Brasil
(s) Auckland, New Zealand (ggg) Canton, MA
(t) Minneapolis, MN (hhh) Great Falls, VA
(u) Tucson, AZ (iii) Orlando, FL
(v) Deerfield, IL (jjj) Charlotte, NC
(w) Dublin, OH (kkk) Woburn, MA
(x) Wausau, WI (lll) Chatsworth, CA
(y) Newton, IA (mmm) Beijing, China
(z) Decatur, IL (nnn) Waupaca, WI
31
(aa) Sao Paulo, SP Brazil (ooo) Las Vegas, Nevada
(bb) Green Bay, WI (ppp) Oak Brook, IL
(cc) Wisconsin Rapids, WI (qqq) Berlin, Germany
(dd) Wayzata, MN (rrr) Freehold, NJ
(ee) Minnetonka, MN (sss) Arlington, VA
(ff) Chicago, IL (ttt) Cos Cob, CT
(gg) Wanganui, New Zealand (uuu) Cornelius, NC
(hh) Palmerston North, New Zealand (vvv) Sandy, UT
(ii) Mexico City, D.F. (www) Grosse Pointe Farms, MI
(jj) Singapore (xxx) Lincoln, NE
(kk) Sacramento, CA (yyy) Colorado Springs, CO
(ll) Zhejiang Province, PRC (zzz) Brookfield, WI
(mm) Henan Province, PRC
**Positions are indicated by the following symbols:
---------------------------------------------------
AB Advisory Board Member
SB Board of Surveillance Member
Part II. Financial Connections as of December 31, 2002
Position Held Applicable
Name and Location of in Financial Exemption
Name of Officer or Director Financial Institution Institution Rule
------------------------------------ ---------------------------------------- ---------------- -----------------
Jack B. Evans Federal Reserve Bank of Chicago, Director 70 (a), (c)
Chicago, IL
Katharine C. Lyall M&I Corporation, Milwaukee, WI Director 70 (a), (c)
Part III. Compensation and Other Related Information
(a) Compensation of Directors and Executive Officers and (e) Participation in
Bonus and Profit-Sharing Arrangements and Other Benefits
For information concerning compensation of directors and executive officers
and participation in bonus and profit-sharing arrangements and other
benefits, refer to the disclosures made in:
Alliant Energy's 2003 Proxy Statement, pages 9 through 22, which is
incorporated herein by reference to Alliant Energy's 2003 Proxy Statement,
File No. 1-9894.
WP&L's 2003 Proxy Statement, pages 8 through 19, which is incorporated herein
by reference to WP&L's 2003 Proxy Statement, File No. 0-337.
(b) Directors' and Executive Officers' Interests in Securities of System
Companies
For information concerning directors' and executive officers' interests in
securities of system companies, refer to the disclosures made in:
Alliant Energy's 2003 Proxy Statement, page 10.
WP&L's 2003 Proxy Statement, page 9.
(c) Directors' and Executive Officers' Contracts and Transactions with
System Companies
For information concerning directors' and executive officers' contracts and
transactions with system companies, refer to the disclosures made in:
32
Alliant Energy's 2003 Proxy Statement, pages 9 and 15.
WP&L's 2003 Proxy Statement, pages 8 and 13.
(d) Directors' and Executive Officers' Indebtedness to System Companies
None.
(f) Directors' and Executive Officers' Rights to Indemnity
The state laws under which each of Alliant Energy and its domestic direct and
indirect subsidiaries is incorporated provide broadly for indemnification of
directors and officers against claims and liabilities against them in their
capacities as such. Refer to the disclosures made in the:
Bylaws of Alliant Energy, as amended, effective as of January 30, 2001
(incorporated by reference to Exhibit 3.2 to Alliant Energy's Form 10-K for
the year 2000).
Bylaws of WP&L, as amended, effective as of January 30, 2001 (incorporated by
reference to Exhibit 3.4 to WP&L's Form 10-K for the year 2000).
Bylaws of IP&L, as amended, effective as of January 30, 2001 (incorporated by
reference to Exhibit 3.6 to IP&L's Form 10-K for the year 2000).
ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS
(1) None - Alliant Energy has established political action committees and has
incurred, in accordance with the provision of the Federal Election Campaign
Act and applicable state campaign laws, certain costs for the
administration of such committees.
(2)
Name of Company Name of Recipient or Beneficiary Purpose Account Charged Amount
------------------------------ ------------------------------------------- ----------------- -------------------- -------------
IP&L Priority One (Cedar Rapids Chamber of
Commerce) (A) Operating Expense $52,800
Greater Dubuque Development (A) Operating Expense 16,000
Less than $10,000 - 55 beneficiaries (A) Operating Expense 55,900
WP&L Forward Wisconsin (A) Operating Expense 28,000
Less than $10,000 - 8 beneficiaries (A) Operating Expense 18,000
CRANDIC Priority One (Cedar Rapids Chamber of
Commerce) (A) Operating Expense 12,000
Less than $10,000 - 1 beneficiaries (A) Operating Expense 1,000
(A) Area Development
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS
Part I. Intercompany Sales and Service
Serving Receiving Date of In Effect at
Transaction Company Company Compensation Contract Year End
--------------------------------- ------------------ ----------------- ----------------- ------------- ---------------
Management services PPIC International $6,257,116 1/1/00 Yes
Coal transportation CRANDIC IP&L 1,889,528 4/1/01 Yes
33
Serving Receiving Date of In Effect at
Transaction Company Company Compensation Contract Year End
--------------------------------- ------------------ ----------------- ----------------- ------------- ---------------
Environmental consulting RMT WP&L 1,082,174 7/7/00 Yes
Coal handling Barge WP&L 528,084 11/27/91 Yes
Integrated turbine and
generator services ReGENco LLC IP&L 495,244 1/25/02 Yes
Coal handling Williams Cargill-Alliant LLC 385,742 4/14/99 No
Environmental consulting RMT IP&L 377,362 4/3/00 Yes
Integrated turbine and
generator services ReGENco LLC WP&L 339,995 1/25/02 Yes
Transloading Transfer CRANDIC 276,218 11/1/94 Yes
Environmental consulting RMT Resources 199,054 3/7/00 Yes
Environmental consulting RMT IEA 185,510 8/1/99 Yes
Environmental consulting RMT Barge 32,810 3/7/00 Yes
Software license Henwood Energy WP&L 22,313 2/11/98 No
Services, Inc.
Environmental consulting RMT AEG Worldwide Inc. 16,586 4/25/02 Yes
Building lease CRANDIC Transfer 2,448 12/11/98 Yes
Environmental consulting RMT CRANDIC 4,297 10/23/01 Yes
Part II. Contracts to Purchase Services or Goods Between any System Company
and any Affiliate
None.
Part III. Employment of any Person by any System Company for the Performance
on a Continuing Basis of Management Services
None.
ITEM 9. EXEMPT WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES
The following entities are FUCOs dissolved or sold during 2002:
Weifang Ocean Peak Heat and Power Co. Ltd.
Handan Chengfeng Heat and Power Co. Ltd.
The following entities are FUCOs without activity in 2002:
Alliant Energy Operaciones de Mexico, S. de R.L. de C.V.
Alliant Energy Servicios de Mexico, S. de R.L. de C.V.
The following entities are active FUCOs as of December 31, 2002:
Alliant Energy Renewable Resources Ltd. (AERR)
Anhui New Energy Heat & Power Co. Ltd. (Bengbu)
Catleo Energia S.A. (Catleo)
Companhia de Eletricidade de Nova Friburgo S.A. (CENF)
Companhia Energetica da Borborema S.A. (CELB)
Companhia Forca e Luz Cataguazes-Leopoldina S.A. (Cataguazes)
Empresa Energetica de Sergipe S.A. (Energipe)
Hebei Wuan Peak Heat and Power Co. Ltd. (Wuan)
Henan Anfeng Electric Power Co. Ltd. (Anfeng)
Henan Yongfeng Electric Power Co. Ltd. (Yongfeng)
Infratil Ltd. (Infratil)
* Jiaxing JIES Heat & Power Co. Ltd. (JIES)
LDM Utility Co., S.A. de C.V. (LDM)
* Shijiazhuang Chengfeng Cogeneration Co. Ltd. (Shijiazhuang)
34
Sociedade Anonima de Eletrificacao da Paraiba S.A. (Saelpa)
Southern Hydro Partnership (Southern Hydro)
** Tai An Hua Feng Peak Heat and Power Co. Ltd. (XinWen #2)
Tangshan Peak Heat & Power Co. Ltd. (Tangshan)
(f/k/a Tangshan Pan Western Heat & Power Co. Ltd. and Tanshan Panda
Heat & Power Co. Ltd.)
