UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BOWERS CHRISTOPHER D 7700 FORSYTH BOULEVARD ST. LOUIS, MO 63105 |
 |  |  EVP, Markets |  |
/s/ Keith H. Williamson (executed by attorney-in-fact) | 11/21/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Ownership includes previous awards of 26,950 restricted stock units. 5,825 units will vest in three equal annual installments on the anniversary of the grant date beginning on December 15, 2016. An additional 5,825, granted on December 15, 2015, are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining restricted stock units will vest in the following manner: 5,100 restricted stock units vest in three equal annual installments on the anniversary of the grant date beginning December 9, 2016; 4,532 restricted stock units vest in two equal annual installments on the anniversary of the grant date beginning December 9, 2016 and 5,668 restricted stock units vest on December 10, 2016. |