* Tongxiang TIES Power & Heat Co. Ltd. (TIES)
TrustPower Ltd. (TrustPower)
Usina Termeletrica de Juiz de Fora S.A. (Usina Termeletrica)
Zouping Peak CHP Co. Ltd. (Zouping)
* In existence at date of merger closing.
** Acquired in 2002.
At December 31, 2002, Alliant Energy did not hold an ownership interest in
any companies operating an exempt wholesale generator (EWG). However, during
2002, Alliant Energy did enter into an agreement to purchase an EWG (309
megawatt (MW) natural gas operating facility) in Neenah, Wisconsin. At
December 31, 2002, Resources had made payments and entered into commitments
to purchase the generating facility equal to approximately $60 million
(excluding nonrecourse financing). During 2001, Alliant Energy also entered
into an agreement to guarantee the debt security of an EWG (6 MW low Btu gas
electric generating facility) in Cedar Rapids, Iowa. Both of these amounts
have been included in the aggregate investment in EWGs and FUCOs identified in
Part III.
Part I.
(a). Identify the company, its location and its business address. Describe
the facilities used for the generation, transmission and distribution of
electric energy for sale or for the distribution at retail of natural or
manufactured gas. Identify each system company that holds an interest in the
company and describe the interest held.
Description of Electric Owner(s) / Investor(s)
Generation, Transmission and (Refer to Item 1 and
Name of Business Distribution Facilities and Item 9(b) for
Company Location Address Gas Distribution Facilities description)
-------------- ------------------ -------------------------------- ------------------------------------- ----------------------
AERR (Refer to Business Clarendon House, 2 Church None International
Address) Street, Hamilton HM 11,
Bermuda
Bengbu (Refer to Business 220 Long March Road, Bengbu 80 MW coal burning electric IEC PTE
Address) Bengbu City, 233010 generating facility.
Anhui Province,
People's Republic of China
Catleo (Refer to Business Praca Rui Barbosa 80-22 10 MW at one generating facility. Cataguazes
Address) andar/parte CEP 36770-901
Cataguases, MG-Brasil
CENF (Refer to Business Ave. Presidente Vargas, 463-4 9 MW at three generating facilities; Cataguazes
Address) andar/parte CEP 20071-003 16 Km of transmission lines; and
Rio de Janeiro, RJ-Brasil 1,295 Km of distribution lines.
CELB (Refer to Business Av. Elpidio de Almeida, 3 Km of transmission lines and 4,132 Pbpart
Address) 1111-Catole, CEP 58104-421 Km of distribution lines.
Campina Grande, PB-Brasil
Cataguazes (Refer to Business Praca Rui Barbosa, 80 45 MW at ten generating facilities; Holdings Brasil and
Address) CEP 36770-901 928 Km of transmission lines; and Gipar S.A.
Cataguases, MG-Brasil 18,619 Km of distribution lines.
35
Description of Electric Owner(s) / Investor(s)
Generation, Transmission and (Refer to Item 1 and
Name of Business Distribution Facilities and Item 9(b) for
Company Location Address Gas Distribution Facilities description)
-------------- ------------------ -------------------------------- ------------------------------------- ----------------------
Energipe (Refer to Business Rua Ministro Apolonio 937 Km of transmission lines and Energisa S.A.
Address) Sales, 81, Bairro Inacio 13,149 Km of distribution lines.
Barbosa 49040-230,
Aracaju/Sergipe, Brasil
Wuan (Refer to Business No. 589, Nanhuan West Road, 24 MW coal burning electric Wuan Peak Pte. Ltd.
Address) WuAn City, Hebei Province, generating facility.
People's Republic of China
Anfeng (Refer to Business Industrial Demonstration 50 MW coal burning electric Gongyi
Address) Zone, Gongyi City, generating facility.
Henan Province,
People's Republic of China
Yongfeng (Refer to Business Industrial Demonstration 50 MW coal burning electric Gongyi
Address) Zone, Gongyi City, generating facility.
Henan Province,
People's Republic of China
Infratil (Refer to Business P.O. Box 320 None New Zealand
Address) Wellington, New Zealand
JIES (Refer to Business Yun He Qiao Tu, Wai Huan Three 12 MW coal burning electric IEC PTE
Address) Road, Jiaxing City, generating facilities.
Zhejiang Province,
People's Republic of China
LDM Puerto Penasco, 10611 North Hayden Road, None International *
Sonora, Mexico #D106, Scottsdale, AZ 85260
Shijiazhuang (Refer to Business North Beiguan, Zhengding Two 12 MW coal burning electric PPIC
Address) County, Shijiazhuang City, generating facilities.
Hebei Province, People's
Republic of China
Saelpa (Refer to Business BR 230, Km 25, Cristo 1,637 Km of transmission lines and Pbpart SE 2
Address) Redentor Joao Pessoa, Paraiba, 33,164 Km of distribution lines.
Brasil CEP 58.071.680
Southern Hydro (Refer to Business Level 13, 500 Collins Street 528 MW at ten hydro-electric AE Southern Hydro;
Address) Melbourne VIC 3000 stations. AE Hydro and Alliant
Australia Energy Hydro No. 2
Pty. Ltd.
Tangshan (Refer to Business Benchengzhong Street 100 MW coal burning electric Pan-Western
Address) Luannan County, Tangshan generating facility.
City
TIES (Refer to Business B16-17 Tongxiang Economic Two 12 MW coal burning electric IEC PTE
Address) & Development Zone, generating facilities.
Tongxiang City,
Zhejiang Province,
People's Republic of China
36
Description of Electric Owner(s) / Investor(s)
Generation, Transmission and (Refer to Item 1 and
Name of Business Distribution Facilities and Item 9(b) for
Company Location Address Gas Distribution Facilities description)
-------------- ------------------ -------------------------------- ------------------------------------- ----------------------
TrustPower (Refer to Business Private Bag 12023 33 hydro-electric generating Infratil and New
Address) Tauranga, New Zealand facilities and one wind farm with a Zealand
combined generating capacity of 455
MW.
Usina (Refer to Business Praca Rui Barbosa, 80-2o. Two unit simple-cycle gas-fired Catleo and Holdings
Termeletrica Address) andar/parte, Cataguases, generating units with a combined Brasil
Minas Gerais, Brasil CEP generating capability of 82 MW.
36770-901
XinWen #2 (Refer to Business Huafeng Town, Ningyang 12 MW coal burning electric Peak Xin Wen
Address County, Taian Municipality, generating facility Pte. Ltd.
Shandong Province People's
Republic of China
Zouping (Refer to Business Handian Town, Zouping Two 25 MW coal burning electric Zouping Peak
Address) County, Binzhou Municipality, generating facilities. Pte. Ltd.
Shandong Province,
People's Republic of China
* At December 31, 2002, International had a loan receivable (including accrued
interest income) from LDM of approximately $55 million.
(b). State the type and amount of capital invested in the company by the
registered holding company, directly or indirectly. Identify any debt or
other financial obligation for which there is recourse, directly or
indirectly, to the registered holding company or another system company,
other than an EWG or FUCO. Identify separately any direct or indirect
guarantee of a security of the EWG or FUCO by the registered holding
company. Identify any transfers of assets from any system company (other
than an EWG or FUCO) to an affiliate EWG or FUCO. State the market value at
the time of the transfer, the book value and the sale price of the
transferred asset.
Capital Invested
-------------------------------------------------
Debt, Guarantees or Transfer of
Name of Amount Other Financial Obligation assets to EWG
Company Security (in thousands) (in thousands) or FUCO
----------------------- ----------------------------- ------------------ ---------------------------------------------------
AERR 120 Common Shares $12 None None
Bengbu Registered Capital 12,800 None None
Catleo 13,149,996 Common Shares 6,773 None None
CENF 57,509,438 Common Shares 9,512 None None
CELB 93,695 Common Shares; 46,448 None None
18,828 Preferred Shares
Cataguazes 35,310,361,614 Common 147,533 None None
Shares; 39,580,055,856
Preferred B Shares
Energipe 42,179 Common Shares; 2,388 246,882 None None
Preferred Shares
Wuan Registered Capital 7,678 None None
37
Capital Invested
-------------------------------------------------
Debt, Guarantees or Transfer of
Name of Amount Other Financial Obligation assets to EWG
Company Security (in thousands) (in thousands) or FUCO
----------------------- ----------------------------- ------------------ ---------------------------------------------------
Anfeng Registered Capital 6,748 None None
Yongfeng Registered Capital 6,748 None None
Infratil 17,271,200 Ordinary Shares; 12,862 None None
1,912,120 $1.40 Warrants
JIES Registered Capital 13,119 None None
LDM (*) (*) None None
Shijiazhuang Registered Capital 9,201 None None
Saelpa 604,680,777 Common 181,457 None None
Shares; 996,851 Preferred
Shares
Southern Hydro Not applicable 103,418 None None
Tangshan Registered Capital 20,969 None None
TIES Registered Capital 7,230 None None
TrustPower 37,410,223 Ordinary Shares 69,289 None None
Usina Termeletrica 12,749,997 Common Shares 8,098 None None
XinWen #2 Registered Capital 6,261 None None
Zouping Registered Capital 11,315 None None
* At December 31, 2002, International had a loan receivable (including accrued
interest income) from LDM of approximately $55 million.
(c). State the ratio of debt to common equity of the company and earnings of
the company as of the end of the reporting period.
Name of Ratio of Debt to Common
Company Equity (*) 2002 Earnings/(Losses)
---------------------------- -------------------------- --------------------------
AERR 0% ($251,345)
Bengbu 33% 3,735,495
Catleo 34% (5,893,519)
CENF 19% 2,320,786
CELB 214% 341,251
Cataguazes 218% (25,308,770)
Energipe 42% (7,536,658)
Wuan 0% 1,000,569
Anfeng 0% 939,262
Yongfeng 0% 1,712,415
Infratil 81% 10,557,392 (**)
JIES 0% 1,749,724
LDM 2,177% 0
Shijiazhuang 37% 2,550,723
Saelpa 35% 9,781,841
Southern Hydro 83% 16,136,896
Luannan Tangshan Peak 0% (444,380)
TIES 0% 1,799,335
TrustPower 30% 602,398 (**)
Usina Termeletrica 674% (12,705,712)
XinWen #2 0% 170,975
Zouping 0% 3,341,832
38
* Intercompany debt has been excluded from the calculation of this ratio.
** Represents earnings for the 2002 fiscal year (twelve months ended
March 31, 2002).
(d). Identify any service, sales or construction contract(s) between the
company and a system company, and describe the services to be rendered or
goods sold and the fees or revenues under such agreement(s).
None.
Part II. Submit as Exhibit H an organizational chart showing the
relationship of each EWG and FUCO to other system companies. If the company
is a subsidiary of the registered holding company, submit the financial data
required in Exhibit I.
With regards to Exhibit H, FUCOs are noted as such in Item 1. System
Companies and Investments Therein as of December 31, 2002.
Refer to Exhibit I for the required financial data.
Part III. State the registered holding company's aggregate investment in
EWGs and FUCOs, respectively. Also state the ratio of aggregate investment
to the aggregate capital investment of the registered holding company in its
domestic public-utility subsidiary companies.
Aggregate Investment in Aggregate Capital Investment in
EWGs and FUCOs Domestic Public-Utility Subsidiaries
(in thousands) (in thousands) Ratio
---------------------------------- ---------------------------------------- -----------
EWG $ 64,272
FUCO 501,540
--------
Total $565,812 $1,633,649 35%
39
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
The following items listed below which are identified with an asterisk (*)
have heretofore been filed with the Securities and Exchange Commission (SEC)
and are incorporated herein by reference and made a part hereof. Exhibits
not so identified are filed herewith unless otherwise stated.
Consolidating Financial Statements and Notes
--------------------------------------------
Exhibits
--------
Refer to Exhibit F for a listing of the Financial Statement exhibits.
Pursuant to Exhibit A, the combined Annual Report on Form 10-K for the year
ended December 31, 2002, for Alliant Energy, IP&L and WP&L is incorporated
herein by reference.
The following Exhibits are filed herewith or incorporated herein by
reference. Documents indicated by an asterisk (*) are incorporated herein by
reference.
Exhibit A
---------
A.1* Annual Report of Alliant Energy on Form 10-K for the year ended
December 31, 2002 (incorporated by reference to File No. 1-9894)
A.2 Annual Report to Shareowners for Alliant Energy for the year ended
December 31, 2002 (Filed under cover of Form SE)
A.3* Annual Report of IP&L on Form 10-K for the year ended December 31,
2002 (incorporated by reference to File No. 0-4117-1)
A.4* Annual Report of WP&L on Form 10-K for the year ended December 31,
2002 (incorporated by reference to File No. 0-337)
Exhibit B
---------
Items for Exhibit B for Alliant Energy, IP&L and WP&L are incorporated herein
by reference to the combined Annual Report on 10-K for the year ended
December 31, 2002.
B.1* Articles of Incorporation of Corporate Services, dated December 8,
1997 (incorporated by reference to Exhibit B.13 to Alliant Energy's
Form U5S for the year ended December 31, 1998)
B.2* Articles of Amendment to Articles of Incorporation of Corporate
Services, effective as of January 29, 1999 (incorporated by
reference to Exhibit B.14 to Alliant Energy's Form U5S for the year
ended December 31, 1998)
B.3* Bylaws of Corporate Services, effective as of January 28, 1999
(incorporated by reference to Exhibit B.15 to Alliant Energy's Form
U5S for the year ended December 31, 1998)
B.4* Articles of Incorporation of Resources, effective as of January 11,
1988 (incorporated by reference to Exhibit B.16 to Alliant Energy's
Form U5S for the year ended December 31, 1998)
B.5* Articles of Merger, Merging IES Diversified Inc. with and into
Resources, effective as of April 21, 1998 (incorporated by reference
to Exhibit B.17 to Alliant Energy's Form U5S for the year ended
December 31, 1998)
B.6* Articles of Amendment to Articles of Incorporation of Resources,
effective as of April 23, 1998 (incorporated by reference to Exhibit
B.18 to Alliant Energy's Form U5S for the year ended December 31,
1998)
40
B.7* Articles of Amendment to Articles of Incorporation of Resources,
effective as of December 9, 1998 (incorporated by reference to
Exhibit B.19 to Alliant Energy's Form U5S for the year ended
December 31, 1998)
B.8* Bylaws of Resources, as amended, effective as of January 30, 2001
(incorporated by reference to Exhibit B.11 to Alliant Energy's U5S
for the year ended December 31, 2000)
Exhibit C
---------
Items for Exhibit C for Alliant Energy, IP&L and WP&L are incorporated herein
by reference to the combined Annual Report on 10-K for the year ended
December 31, 2002.
Exhibit D
---------
Tax Allocation Agreement
Exhibit E
---------
None
Exhibit F
---------
F.1 Report of Independent Public Accountants (as reported in Alliant
Energy's Annual Report on Form 10-K for the year ended December 31, 2002)
The following exhibits are filed under cover of Form SE:
F.2 Alliant Energy Consolidating Statement of Income for the year ended December 31, 2002
F.3 Alliant Energy Consolidating Balance Sheet as of December 31, 2002
F.4 Alliant Energy Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.5 Alliant Energy Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.6 Resources Consolidating Statement of Income for the year ended December 31, 2002
F.7 Resources Consolidating Balance Sheet as of December 31, 2002
F.8 Resources Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.9 Resources Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.10 ISCO Consolidating Statement of Income for the year ended December 31, 2002
F.11 ISCO Consolidating Balance Sheet as of December 31, 2002
F.12 ISCO Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.13 ISCO Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.14 International Consolidating Statement of Income for the year ended December 31, 2002
F.15 International Consolidating Balance Sheet as of December 31, 2002
F.16 International Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.17 International Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.18 Investments Consolidating Statement of Income for the year ended December 31, 2002
F.19 Investments Consolidating Balance Sheet as of December 31, 2002
F.20 Investments Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.21 Investments Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.22 Transportation Consolidating Statement of Income for the year ended December 31, 2002
F.23 Transportation Consolidating Balance Sheet as of December 31, 2002
F.24 Transportation Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.25 Transportation Consolidating Statement of Retained Earnings for the year ended December 31, 2002
Exhibit G
---------
Beginning with 2002 filings, Financial Data Schedules are no longer required
due to changes to SEC rules.
Exhibit H
---------
FUCOs are noted as such in Item 1. System Companies and Investments Therein
as of December 31, 2002.
41
Exhibit I
---------
FUCO Financial Statements (Filed under cover of Form SE)
International is organized as a holding company for international investments
of Alliant Energy. The assets of International are primarily debt and equity
investments in their subsidiary companies. In 2002, International had $11.9
million of operating expenses.
Documents incorporated by reference to filings made by Alliant Energy under
the Securities Exchange Act of 1934, as amended, and the Public Utility
Holding Company Act of 1935 are under File No. 1-9894. Documents
incorporated by reference to filings made by IP&L under the Securities
Exchange Act of 1934, as amended, are under File No. 0-4117-1. Documents
incorporated by reference to filings made by WP&L under the Securities
Exchange Act of 1934, as amended, are under File No. 0-337. Documents
incorporated by reference to filings made by IPC under the Securities
Exchange Act of 1934, as amended, are under File No. 1-3632.
42
SIGNATURE
The undersigned system company has duly caused this annual report to be
signed on its behalf by the undersigned thereunto duly authorized pursuant to
the requirements of the Public Utility Holding Company Act of 1935. The
signature of each undersigned company shall be deemed to relate only to
matters having reference to such company or its subsidiaries.
ALLIANT ENERGY CORPORATION
By: /s/ John E. Kratchmer
-------------------------
John E. Kratchmer
Vice President-Controller and Chief Accounting Officer
Date: May 1, 2003
43
EXHIBIT INDEX
-------------
Exhibits Description
-------- -----------
23 Consent of Independent Public Accountants
A.2 Annual Report to Shareowners for Alliant Energy for the year ended December 31, 2002
D Tax Allocation Agreement
F.1 Report of Independent Public Accountants
F.2 Alliant Energy Consolidating Statement of Income for the year ended December 31, 2002
F.3 Alliant Energy Consolidating Balance Sheet as of December 31, 2002
F.4 Alliant Energy Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.5 Alliant Energy Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.6 Resources Consolidating Statement of Income for the year ended December 31, 2002
F.7 Resources Consolidating Balance Sheet as of December 31, 2002
F.8 Resources Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.9 Resources Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.10 ISCO Consolidating Statement of Income for the year ended December 31, 2002
F.11 ISCO Consolidating Balance Sheet as of December 31, 2002
F.12 ISCO Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.13 ISCO Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.14 International Consolidating Statement of Income for the year ended December 31, 2002
F.15 International Consolidating Balance Sheet as of December 31, 2002
F.16 International Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.17 International Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.18 Investments Consolidating Statement of Income for the year ended December 31, 2002
F.19 Investments Consolidating Balance Sheet as of December 31, 2002
F.20 Investments Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.21 Investments Consolidating Statement of Retained Earnings for the year ended December 31, 2002
F.22 Transportation Consolidating Statement of Income for the year ended December 31, 2002
F.23 Transportation Consolidating Balance Sheet as of December 31, 2002
F.24 Transportation Consolidating Statement of Cash Flows for the year ended December 31, 2002
F.25 Transportation Consolidating Statement of Retained Earnings for the year ended December 31, 2002
I FUCO Financial Statements